DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Fisher Investments

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stephen Alan StrouseFisher Investments independent RIAPersonal Capital Advisors Corporation independent RIARIA to RIADec 23, 2021Jan 6, 2022
Brandon Kyler RoweFisher Investments independent RIAMorgan Stanley wirehouseRIA to wirehouseDec 21, 2021Jan 20, 2022
Valerie L. MosherFisher Investments independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseDec 16, 2021Jun 23, 2022 (189 d)
Nicholas Ryan MercerFisher Investments independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 15, 2021Mar 18, 2022 (93 d)
Tony WangFisher Investments independent RIACitigroup Global Markets Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 8, 2021Jan 7, 2022
Megan SowinskiFisher Investments independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseDec 8, 2021Dec 20, 2021
Troy Paul ProchazkaFisher Investments independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankDec 7, 2021Aug 22, 2022 (258 d)
Kevin Irving CorbinFisher Investments independent RIAPersonal Capital Advisors Corporation independent RIARIA to RIANov 26, 2021Dec 21, 2021
Marc Allan EppingerFisher Investments independent RIAPersonal Capital Advisors Corporation independent RIARIA to RIANov 24, 2021Dec 13, 2021
Chad HardinFisher Investments independent RIASecurian Financial Services, Inc. independent RIARIA to RIANov 22, 2021Oct 11, 2022 (323 d)
Faisal Nabil Al HashimFisher Investments independent RIAMaxiam Capital, LLC state registeredRIA to a state-registered adviserNov 16, 2021Apr 4, 2022 (139 d)
Joshua E DavisFisher Investments independent RIAMorgan Stanley wirehouseRIA to wirehouseNov 12, 2021Jan 18, 2022 (67 d)
Mairin Veronica MurphyFisher Investments independent RIAFreestone Capital Management, LLC independent RIARIA to RIANov 11, 2021Nov 16, 2021
Jakub Marek KulentyFisher Investments independent RIAAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankNov 9, 2021Jul 15, 2022 (248 d)
David Smith RankinFisher Investments independent RIAProteus, LLC asset managerOtherNov 5, 2021Mar 13, 2023 (493 d)
Erica Yoshiko PuentFisher Investments independent RIACreative Planning independent RIARIA to RIANov 5, 2021Nov 5, 2025 (1461 d)
Jonathan ShargFisher Investments independent RIABroadway Wealth Solutions independent RIARIA to RIANov 4, 2021Dec 10, 2021 (36 d)
Kevin ZasadaFisher Investments independent RIAPersonal Capital Advisors Corporation independent RIARIA to RIANov 4, 2021Nov 15, 2021
Jeffrey Taylor PierceFisher Investments independent RIAThe Clarius Group, LLC independent RIARIA to RIANov 4, 2021Nov 23, 2021
Nicholas Steven HenglFisher Investments independent RIAPrime Wealth Management unclassifiedOtherNov 3, 2021Nov 23, 2021
Lance Ivan LehmanFisher Investments independent RIAArs Wealth Advisors independent RIARIA to RIAOct 27, 2021Nov 23, 2021
Abraham Amador-LindnerFisher Investments independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankOct 22, 2021Dec 8, 2021 (47 d)
Christopher Alexander TenorioFisher Investments independent RIAPrivate Portfolio Of San Diego otherOtherOct 19, 2021Oct 4, 2023 (715 d)
Michael Joseph LutzFisher Investments independent RIAWestlake Wealth Management, LLC independent RIARIA to RIAOct 18, 2021May 20, 2022 (214 d)
Jennifer L KilbyFisher Investments independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 15, 2021Oct 15, 2021
Thomas Anthony WalkerFisher Investments independent RIAPersonal Capital Advisors Corporation independent RIARIA to RIAOct 15, 2021Oct 25, 2021
Jeffrey Dale KazukFisher Investments independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankOct 15, 2021Feb 7, 2022 (115 d)
George MargvelashviliFisher Investments independent RIAJag Capital Management LLC mixed wealthRIA to RIAOct 5, 2021Oct 26, 2021
Andrea C BottFisher Investments independent RIAMorgan Stanley wirehouseRIA to wirehouseOct 4, 2021Nov 4, 2021 (31 d)
Connor Richard EmmertFisher Investments independent RIALinden Thomas Advisory Services, LLC independent RIARIA to RIASep 15, 2021Mar 22, 2023 (553 d)
Brian Wesley HoodFisher Investments independent RIAPersonal Capital Advisors Corporation independent RIARIA to RIASep 9, 2021Sep 15, 2021
Matthew Allyn JoynerFisher Investments independent RIAPersonal Capital Advisors Corporation independent RIARIA to RIASep 9, 2021Sep 15, 2021
Chase Ryan CarmichaelFisher Investments independent RIAMercer Global Advisors Inc. independent RIARIA to RIASep 8, 2021Oct 12, 2021 (34 d)
Michael Cronin FreemanFisher Investments independent RIAPersonal Capital Advisors Corporation independent RIARIA to RIASep 2, 2021Sep 15, 2021
Thomas Craig ClarkFisher Investments independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 31, 2021Sep 23, 2021
Josh Andrew McclellanFisher Investments independent RIAPersonal Capital Advisors Corporation independent RIARIA to RIAAug 31, 2021Nov 1, 2021 (62 d)
George MorakisFisher Investments independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 17, 2021Aug 20, 2021
Jacob Lionel MargoFisher Investments independent RIAMain Street Research LLC independent RIARIA to RIAAug 17, 2021Oct 15, 2021 (59 d)
Karim LakhaniFisher Investments independent RIAWestwood Wealth Management mixed wealthRIA to RIAAug 17, 2021Mar 31, 2023 (591 d)
Nicholas Peter SwansonFisher Investments independent RIAPersonal Capital Advisors Corporation independent RIARIA to RIAAug 17, 2021May 5, 2022 (261 d)
Arend Johannes WarmerdamFisher Investments independent RIASvb Investment Services Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 17, 2021Sep 13, 2021
William Albert HamFisher Investments independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 16, 2021Aug 2, 2021
Imran Ameer UddinFisher Investments independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankAug 16, 2021Sep 13, 2021
Christopher M. AccolaFisher Investments independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankAug 12, 2021Dec 2, 2021 (112 d)
Ryan Michael WalkerFisher Investments independent RIAProsperity Wealth Planning LLC no RAUMRIA to a newly registered adviserAug 10, 2021Aug 12, 2021
Mitchell Lloyd WonboyFisher Investments independent RIAStrategic Wealth Management Solutions LLC unclassifiedOtherAug 3, 2021Apr 29, 2022 (269 d)
Brett F AndersonFisher Investments independent RIAFoster Victor independent RIARIA to RIAAug 3, 2021Aug 10, 2021
Joseph A KnebelFisher Investments independent RIAMorgan Stanley wirehouseRIA to wirehouseJul 26, 2021Oct 31, 2021 (97 d)
Jennifer Christa BennettFisher Investments independent RIAPersonal Capital Advisors Corporation independent RIARIA to RIAJul 23, 2021Apr 8, 2022 (259 d)
Kevin Gerard KellyFisher Investments independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankJul 20, 2021Jan 24, 2023 (553 d)
Lucas LeglerFisher Investments independent RIAFlorida Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 20, 2021Dec 14, 2021 (147 d)
Thaddeus Murray AllenFisher Investments independent RIABrighton Jones LLC independent RIARIA to RIAJul 15, 2021Aug 19, 2021 (35 d)
Clinton Daniel MccallaFisher Investments independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 15, 2021Aug 18, 2021 (34 d)
Jeffery Lee GardnerFisher Investments independent RIAWells Fargo Advisors wirehouseRIA to wirehouseJul 15, 2021Sep 23, 2021 (70 d)
Rafael De OliveiraFisher Investments independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankJul 15, 2021Jul 28, 2021
Danielle Marie ArtzFisher Investments independent RIAWilliam Blair & Company L.L.C. BD affiliatedRIA to affiliated broker-dealer or bankJul 15, 2021Jul 23, 2021
Keith Louis SprauerFisher Investments independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankJun 30, 2021Nov 9, 2021 (132 d)
Jordan C. FowlerFisher Investments independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 30, 2021Dec 3, 2021 (156 d)
Kathleen Jo ScholzFisher Investments independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 16, 2021Aug 10, 2021 (55 d)
Christian BradfordFisher Investments independent RIAWells Fargo Advisors wirehouseRIA to wirehouseJun 15, 2021Jul 2, 2021
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995 moves match.