DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Vanguard Advisers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Hinnah Daryani | Vanguard Advisers, Inc. BD affiliated | Brighton Jones LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2024 | Jul 1, 2024 |
| Zachary Jacob Bezella | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 1, 2024 | Jul 11, 2024 |
| Nama S Soukouna | Vanguard Advisers, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 26, 2024 | Dec 3, 2024 (160 d) |
| Macarthur Morrison | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 26, 2024 | Jul 17, 2024 |
| John Joseph Walters | Vanguard Advisers, Inc. BD affiliated | Bryn Mawr Trust Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2024 | Jun 3, 2024 |
| Jason Darnell Edwards | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jun 7, 2024 | Jun 13, 2024 |
| Robert C Christiansen | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2024 | Jul 31, 2024 (54 d) |
| Mechell Bakich | Vanguard Advisers, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2024 | Jun 16, 2025 (384 d) |
| Cameron Jon Henry | Vanguard Advisers, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2024 | Jun 4, 2024 |
| Arshan Abid | Vanguard Advisers, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 28, 2024 | Jun 5, 2024 |
| Benjamin Chase Osborne | Vanguard Advisers, Inc. BD affiliated | Linden Thomas Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2024 | May 20, 2024 |
| Michael Anthony Swenson | Vanguard Advisers, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2024 | Apr 23, 2024 |
| Regina Kline Colburn | Vanguard Advisers, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2024 | May 14, 2024 |
| Tyler Rue | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2024 | Jun 10, 2024 (31 d) |
| Spenser Scheven | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Jun 6, 2024 |
| Edward Skinner | Vanguard Advisers, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2024 | Sep 24, 2024 (140 d) |
| Brian Michael Robinson | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 30, 2024 | May 15, 2024 |
| Mark William Vandenburg | Vanguard Advisers, Inc. BD affiliated | Prepared Retirement Institute LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2024 | Apr 16, 2024 |
| Taylor Turner | Vanguard Advisers, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2024 | May 1, 2024 |
| Brett Jamieson Mallette | Vanguard Advisers, Inc. BD affiliated | Redeem Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2024 | Apr 30, 2024 |
| Elliott Price Ashe | Vanguard Advisers, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 18, 2024 | May 15, 2024 |
| Thomas Buckman | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Apr 16, 2024 | Apr 18, 2024 |
| Sebastian Galindo Sosa | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Apr 11, 2024 | Sep 10, 2026 (882 d) |
| Jeremy Chambers | Vanguard Advisers, Inc. BD affiliated | The Hourly Advisor LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 10, 2024 | Apr 22, 2024 |
| Jordan Nicholas Mcconnell | Vanguard Advisers, Inc. BD affiliated | Root Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2024 | Apr 23, 2024 |
| Matthew William Mcclendon | Vanguard Advisers, Inc. BD affiliated | Ethos Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2024 | Jul 8, 2026 (820 d) |
| Stephen Joseph Burley | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2024 | Jan 22, 2025 (288 d) |
| Susan Kathleen Monaghan | Vanguard Advisers, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2024 | May 30, 2024 (51 d) |
| Marshal Dean Morgan | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 9, 2024 | Jul 29, 2024 (111 d) |
| Rachel Jean Kim | Vanguard Advisers, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2024 | May 6, 2024 |
| Myla Emmeline Cho | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2024 | Apr 11, 2024 |
| Peter Bryan Kokolus | Vanguard Advisers, Inc. BD affiliated | Mason Investment Advisory Services Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2024 | May 18, 2026 (774 d) |
| Thomas Edward Knowlton | Vanguard Advisers, Inc. BD affiliated | Luminvest Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2024 | Mar 29, 2024 |
| Kimberly Anne Owen | Vanguard Advisers, Inc. BD affiliated | Prostatis Financial Advisors Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2024 | Jan 7, 2025 (279 d) |
| David Russell Monteith | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2024 | Mar 26, 2024 |
| Kaitlyn Charnese Powell | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Apr 15, 2024 |
| Derek James Marquardt | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 3, 2024 | May 14, 2024 (41 d) |
| David James Schubert | Vanguard Advisers, Inc. BD affiliated | Carrington Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 2, 2024 | Apr 5, 2024 |
| Brian Jeffrey Dalton | Vanguard Advisers, Inc. BD affiliated | Tricapital Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2024 | Apr 16, 2024 |
| Carson Joseph Biber | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2024 | Mar 18, 2024 |
| Corey Goldiner | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2024 | Aug 9, 2024 (135 d) |
| Natalie M Drotar | Vanguard Advisers, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 27, 2024 | Feb 25, 2025 (335 d) |
| James Nicholas Colao | Vanguard Advisers, Inc. BD affiliated | Girard Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2024 | Apr 8, 2024 |
| Gweneth M. Marter | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2024 | May 10, 2024 (49 d) |
| David Morrison | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2024 | Apr 17, 2024 |
| Christopher Davis Evans | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2024 | Apr 3, 2024 |
| Matthew Nicholas Davis | Vanguard Advisers, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2024 | Aug 14, 2024 (152 d) |
| James Cole Greer | Vanguard Advisers, Inc. BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2024 | Mar 18, 2024 |
| Blake Anthony Snider | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2024 | Mar 14, 2024 |
| Davis Michael Long | Vanguard Advisers, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2024 | Apr 1, 2024 |
| Brian Matthew Baum | Vanguard Advisers, Inc. BD affiliated | Family Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2024 | Mar 4, 2024 |
| Elise Gidaro | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Mar 7, 2024 | Mar 25, 2024 |
| Bailey Burke | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Mar 7, 2024 | Mar 20, 2024 |
| John A Shamet | Vanguard Advisers, Inc. BD affiliated | T. Rowe Price Associates, Inc. asset manager | Other | Mar 7, 2024 | May 2, 2024 (56 d) |
| Jules Jouvenat | Vanguard Advisers, Inc. BD affiliated | The Mather Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 29, 2024 | Mar 25, 2024 |
| Cody Ryan Kilpatrick | Vanguard Advisers, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 27, 2024 | Feb 23, 2024 |
| Jaime Walker | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2024 | Feb 26, 2024 |
| Anthony Rodriguez | Vanguard Advisers, Inc. BD affiliated | Elwood & Goetz independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2024 | Dec 15, 2025 (657 d) |
| Nicholas John Lavella | Vanguard Advisers, Inc. BD affiliated | Alphastar Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 23, 2024 | Feb 29, 2024 |
| Jason Douglas Westmoreland | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 21, 2024 | Feb 22, 2024 |
1,264 moves match.