| Robert Barron Lewis | Alliancebernstein L.P. other | Capital Guardian Trust Company other | Other | May 6, 2009 | Jul 1, 2009 (56 d) |
| Lorenzo Daniel Esparza | Alliancebernstein L.P. other | RBC Capital Markets, LLC national BD | Other | May 6, 2009 | May 6, 2009 |
| Michael A Bono | Alliancebernstein L.P. other | Barclays Capital Inc. other | Other | Apr 21, 2009 | Apr 17, 2009 |
| Laura Raybin-Miller | Alliancebernstein L.P. other | Citigroup Global Markets Inc. other | Other | Apr 15, 2009 | Apr 27, 2009 |
| George Joseph Manning | Alliancebernstein L.P. other | Natixis Advisors, LLC other | Other | Mar 30, 2009 | Mar 26, 2010 (361 d) |
| Bradley David Dillon | Alliancebernstein L.P. other | Wells Fargo Advisors wirehouse | Other | Mar 30, 2009 | Sep 2, 2026 (6365 d) |
| Ryan E. Conners-Copeland | Alliancebernstein L.P. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 30, 2009 | Apr 2, 2009 |
| Robert A Rothman | Alliancebernstein L.P. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 19, 2009 | Jan 12, 2018 (3221 d) |
| Alan M Swerdloff | Alliancebernstein L.P. other | Capital Guardian Trust Company other | Other | Mar 11, 2009 | Jul 7, 2009 (118 d) |
| Joshua Michael Adler | Alliancebernstein L.P. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 11, 2009 | Jan 12, 2018 (3229 d) |
| Kevin M. O'Leary | Alliancebernstein L.P. other | UBS Financial Services Inc. wirehouse | Other | Mar 11, 2009 | Feb 16, 2011 (707 d) |
| Alexander T. Fokides | Alliancebernstein L.P. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 11, 2009 | Jan 12, 2018 (3229 d) |
| Kenneth David Kline | Alliancebernstein L.P. other | Barclays Capital Inc. other | Other | Feb 23, 2009 | Feb 24, 2009 |
| Frank Paul Panayotou | Alliancebernstein L.P. other | UBS Financial Services Inc. wirehouse | Other | Feb 23, 2009 | Mar 27, 2012 (1128 d) |
| Sandra Shearouse Morelli | Alliancebernstein L.P. other | Capital Guardian Trust Company other | Other | Feb 13, 2009 | Jul 1, 2009 (138 d) |
| Joseph Patrick Bohen | Alliancebernstein L.P. other | Bny Mellon Securities Corporation other | Other | Feb 9, 2009 | Feb 16, 2011 (737 d) |
| Adam C. Galaburda | Alliancebernstein L.P. other | UBS Financial Services Inc. wirehouse | Other | Feb 9, 2009 | Sep 5, 2012 (1304 d) |
| David Thomas Morrison | Alliancebernstein L.P. other | UBS Financial Services Inc. wirehouse | Other | Feb 5, 2009 | Jan 6, 2015 (2161 d) |
| John Michael Magee | Alliancebernstein L.P. other | J.P. Morgan Securities LLC wirehouse | Other | Dec 26, 2008 | Jun 29, 2009 (185 d) |
| Charles F Spingler | Alliancebernstein L.P. other | Equitable Advisors, LLC national BD | Other | Dec 17, 2008 | Sep 18, 2009 (275 d) |
| Andrew William Frevert | Alliancebernstein L.P. other | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Dec 8, 2008 | Jun 17, 2022 (4939 d) |
| Henry Espinosa | Alliancebernstein L.P. other | Eagle Strategies LLC other | Other | Dec 1, 2008 | Jul 30, 2009 (241 d) |
| Bryan David Cannon | Alliancebernstein L.P. other | UBS Financial Services Inc. wirehouse | Other | Nov 20, 2008 | Nov 20, 2008 |
| Nicola Ta Walter | Alliancebernstein L.P. other | J.P. Morgan Securities LLC wirehouse | Other | Nov 10, 2008 | Jul 12, 2011 (974 d) |
| Rodney Andrew Kehler | Alliancebernstein L.P. other | Federated Investment Counseling other | Other | Nov 10, 2008 | Nov 13, 2008 |
| Mark Johnston | Alliancebernstein L.P. other | RBC Capital Markets, LLC national BD | Other | Nov 10, 2008 | Nov 7, 2008 |
| Gregory Dayton Miller | Alliancebernstein L.P. other | UBS Financial Services Inc. wirehouse | Other | Nov 10, 2008 | Jan 30, 2009 (81 d) |
| Michael E Rogala | Alliancebernstein L.P. other | LPL Financial LLC other | Other | Nov 10, 2008 | May 4, 2009 (175 d) |
| Gregg Alexander Biro | Alliancebernstein L.P. other | Wells Fargo Advisors wirehouse | Other | Nov 10, 2008 | Apr 7, 2009 (148 d) |
| John Eggleton | Alliancebernstein L.P. other | Ameritas Advisory Services, LLC BD affiliated | Other | Nov 10, 2008 | Nov 1, 2021 (4739 d) |
| Grant Robert Withers | Alliancebernstein L.P. other | Banc Of America Investment Services, Inc. unclassified | Other | Nov 10, 2008 | Nov 13, 2008 |
| John Marvin Ray | Alliancebernstein L.P. other | Bny Mellon Securities Corporation other | Other | Nov 10, 2008 | Jul 6, 2009 (238 d) |
| Joseph Nii Kpakpa Quartey | Alliancebernstein L.P. other | Citigroup Global Markets Inc. other | Other | Nov 3, 2008 | Nov 13, 2013 (1836 d) |
| Cory Alan Weiser | Alliancebernstein L.P. other | Msi Financial Services, Inc. other | Other | Oct 21, 2008 | Apr 23, 2009 (184 d) |
| Mark A Sluiter | Alliancebernstein L.P. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 21, 2008 | Apr 27, 2018 (3475 d) |
| Robert E Emrich | Alliancebernstein L.P. other | Sensus Wealth Management Group LLC state registered | Other | Oct 13, 2008 | Jul 8, 2014 (2094 d) |
| Matthew Wayne Hayford | Alliancebernstein L.P. other | Morgan Stanley wirehouse | Other | Oct 7, 2008 | Aug 25, 2011 (1052 d) |
| Andrew Harding Barnes | Alliancebernstein L.P. other | J.P. Morgan Securities LLC wirehouse | Other | Oct 6, 2008 | Oct 27, 2008 |
| Brett Fleckman | Alliancebernstein L.P. other | J.P. Morgan Securities LLC wirehouse | Other | Sep 24, 2008 | Jan 28, 2010 (491 d) |
| James David Franskousky | Alliancebernstein L.P. other | Bny Mellon Securities Corporation other | Other | Aug 8, 2008 | Sep 29, 2008 (52 d) |
| Thomas Westbrook Quinby | Alliancebernstein L.P. other | Blackrock Fund Advisors other | Other | Jul 28, 2008 | Sep 8, 2009 (407 d) |
| Frank S Levin | Alliancebernstein L.P. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 14, 2008 | Jun 7, 2011 (1058 d) |
| Joseph C Buenavista | Alliancebernstein L.P. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 30, 2008 | Jun 16, 2008 |
| Elizabeth E. Rahn | Alliancebernstein L.P. other | J.P. Morgan Securities LLC wirehouse | Other | Apr 2, 2008 | Mar 1, 2024 (5812 d) |
| Andrew Alexander Bunnin | Alliancebernstein L.P. other | Wells Fargo Investments, LLC unclassified | Other | Mar 11, 2008 | Mar 5, 2008 |
| Michael Becker | Alliancebernstein L.P. other | Bny Mellon Securities Corporation other | Other | Mar 6, 2008 | Apr 16, 2008 (41 d) |
| Patrick J Delahunty | Alliancebernstein L.P. other | J.P. Morgan Securities Inc. unclassified | Other | Feb 22, 2008 | Mar 5, 2008 |
| Peggy Ann Ledvina | Alliancebernstein L.P. other | Citigroup Global Markets Inc. other | Other | Feb 6, 2008 | Jan 30, 2008 |
| Peter Julian Dee | Alliancebernstein L.P. other | Herbert J. Sims Capital Management, Inc. independent RIA | Other | Dec 4, 2007 | Jan 9, 2008 (36 d) |
| Carlos Narvaez | Alliancebernstein L.P. other | Managed Account Advisors LLC other | Other | Nov 30, 2007 | Dec 14, 2007 |
| Eric Scott Holt | Alliancebernstein L.P. other | Arax Advisory Partners other | Other | Nov 27, 2007 | Apr 6, 2015 (2687 d) |
| Michael Rich Hatch | Alliancebernstein L.P. other | Citigroup Global Markets Inc. other | Other | Nov 14, 2007 | Apr 18, 2013 (1982 d) |
| Michael F Greco | Alliancebernstein L.P. other | Blackrock Fund Advisors other | Other | Oct 23, 2007 | Dec 4, 2007 (42 d) |
| David Erick Crowdus | Alliancebernstein L.P. other | Capital Client Group, Inc. no RAUM | Other | Aug 21, 2007 | May 3, 2013 (2082 d) |
| Richard Sokol | Alliancebernstein L.P. other | Legacy Capital Group LLC state registered | Other | May 18, 2007 | Jan 1, 2025 (6438 d) |
| Michael Francis Connell | Alliancebernstein L.P. other | Edward Jones national BD | Other | May 4, 2007 | Jul 7, 2017 (3717 d) |
| Eric Martin Heer | Alliancebernstein L.P. other | Capital Guardian Trust Company other | Other | Apr 23, 2007 | Jun 26, 2009 (795 d) |
| Brad Scott Weingart | Alliancebernstein L.P. other | J.P. Morgan Securities LLC wirehouse | Other | Mar 19, 2007 | Feb 17, 2009 (701 d) |
| Joseph W. Shenton | Alliancebernstein L.P. other | Lehman Brothers Inc. unclassified | Other | Mar 16, 2007 | Mar 9, 2007 |
| James Lawrence Oberheide | Alliancebernstein L.P. other | Morgan Stanley Dw Inc. unclassified | Other | Feb 23, 2007 | Feb 16, 2007 |