DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Citizens Private Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph A. DibuonoCitizens Private Wealth BD affiliatedCitizens Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 10, 2026Mar 11, 2025
Richard Tino SuarezCitizens Private Wealth BD affiliatedMidfield Private Wealth, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 14, 2026Jul 17, 2026
Amy CarrilloCitizens Private Wealth BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 9, 2026Aug 25, 2026 (47 d)
Sean M OliveiraCitizens Private Wealth BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 8, 2026Jul 30, 2026 (83 d)
Justin JarvisCitizens Private Wealth BD affiliatedWealth Enhancement Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 11, 2026Feb 17, 2026
Frank Armand SistiCitizens Private Wealth BD affiliatedCitizens Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 6, 2026Feb 13, 2025
Jennifer Kleimon VotanoCitizens Private Wealth BD affiliatedRwa Wealth Partners independent RIAAffiliated broker-dealer or bank to independent RIASep 30, 2025Nov 7, 2025 (38 d)
Evelyn PepeCitizens Private Wealth BD affiliatedCitizens Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2025Jul 28, 2025
Sean Michael McmullenCitizens Private Wealth BD affiliatedWorld Investment Advisors, LLC otherOtherAug 15, 2025Apr 1, 2026 (229 d)
Dallis Khane GoodsonCitizens Private Wealth BD affiliatedCitizens Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 15, 2025Aug 26, 2021
Taylor Joseph MorrisonCitizens Private Wealth BD affiliatedCitizens Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 30, 2025Aug 7, 2023
Rafael A CruzCitizens Private Wealth BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherJun 12, 2025Mar 31, 2026 (292 d)
Anthony FornataleCitizens Private Wealth BD affiliatedCitizens Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 11, 2025Aug 26, 2022
Emily A FlukeCitizens Private Wealth BD affiliatedSandy Cove Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 4, 2025Aug 28, 2025 (85 d)
Stephen K MulhallCitizens Private Wealth BD affiliatedCitizens Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 9, 2025May 11, 2023
Enrique TiburcioCitizens Private Wealth BD affiliatedCitizens Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 15, 2025Oct 4, 2023
Robert Charles HannonCitizens Private Wealth BD affiliatedCitizens Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 15, 2025Feb 7, 2025
Michael John PrittsCitizens Private Wealth independent RIACitizens Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 25, 2025Oct 10, 2024
Jonathan F SmithCitizens Private Wealth independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseDec 19, 2024Oct 31, 2024
David ChapinCitizens Private Wealth independent RIACitizens Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 9, 2024Apr 3, 2023
Nathan Robert FalsoCitizens Private Wealth independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankDec 9, 2024Feb 28, 2025 (81 d)
Shane Ryan McmahonCitizens Private Wealth independent RIACitizens Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 9, 2024May 19, 2023
Michael HaasCitizens Private Wealth independent RIATd Private Client Wealth LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 18, 2024Nov 26, 2024
Jose Alberto ReynosoCitizens Private Wealth independent RIASummit Trail Advisors, LLC independent RIARIA to RIAOct 2, 2024May 20, 2025 (230 d)
Martina Ann PfeufferCitizens Private Wealth independent RIAAffinity Wealth Management LLC independent RIARIA to RIAMay 6, 2024May 23, 2024
Guglielmo TullioCitizens Private Wealth independent RIAAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankApr 18, 2024Jul 5, 2024 (78 d)
Edgar L. JacksonCitizens Private Wealth independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseFeb 21, 2024Mar 7, 2024
Joseph Dominic PernaCitizens Private Wealth independent RIASharp Financial independent RIARIA to RIADec 31, 2023Nov 22, 2023
Mark Andrew MeyersCitizens Private Wealth independent RIARehmann Wealth independent RIARIA to RIAOct 21, 2022Jan 6, 2025 (808 d)
Visonja AndrianopoulosCitizens Private Wealth independent RIACitizens Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 6, 2022Sep 7, 2021
Jesse James PantanoCitizens Private Wealth independent RIACitizens Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 2, 2022Apr 26, 2022
Rafael A. SveltiCitizens Private Wealth independent RIACitizens Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 13, 2022Sep 8, 2021
Francisco Hernan Munoz FigueroaCitizens Private Wealth independent RIACitizens Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 11, 2022Mar 8, 2022
Wayne Todd JonesCitizens Private Wealth independent RIACitizens Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 3, 2022Aug 16, 2021
Gledia A NasrahCitizens Private Wealth independent RIACitizens Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 25, 2022Aug 31, 2021
Heather Suzanne FurdynaCitizens Private Wealth independent RIACitizens Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 14, 2022Aug 23, 2021
Mirna SuccariCitizens Private Wealth independent RIACitizens Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 14, 2022Mar 8, 2022
Julie Ann NootbaarCitizens Private Wealth independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankJan 7, 2022Jan 10, 2022
John Joseph FitzgeraldCitizens Private Wealth independent RIACitizens Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 29, 2021Aug 20, 2021
Ryan Michael KennisCitizens Private Wealth independent RIAJfs Wealth Advisors, LLC independent RIARIA to RIANov 4, 2021Nov 22, 2021
Michael R O'BrienCitizens Private Wealth independent RIACerity Partners LLC independent RIARIA to RIASep 17, 2021Jun 26, 2025 (1378 d)
Paula M ParrishCitizens Private Wealth independent RIAAlly Invest Advisors independent RIARIA to RIAMay 21, 2021Oct 20, 2021 (152 d)
Edward Gregory WilliamsCitizens Private Wealth independent RIAFacet independent RIARIA to RIAMay 10, 2021Jun 8, 2021
William John WernerCitizens Private Wealth independent RIAFacet independent RIARIA to RIAApr 23, 2021Apr 22, 2021
Brian Harlan WaldnerCitizens Private Wealth independent RIAKahler Financial Group, Inc. independent RIARIA to RIADec 11, 2020Dec 1, 2021 (355 d)
John Adam HarshmanCitizens Private Wealth independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 11, 2020Sep 24, 2021 (287 d)
Howard Louis MargolisCitizens Private Wealth independent RIARBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankJul 15, 2020Aug 20, 2020 (36 d)
Daniel John KingCitizens Private Wealth independent RIAOsaic Institutions, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 3, 2020Nov 24, 2021 (691 d)
Rosario Joseph RuffinoCitizens Private Wealth otherMariner Wealth Advisors otherOtherOct 24, 2005Jan 28, 2014 (3018 d)
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49 moves match.