DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from T. Rowe Price Advisory Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Loree ArnoldT. Rowe Price Advisory Services, Inc. independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 30, 2021Feb 15, 2023 (595 d)
Michael Scott SorensenT. Rowe Price Advisory Services, Inc. independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankJun 30, 2021Aug 12, 2021 (43 d)
Isaac J Hinojos MartinezT. Rowe Price Advisory Services, Inc. independent RIAWells Fargo Advisors wirehouseRIA to wirehouseJun 30, 2021Jan 18, 2022 (202 d)
Pavel PetrashT. Rowe Price Advisory Services, Inc. independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankJun 30, 2021Jun 28, 2021
Onyinyechuku Nnenna NwokorieT. Rowe Price Advisory Services, Inc. independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 30, 2021Aug 6, 2021 (37 d)
Avis AustinT. Rowe Price Advisory Services, Inc. independent RIAT. Rowe Price Associates, Inc. asset managerOtherJun 22, 2021May 26, 2022 (338 d)
Michael John SkinnerT. Rowe Price Advisory Services, Inc. independent RIALPL Financial LLC independent RIARIA to RIAJun 18, 2021Nov 10, 2022 (510 d)
James Quinton MalmT. Rowe Price Advisory Services, Inc. independent RIASchwab Wealth Advisory, Inc. no RAUMOtherJun 7, 2021Jun 25, 2021
Sophat HengT. Rowe Price Advisory Services, Inc. independent RIAMorgan Stanley wirehouseRIA to wirehouseJun 7, 2021Jul 30, 2021 (53 d)
Jordan Alan YeomansT. Rowe Price Advisory Services, Inc. independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankJun 7, 2021Jun 24, 2021
Daniel E PetersonT. Rowe Price Advisory Services, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseMay 10, 2021Jan 23, 2023 (623 d)
Michael Polk GainorT. Rowe Price Advisory Services, Inc. independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankMay 10, 2021Jun 22, 2021 (43 d)
Sean E PowellT. Rowe Price Advisory Services, Inc. independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 10, 2021Oct 11, 2022 (519 d)
Jonathan C DorschT. Rowe Price Advisory Services, Inc. independent RIAMorgan Stanley wirehouseRIA to wirehouseApr 14, 2021May 11, 2021
Wayne Conway EwanT. Rowe Price Advisory Services, Inc. independent RIAT. Rowe Price Associates, Inc. asset managerOtherMar 18, 2021Mar 16, 2021
Kevin Michael KingT. Rowe Price Advisory Services, Inc. independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankMar 15, 2021Jun 22, 2023 (829 d)
David C FrederiksenT. Rowe Price Advisory Services, Inc. independent RIAMorgan Stanley wirehouseRIA to wirehouseMar 15, 2021Dec 7, 2022 (632 d)
Samantha Angelina MartinezT. Rowe Price Advisory Services, Inc. independent RIASchwab Wealth Advisory, Inc. no RAUMOtherMar 15, 2021Mar 31, 2021
Malcolm ReynoldsT. Rowe Price Advisory Services, Inc. independent RIAValic Financial Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 15, 2021Nov 16, 2022 (611 d)
Delaszo Isaiah SmithT. Rowe Price Advisory Services, Inc. independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 15, 2021Oct 20, 2022 (584 d)
Scot P PowellT. Rowe Price Advisory Services, Inc. independent RIAT. Rowe Price Associates, Inc. asset managerOtherMar 15, 2021Jan 8, 2025 (1395 d)
Matthew D McoskerT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC institutionalOtherMar 12, 2021Mar 16, 2021
Tyler Duluth CunninghamT. Rowe Price Advisory Services, Inc. independent RIABaltimore-Washington Financial Advisors independent RIARIA to RIAFeb 8, 2021Mar 4, 2021
Scott Lewis BatleyT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 8, 2021Aug 18, 2022 (556 d)
Marie Anne CanterburyT. Rowe Price Advisory Services, Inc. independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 11, 2021Feb 16, 2021 (36 d)
John Robert CrowellT. Rowe Price Advisory Services, Inc. independent RIALiberty One Investment Management otherOtherJan 11, 2021Jun 7, 2024 (1243 d)
Ike Ugonnaya EleleT. Rowe Price Advisory Services, Inc. independent RIAMorgan Stanley wirehouseRIA to wirehouseDec 22, 2020Jan 5, 2021
Samantha B. KaindiT. Rowe Price Advisory Services, Inc. independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankNov 23, 2020Mar 24, 2022 (486 d)
Susan Diane AuerT. Rowe Price Advisory Services, Inc. independent RIAAccelerated Wealth Advisors LLC independent RIARIA to RIANov 23, 2020Jan 5, 2021 (43 d)
Michael Thomas SamraT. Rowe Price Advisory Services, Inc. independent RIAFisher Investments independent RIARIA to RIANov 23, 2020Feb 22, 2021 (91 d)
Keith Patrick McgurrinT. Rowe Price Advisory Services, Inc. independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankSep 28, 2020Sep 10, 2020
Kerri McleanT. Rowe Price Advisory Services, Inc. independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankSep 28, 2020Nov 18, 2021 (416 d)
J Tyler Sidney KeithT. Rowe Price Advisory Services, Inc. independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankSep 28, 2020Sep 22, 2020
Carey Marie JosephT. Rowe Price Advisory Services, Inc. independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankJul 31, 2020Sep 3, 2020 (34 d)
Steven Michael JamesT. Rowe Price Advisory Services, Inc. independent RIAOsaic Fa, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 31, 2020Jan 11, 2024 (1259 d)
Kyle Patrick BrediceT. Rowe Price Advisory Services, Inc. independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankMay 20, 2020May 26, 2020
Daniel Jesus UrquidiT. Rowe Price Advisory Services, Inc. independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankMay 20, 2020May 18, 2020
Thomas M MurphyT. Rowe Price Advisory Services, Inc. independent RIAManning & Napier Advisors, LLC mixed wealthRIA to RIAMar 13, 2020Oct 8, 2021 (574 d)
Jesse L PerryT. Rowe Price Advisory Services, Inc. independent RIAFisher Investments independent RIARIA to RIAMar 13, 2020Apr 21, 2020 (39 d)
Evan James EastmanT. Rowe Price Advisory Services, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseMar 10, 2020Mar 23, 2020
Harrison Walker LeesonT. Rowe Price Advisory Services, Inc. independent RIAIra Group, Inc. institutionalOtherMar 10, 2020Apr 15, 2020 (36 d)
Zakia Khan WeberT. Rowe Price Advisory Services, Inc. independent RIAWms Partners, LLC independent RIARIA to RIAFeb 24, 2020Oct 22, 2020 (241 d)
Jonathan SgroT. Rowe Price Advisory Services, Inc. independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankFeb 3, 2020Sep 23, 2020 (233 d)
Joshua Thomas GreenT. Rowe Price Advisory Services, Inc. independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJan 14, 2020Jan 21, 2020
Eric Jaeim AhnT. Rowe Price Advisory Services, Inc. independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankDec 9, 2019Jan 17, 2020 (39 d)
Alisha WatersT. Rowe Price Advisory Services, Inc. independent RIAAlight Financial Advisors, LLC independent RIARIA to RIASep 25, 2019Oct 11, 2019
Brian PetersT. Rowe Price Advisory Services, Inc. independent RIAThrivent Investment Management Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 12, 2019Aug 13, 2019
David Stephen TondreaultT. Rowe Price Advisory Services, Inc. independent RIAAscensus Investment Advisors, LLC institutionalOtherJul 18, 2019Oct 19, 2020 (459 d)
Jonathon Edward YoungT. Rowe Price Advisory Services, Inc. independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJul 18, 2019Dec 23, 2019 (158 d)
Talon Joseph Van WertT. Rowe Price Advisory Services, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJul 18, 2019Aug 19, 2019 (32 d)
Daniel J YuftczakT. Rowe Price Advisory Services, Inc. independent RIAIndependent Financial Partners BD affiliatedRIA to affiliated broker-dealer or bankJul 18, 2019Oct 3, 2019 (77 d)
Robert John WilliamsT. Rowe Price Advisory Services, Inc. independent RIATransamerica Retirement Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 18, 2019Jan 30, 2020 (196 d)
Zahara Ali TorresT. Rowe Price Advisory Services, Inc. independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJul 18, 2019Aug 21, 2019 (34 d)
Rico WilliamsT. Rowe Price Advisory Services, Inc. independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankJul 18, 2019Sep 3, 2019 (47 d)
John Richard SheridanT. Rowe Price Advisory Services, Inc. independent RIAE*Trade Capital Management, LLC independent RIARIA to RIAJul 16, 2019Aug 7, 2019
Donald Glenn PhillipsT. Rowe Price Advisory Services, Inc. independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJul 15, 2019Aug 29, 2019 (45 d)
Bart A RiccardiT. Rowe Price Advisory Services, Inc. independent RIAMorgan Stanley wirehouseRIA to wirehouseJul 15, 2019Nov 6, 2019 (114 d)
Jeffrey Michael ParkT. Rowe Price Advisory Services, Inc. independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJul 15, 2019Jul 9, 2020 (360 d)
Cheryl Denise RichardsonT. Rowe Price Advisory Services, Inc. independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJul 15, 2019Jul 22, 2019
Ian Stuart RiceT. Rowe Price Advisory Services, Inc. independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJul 15, 2019Apr 13, 2021 (638 d)
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645 moves match.