DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pnc Managed Account Solutions, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy Rothenbush | Pnc Managed Account Solutions, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Sep 24, 2021 (32 d) |
| James Martin | Pnc Managed Account Solutions, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Sep 7, 2021 |
| Justin Emil Sayada | Pnc Managed Account Solutions, Inc. BD affiliated | Comerica Securities bank affiliated | Other | Aug 23, 2021 | Sep 22, 2021 |
| Sisi Ding Loudon | Pnc Managed Account Solutions, Inc. BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2021 | Apr 1, 2022 (221 d) |
| Isabel R Beltran | Pnc Managed Account Solutions, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 23, 2021 | Oct 13, 2021 (51 d) |
| Christina Marie Johnson | Pnc Managed Account Solutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Nov 9, 2021 (78 d) |
| Nathan Ryan Novotny | Pnc Managed Account Solutions, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Nov 5, 2021 (74 d) |
| John Paul Lunney | Pnc Managed Account Solutions, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Sep 2, 2021 |
| Caleb K Johnson | Pnc Managed Account Solutions, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Sep 3, 2021 |
| Zeak Raymond Davenport | Pnc Managed Account Solutions, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Jan 11, 2022 (141 d) |
| Colleen Lavon | Pnc Managed Account Solutions, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 23, 2021 | Dec 2, 2021 (101 d) |
| Brad Eugene Baker | Pnc Managed Account Solutions, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2021 | Aug 25, 2021 |
| Brad William Bardy | Pnc Managed Account Solutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2021 | Nov 1, 2021 (76 d) |
| John Anthony Brown | Pnc Managed Account Solutions, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 17, 2021 | Oct 14, 2021 (58 d) |
| Wendi-Ann Francis | Pnc Managed Account Solutions, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 12, 2021 | Aug 31, 2021 |
| Julien Louis Lahiere | Pnc Managed Account Solutions, Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2021 | Aug 6, 2021 |
| Benjamin John Fernandez | Pnc Managed Account Solutions, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2021 | Mar 21, 2024 (958 d) |
| Ryan Allen Sexson | Pnc Managed Account Solutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2021 | Aug 10, 2021 |
| Dylan Gregory Levey | Pnc Managed Account Solutions, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2021 | Aug 2, 2021 |
| William Anthony Lyness | Pnc Managed Account Solutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2021 | Jul 30, 2021 |
| Melvin Frederick Miller | Pnc Managed Account Solutions, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 30, 2021 | Jul 30, 2021 |
| Julie Michelle Miller | Pnc Managed Account Solutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2021 | Aug 2, 2021 |
| Meghan A. Falduto | Pnc Managed Account Solutions, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 29, 2021 | Jul 30, 2021 |
| Peppi Pence Talley | Pnc Managed Account Solutions, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 26, 2021 | Jul 27, 2021 |
| Jessica Wasserman Hall | Pnc Managed Account Solutions, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 26, 2021 | Jul 26, 2021 |
| Martin Fletcher Talley | Pnc Managed Account Solutions, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 26, 2021 | Jul 27, 2021 |
| Carlos Tijerina Jr | Pnc Managed Account Solutions, Inc. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2021 | Jul 30, 2021 |
| Kevin Andrew Witowich | Pnc Managed Account Solutions, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 16, 2021 | Jul 16, 2021 |
| Michael James Loerch | Pnc Managed Account Solutions, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 14, 2021 | Jul 15, 2021 |
| Patrick Jude Laborde | Pnc Managed Account Solutions, Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2021 | Jul 15, 2021 |
| John Michael Boles | Pnc Managed Account Solutions, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 14, 2021 | Jul 14, 2021 |
| Roberto Montes | Pnc Managed Account Solutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2021 | Jul 19, 2021 |
| Robert Dudley Smith | Pnc Managed Account Solutions, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2021 | Jul 13, 2021 |
| Amy Rowe-Stahl | Pnc Managed Account Solutions, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 9, 2021 | Jul 9, 2021 |
| Robert Louis Van Erem | Pnc Managed Account Solutions, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2021 | Sep 3, 2021 (56 d) |
| Denver Leigh Childs | Pnc Managed Account Solutions, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2021 | Jul 6, 2021 |
| Patrick Francis Cusick | Pnc Managed Account Solutions, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2021 | Jul 2, 2021 |
| Hector Ramiro Llanas | Pnc Managed Account Solutions, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 30, 2021 | Jun 30, 2021 |
| Hunter Ryan Sims | Pnc Managed Account Solutions, Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2021 | Jul 1, 2021 |
| Jared R. Miller | Pnc Managed Account Solutions, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2021 | Jun 25, 2021 |
| Tami K. Rovall | Pnc Managed Account Solutions, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 17, 2021 | Jun 17, 2021 |
| Merwan Abssi | Pnc Managed Account Solutions, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 17, 2021 | Jun 17, 2021 |
| Eric Matthew Tillotson | Pnc Managed Account Solutions, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2021 | Jun 14, 2021 |
| Alejandro Carrasquel | Pnc Managed Account Solutions, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2021 | Jun 15, 2021 |
| Ryan M. Daley | Pnc Managed Account Solutions, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2021 | Jun 14, 2021 |
| Brandon Halliday | Pnc Managed Account Solutions, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2021 | Jun 14, 2021 |
| Lucy W Edwards | Pnc Managed Account Solutions, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 11, 2021 | Jun 11, 2021 |
| Connor Aidan Benson | Pnc Managed Account Solutions, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 8, 2021 | Jun 25, 2021 |
| Reuben Q Johnson | Pnc Managed Account Solutions, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 4, 2021 | Jun 11, 2021 |
| Nicholas C. Mcmahan | Pnc Managed Account Solutions, Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2021 | Jun 4, 2021 |
| Peter John Lynch | Pnc Managed Account Solutions, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Dec 22, 2021 (203 d) |
| Scott M. Zindler | Pnc Managed Account Solutions, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2021 | Jun 2, 2021 |
| Daniel W Lasater | Pnc Managed Account Solutions, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2021 | Feb 20, 2024 (993 d) |
| Timothy Robert Tereick | Pnc Managed Account Solutions, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Sep 9, 2021 (99 d) |
| Bradford A Hutchins | Pnc Managed Account Solutions, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Jan 14, 2022 (226 d) |
| Salomon Lahana | Pnc Managed Account Solutions, Inc. BD affiliated | Invex Advisors LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2021 | Jun 18, 2024 (1112 d) |
| Jose A Santamaria | Pnc Managed Account Solutions, Inc. BD affiliated | Zink Wealth Solutions LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 2, 2021 | Oct 6, 2023 (856 d) |
| Anthony Perez | Pnc Managed Account Solutions, Inc. BD affiliated | Legacy Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2021 | Nov 25, 2024 (1272 d) |
| Timothy Seward | Pnc Managed Account Solutions, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Feb 17, 2026 (1721 d) |
| Mauricio Castillo | Pnc Managed Account Solutions, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Aug 5, 2022 (429 d) |
471 moves match.