DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Alliancebernstein L.P.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gina CohenAlliancebernstein L.P. asset managerCreative Planning independent RIAOtherOct 7, 2024Nov 12, 2024 (36 d)
Michael David LopesAlliancebernstein L.P. asset managerJ.P. Morgan Securities LLC wirehouseOtherOct 7, 2024Sep 16, 2024
David BlumenthalAlliancebernstein L.P. asset managerMorgan Stanley wirehouseOtherSep 24, 2024Sep 24, 2024
Lionel KikiAlliancebernstein L.P. asset managerD.A. Davidson & Co. independent RIAOtherAug 27, 2024Feb 25, 2025 (182 d)
Jason Paul StevensAlliancebernstein L.P. asset managerAllspring Funds Management, LLC asset managerOtherAug 19, 2024Aug 28, 2024
Connor Joseph FarleyAlliancebernstein L.P. asset managerCetera Investment Advisers LLC BD affiliatedOtherAug 19, 2024Aug 20, 2024
Daniel Wilcox ChorneyAlliancebernstein L.P. asset managerUBS Financial Services Inc. wirehouseOtherJul 31, 2024Jul 22, 2024
Adam AngibeauAlliancebernstein L.P. asset managerSound Income Strategies, LLC independent RIAOtherJul 31, 2024Aug 11, 2025 (376 d)
Blake Allen GundersonAlliancebernstein L.P. asset managerBridges Investment Management Inc mixed wealthOtherJul 1, 2024Jul 5, 2024
Branden E. JoeAlliancebernstein L.P. asset managerJ.P. Morgan Securities LLC wirehouseOtherMay 14, 2024May 17, 2024
Essie BonneyAlliancebernstein L.P. asset managerMorgan Stanley wirehouseOtherMay 14, 2024Jun 24, 2024 (41 d)
Keith H ZemskyAlliancebernstein L.P. asset managerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 30, 2024Apr 29, 2024
Justin SeurerAlliancebernstein L.P. asset managerRBC Capital Markets, LLC national BDOtherApr 30, 2024Apr 17, 2024
Michael Abraham WoocherAlliancebernstein L.P. asset managerHb Wealth independent RIAOtherApr 8, 2024Apr 8, 2024
Zachary Christiaan NewardAlliancebernstein L.P. asset managerCibc Private Wealth Advisors, Inc. BD affiliatedOtherApr 4, 2024Mar 18, 2024
Christopher Andre TorresAlliancebernstein L.P. asset managerLord, Abbett & Co. LLC asset managerOtherApr 4, 2024Aug 20, 2025 (503 d)
Jackson FogartyAlliancebernstein L.P. asset managerRaymond James & Associates, Inc. national BDOtherMar 11, 2024Jul 8, 2026 (849 d)
Patrick MuellerAlliancebernstein L.P. asset managerJohn Hancock Investment Management LLC asset managerOtherFeb 12, 2024Feb 22, 2024
Kelly HewittAlliancebernstein L.P. asset managerAmeriprise Financial Services, LLC national BDOtherFeb 12, 2024Mar 4, 2024
Lance Christopher ArmentaAlliancebernstein L.P. asset managerUBS Financial Services Inc. wirehouseOtherJan 30, 2024Jun 6, 2024 (128 d)
Stephen ZurloAlliancebernstein L.P. asset managerBarksdale Investment Management institutionalOtherJan 30, 2024Mar 15, 2024 (45 d)
Ryan Adam DepaulAlliancebernstein L.P. asset managerUBS Financial Services Inc. wirehouseOtherDec 14, 2023Dec 1, 2023
Charles B LynchAlliancebernstein L.P. asset managerUBS Financial Services Inc. wirehouseOtherDec 14, 2023Dec 1, 2023
Elijah Shems DornstreichAlliancebernstein L.P. asset managerUBS Financial Services Inc. wirehouseOtherDec 14, 2023Dec 1, 2023
Jason OkrentAlliancebernstein L.P. asset managerCitigroup Global Markets Inc. BD affiliatedOtherDec 6, 2023Dec 1, 2023
Cory Steven ElmoreAlliancebernstein L.P. asset managerRaymond James & Associates, Inc. national BDOtherNov 16, 2023Feb 21, 2025 (463 d)
Jeffrey Keith RogoffAlliancebernstein L.P. asset managerJ.P. Morgan Securities LLC wirehouseOtherNov 15, 2023Nov 9, 2023
Thomas James CoyAlliancebernstein L.P. asset managerVictory Capital Management Inc. asset managerOtherOct 27, 2023Jun 9, 2025 (591 d)
Benedict O. ObazeAlliancebernstein L.P. asset managerJ.P. Morgan Securities LLC wirehouseOtherOct 13, 2023Dec 6, 2023 (54 d)
David Leigh AskenaseAlliancebernstein L.P. asset managerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 19, 2023Sep 5, 2023
Philip Reid KrugerAlliancebernstein L.P. asset managerUBS Financial Services Inc. wirehouseOtherSep 1, 2023Aug 21, 2023
Breana Maurais ColeAlliancebernstein L.P. asset managerUBS Financial Services Inc. wirehouseOtherJun 14, 2023Jun 6, 2023
Carey M FortnamAlliancebernstein L.P. asset managerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 3, 2023Jan 6, 2026 (979 d)
Alan BacaAlliancebernstein L.P. asset managerEthos Financial Group, LLC independent RIAOtherMay 3, 2023Jan 31, 2026 (1004 d)
Thomas Patrick RyanAlliancebernstein L.P. asset managerStolz & Associates, Ps independent RIAOtherApr 20, 2023Jul 13, 2023 (84 d)
Luke ZulaufAlliancebernstein L.P. asset managerJ.P. Morgan Securities LLC wirehouseOtherMar 27, 2023Mar 16, 2023
Andrew ChipmanAlliancebernstein L.P. asset managerJohn Hancock Investment Management LLC asset managerOtherMar 6, 2023Mar 10, 2023
Evan Scott MorettiAlliancebernstein L.P. asset managerJ.P. Morgan Securities LLC wirehouseOtherMar 1, 2023May 11, 2023 (71 d)
David SuttonAlliancebernstein L.P. asset managerLincoln Investment independent RIAOtherMar 1, 2023Aug 4, 2023 (156 d)
Patrick Anthony BonannoAlliancebernstein L.P. asset managerJ.P. Morgan Securities LLC wirehouseOtherJan 25, 2023Jan 20, 2023
John Eric MooreAlliancebernstein L.P. asset managerJ.P. Morgan Securities LLC wirehouseOtherJan 25, 2023Jan 19, 2023
Matthew DesalvoAlliancebernstein L.P. asset managerF3logic, LLC independent RIAOtherJan 19, 2023Jan 30, 2023
Gregory Charles PaulAlliancebernstein L.P. asset managerMorgan Stanley wirehouseOtherDec 20, 2022Jan 24, 2023 (35 d)
Marco Gino MirandaAlliancebernstein L.P. asset managerCompound Advisers, Inc. independent RIAOtherDec 12, 2022Feb 17, 2023 (67 d)
Mark SpaldingAlliancebernstein L.P. asset managerOsaic Wealth, Inc. BD affiliatedOtherNov 9, 2022Nov 7, 2022
Samuel Soland SpryAlliancebernstein L.P. asset managerVestwell Advisors LLC institutionalOtherOct 17, 2022Apr 14, 2023 (179 d)
Bradley Ellis NassarAlliancebernstein L.P. asset managerUBS Financial Services Inc. wirehouseOtherOct 4, 2022Sep 28, 2022
David Michael HuntAlliancebernstein L.P. asset managerUBS Financial Services Inc. wirehouseOtherOct 4, 2022Sep 28, 2022
James Douglas MccollAlliancebernstein L.P. asset managerUBS Financial Services Inc. wirehouseOtherOct 4, 2022Sep 28, 2022
Naidia DowouAlliancebernstein L.P. asset managerFidelity Personal And Workplace Advisors BD affiliatedOtherAug 25, 2022Apr 10, 2023 (228 d)
Riley AndersonAlliancebernstein L.P. asset managerEdward Jones national BDOtherAug 25, 2022Dec 7, 2022 (104 d)
Robert Hemingway StattonAlliancebernstein L.P. asset managerJ.P. Morgan Securities LLC wirehouseOtherAug 23, 2022Aug 18, 2022
Jonathan Y ApplebaumAlliancebernstein L.P. asset managerMorgan Stanley wirehouseOtherJul 20, 2022Jul 11, 2022
Jonathan KobetsAlliancebernstein L.P. asset managerUBS Financial Services Inc. wirehouseOtherJun 13, 2022Sep 15, 2022 (94 d)
Tamaki Kern FaneuffAlliancebernstein L.P. asset managerCatalyst Private Wealth, LLC independent RIAOtherMay 20, 2022Mar 27, 2023 (311 d)
Aisha AliAlliancebernstein L.P. asset managerJ.P. Morgan Securities LLC wirehouseOtherMay 9, 2022Jun 20, 2022 (42 d)
Thomas Barker PinckneyAlliancebernstein L.P. asset managerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 21, 2022Jun 2, 2022 (42 d)
Ronald Christopher BoekerAlliancebernstein L.P. asset managerAllspring Funds Management, LLC asset managerOtherApr 13, 2022Aug 23, 2022 (132 d)
Peter KazmierczakAlliancebernstein L.P. asset managerNottingham Advisors Inc. independent RIAOtherApr 12, 2022May 12, 2022
Germaine HarrisAlliancebernstein L.P. otherLPL Financial LLC independent RIAOtherMar 23, 2022May 12, 2022 (50 d)
Page 2 of 9PreviousNext
525 moves match.