| Douglas Roger Woolley | Securities America Advisors, Inc. other | On Investment Management Co other | Other | Apr 7, 2010 | Apr 6, 2010 |
| Richard Dale Almond | Securities America Advisors, Inc. other | On Investment Management Co other | Other | Apr 7, 2010 | Apr 6, 2010 |
| Joseph Frank Clites | Securities America Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Apr 1, 2010 | Jun 4, 2010 (64 d) |
| Lawrence Arthur Gekiere | Securities America Advisors, Inc. other | Bok Financial Advisors other | Other | Mar 31, 2010 | Apr 5, 2010 |
| Paul Otto Gelormini | Securities America Advisors, Inc. other | Liberty Wealth Management, LLC other | Other | Mar 30, 2010 | Mar 26, 2010 |
| Karla Jill Brown | Securities America Advisors, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Mar 23, 2010 | Apr 8, 2010 |
| Scott Terrence Munro | Securities America Advisors, Inc. other | Crown Capital Securities, L.P. other | Other | Mar 18, 2010 | Mar 16, 2010 |
| Kenyon Lloyd Lederer | Securities America Advisors, Inc. other | Invest Financial Corporation other | Other | Mar 15, 2010 | Oct 29, 2007 |
| David Lloyd Kaiser | Securities America Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Mar 15, 2010 | Dec 18, 2008 |
| Brandon Kirby | Securities America Advisors, Inc. other | Fbl Wealth Management, LLC BD affiliated | Other | Mar 15, 2010 | Jul 23, 2026 (5974 d) |
| Paul Michael West | Securities America Advisors, Inc. other | Ipro One Management, Inc. unclassified | Other | Mar 12, 2010 | Nov 6, 2007 |
| Barry Lynn Steim | Securities America Advisors, Inc. other | Ameritas Advisory Services other | Other | Mar 5, 2010 | Mar 26, 2010 |
| Karl Theodor Jacobsen | Securities America Advisors, Inc. other | Berthel Fisher & Company Financial Services, Inc. other | Other | Mar 1, 2010 | Mar 1, 2010 |
| Terry Morris Anderson | Securities America Advisors, Inc. other | Qa3 Financial LLC unclassified | Other | Mar 1, 2010 | Mar 12, 2010 |
| Richard Horace Hoffman | Securities America Advisors, Inc. other | H. Beck, Inc. other | Other | Feb 24, 2010 | Feb 19, 2010 |
| Richard Eller | Securities America Advisors, Inc. other | Spire Wealth Management, LLC other | Other | Feb 18, 2010 | Feb 11, 2010 |
| Gregg William Hoffman | Securities America Advisors, Inc. other | H. Beck, Inc. other | Other | Feb 18, 2010 | Feb 17, 2010 |
| Edwin Lewis Unland | Securities America Advisors, Inc. other | Independent Financial Group, LLC BD affiliated | Other | Feb 9, 2010 | Jan 1, 2025 (5440 d) |
| Daniel Paul Mccarthy | Securities America Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Feb 2, 2010 | Feb 2, 2010 |
| Paul Robert Parsons | Securities America Advisors, Inc. other | Next Financial Group, Inc. other | Other | Feb 1, 2010 | Feb 11, 2010 |
| Theresa M Roberts | Securities America Advisors, Inc. other | Carbahal Olsen Financial Services Group LLC other | Other | Feb 1, 2010 | Jul 28, 2010 (177 d) |
| David N Schofield | Securities America Advisors, Inc. other | On Investment Management Co other | Other | Jan 27, 2010 | Jan 26, 2010 |
| James Gerard Duplisea | Securities America Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Jan 20, 2010 | Apr 16, 2013 (1182 d) |
| Elizabeth Ann Sorenson | Securities America Advisors, Inc. other | Cetera Investment Advisers LLC BD affiliated | Other | Jan 20, 2010 | Mar 21, 2024 (5174 d) |
| Tom Arthur Mcdermott | Securities America Advisors, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Dec 31, 2009 | Dec 12, 2011 (711 d) |
| Richard Salvatore Lotito | Securities America Advisors, Inc. other | Sii Investments, Inc. other | Other | Dec 31, 2009 | Dec 10, 2009 |
| Matthew Nicholaus Porter | Securities America Advisors, Inc. other | On Investment Management Co other | Other | Dec 31, 2009 | Jan 4, 2010 |
| Matthew Dwayne Rakerd | Securities America Advisors, Inc. other | Realta Investment Advisors, Inc other | Other | Dec 23, 2009 | Jan 26, 2011 (399 d) |
| Andrew Jack Cohen | Securities America Advisors, Inc. other | Questar Asset Management, Inc. other | Other | Dec 17, 2009 | Dec 21, 2009 |
| Connor Matthew Tyson | Securities America Advisors, Inc. other | Chase Investment Services Corp. other | Other | Dec 17, 2009 | Jan 28, 2010 (42 d) |
| Michelle Leanne Ford | Securities America Advisors, Inc. other | Questar Asset Management, Inc. other | Other | Dec 8, 2009 | May 27, 2010 (170 d) |
| James Michael Barry | Securities America Advisors, Inc. other | Morgan Stanley wirehouse | Other | Dec 3, 2009 | Dec 22, 2009 |
| Harold James Perkins | Securities America Advisors, Inc. other | Continuum Financial, LLC other | Other | Dec 1, 2009 | Nov 17, 2009 |
| Carol Elaine Lyons | Securities America Advisors, Inc. other | L & M Wealth Management And Retirement Solutions, LLC state registered | Other | Dec 1, 2009 | Nov 30, 2009 |
| Paul Erhard Reinker | Securities America Advisors, Inc. other | Apex Advisory Services, Inc. unclassified | Other | Dec 1, 2009 | Nov 24, 2009 |
| John Vincent O'Connor | Securities America Advisors, Inc. other | O'Connor Wealth Management, Inc. independent RIA | Other | Nov 27, 2009 | Jun 26, 2012 (942 d) |
| Hoby Daniel Pearce | Securities America Advisors, Inc. other | Alliance Advisory & Securities, LLC other | Other | Nov 24, 2009 | Dec 3, 2009 |
| Matthew Nicholas Witkowski | Securities America Advisors, Inc. other | MML Investors Services, LLC other | Other | Nov 9, 2009 | Nov 17, 2009 |
| Heidi Alberta Cregor | Securities America Advisors, Inc. other | Cooper Mcmanus other | Other | Nov 4, 2009 | Nov 3, 2009 |
| Luke Thomas Pfannenstiel | Securities America Advisors, Inc. other | Signator Investors, Inc. other | Other | Nov 2, 2009 | Jun 25, 2010 (235 d) |
| Geoffrey Jay Ingram | Securities America Advisors, Inc. other | Brokersxpress LLC other | Other | Nov 2, 2009 | Oct 30, 2009 |
| Matthew David Anderson | Securities America Advisors, Inc. other | Bancwest Investment Services, Inc. (Bwis) other | Other | Oct 20, 2009 | Mar 28, 2011 (524 d) |
| Christopher Donald Miller | Securities America Advisors, Inc. other | Invest Financial Corporation other | Other | Oct 20, 2009 | Oct 19, 2009 |
| Melissa A Geracimos | Securities America Advisors, Inc. other | Osaic Fs, Inc. other | Other | Oct 13, 2009 | Oct 19, 2009 |
| Tracey Douglas Frank | Securities America Advisors, Inc. other | Spire Wealth Management, LLC other | Other | Oct 8, 2009 | Oct 14, 2009 |
| Ronald A Deramon | Securities America Advisors, Inc. other | First Advisors National, LLC independent RIA | Other | Oct 2, 2009 | Nov 13, 2021 (4425 d) |
| Craig Laurence Freedman | Securities America Advisors, Inc. other | The Retirement Readiness Institute state registered | Other | Sep 29, 2009 | Nov 12, 2009 (44 d) |
| Tucker Webber | Securities America Advisors, Inc. other | Orion Portfolio Solutions, LLC other | Other | Sep 21, 2009 | Nov 8, 2013 (1509 d) |
| Morris Noriaki Kunita | Securities America Advisors, Inc. other | Financial Advisers Of America, LLC other | Other | Sep 18, 2009 | Oct 15, 2009 |
| Kellie Lynn Duffy | Securities America Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Sep 17, 2009 | Apr 6, 2010 (201 d) |
| Donald Charles Madigan | Securities America Advisors, Inc. other | Garden State Investment Advisory Services, LLC other | Other | Sep 4, 2009 | Sep 8, 2009 |
| John Dray Sterling | Securities America Advisors, Inc. other | Edward Jones national BD | Other | Sep 2, 2009 | Sep 10, 2009 |
| Joy Michelle Schlie | Securities America Advisors, Inc. other | Strategic Advisers LLC national BD | Other | Jul 9, 2009 | Sep 1, 2009 (54 d) |
| James Nicholas Volpe | Securities America Advisors, Inc. other | Planmember Securities Corporation other | Other | Jul 9, 2009 | Aug 26, 2009 (48 d) |
| Martin Lawrence Hearn | Securities America Advisors, Inc. other | Silver Oak Securities, Inc. other | Other | Jun 5, 2009 | Nov 24, 2009 (172 d) |
| Michael James Reilly | Securities America Advisors, Inc. other | LPL Financial LLC other | Other | May 26, 2009 | Jan 26, 2009 |
| Pamela Marie Echegaray | Securities America Advisors, Inc. other | Questar Asset Management, Inc. other | Other | May 14, 2009 | Jun 25, 2009 (42 d) |
| John Vincent O'Connor | Securities America Advisors, Inc. other | Valic Financial Advisors, Inc. other | Other | May 13, 2009 | May 12, 2009 |
| Eric Dixon Loaiza | Securities America Advisors, Inc. other | Questar Asset Management, Inc. other | Other | May 11, 2009 | May 29, 2009 |
| Ronald Anthony Manso | Securities America Advisors, Inc. other | 1st Global Advisors Inc other | Other | May 6, 2009 | Apr 7, 2009 |