DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from RBC Rochdale, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Taila | RBC Rochdale, LLC BD affiliated | Jefferies Investment Advisers LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 25, 2026 | Aug 11, 2026 |
| Daniel Alfred Butterly | RBC Rochdale, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2026 | Jun 30, 2026 |
| Justin Al Renteria | RBC Rochdale, LLC BD affiliated | Flagstar Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2026 | Jul 29, 2026 (35 d) |
| Tracey Graziosa | RBC Rochdale, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 2, 2026 |
| Jarrad Scott Schultz | RBC Rochdale, LLC BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2026 | Jun 1, 2026 |
| Nicholas Thompson | RBC Rochdale, LLC BD affiliated | Beacon Trust independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2026 | Apr 29, 2026 |
| Cameron Jaimes Killeen | RBC Rochdale, LLC BD affiliated | Capital Group Private Client Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2026 | Apr 6, 2026 (33 d) |
| David Harrison Goodless | RBC Rochdale, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Feb 10, 2026 |
| Scott Joseph Pollaci | RBC Rochdale, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Mar 3, 2026 |
| Alexander Meleis | RBC Rochdale, LLC BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Dec 17, 2025 | Dec 18, 2025 |
| Jacqueline Rivera | RBC Rochdale, LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2025 | Nov 18, 2025 (50 d) |
| Charles Paul Alberton | RBC Rochdale, LLC BD affiliated | Sandro Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2025 | Oct 1, 2025 |
| Jonathan E Taylor | RBC Rochdale, LLC BD affiliated | Capital Group Private Client Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 20, 2025 | Oct 30, 2025 (132 d) |
| Justin Pender | RBC Rochdale, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 21, 2025 | Sep 26, 2025 (128 d) |
| Jessica Diane Gardner | RBC Rochdale, LLC BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2025 | May 12, 2025 |
| Erin Lee Patak | RBC Rochdale, LLC BD affiliated | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2025 | May 12, 2025 |
| Yash Sunil Patil | RBC Rochdale, LLC BD affiliated | Agentech Equities, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 10, 2024 | Nov 26, 2025 (351 d) |
| Steven Anthony Denike | RBC Rochdale, LLC BD affiliated | Sandro Wealth Management LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 2, 2024 | Jan 30, 2025 (59 d) |
| Adam Todd Elover | RBC Rochdale, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2024 | Oct 8, 2024 |
| Thomas A Galvin | RBC Rochdale, LLC BD affiliated | Sandro Wealth Management LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 17, 2024 | Dec 16, 2024 (213 d) |
| Nicholas Marc Pagonis | RBC Rochdale, LLC BD affiliated | Leucadia Asset Management LLC asset manager | Other | Apr 10, 2024 | Apr 22, 2024 |
| Jared R Mcdaniel | RBC Rochdale, LLC BD affiliated | Cornerstone Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 28, 2024 | Apr 8, 2024 |
| Adam B Gorlyn | RBC Rochdale, LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Dec 19, 2024 (412 d) |
| Garrett Richard D'Alessandro | RBC Rochdale, LLC BD affiliated | Symphonic Financial Advisors LLC other | Other | Oct 25, 2023 | Sep 9, 2005 |
| Steven Robert Petrovich | RBC Rochdale, LLC BD affiliated | Jefferies Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2023 | Apr 17, 2025 (580 d) |
| Neal Rubin | RBC Rochdale, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2023 | Aug 1, 2023 |
| John Anthony Geraghty | RBC Rochdale, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2023 | Aug 1, 2023 |
| Jayme-Lee C Kyritz | RBC Rochdale, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 28, 2023 | Jul 25, 2023 |
| Brian D Beldham | RBC Rochdale, LLC BD affiliated | Symphonic Financial Advisors LLC bank affiliated | Other | May 23, 2023 | Jan 25, 2022 |
| Keith Richard Bosco | RBC Rochdale, LLC BD affiliated | Verity Investment Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 24, 2023 | May 9, 2023 |
| Jeffrey Wendell Jones | RBC Rochdale, LLC BD affiliated | Fci Advisors mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 24, 2023 | Dec 4, 2024 (590 d) |
| Ryan Joshua Woolhiser | RBC Rochdale, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2023 | May 5, 2023 (64 d) |
| Brandon Kevin Marty | RBC Rochdale, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 27, 2023 | Feb 2, 2023 |
| Kevin Gerard Betts | RBC Rochdale, LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2022 | Jan 19, 2023 |
| Oren Cabir | RBC Rochdale, LLC BD affiliated | Kayne Anderson Rudnick Investment Management, LLC other | Other | Oct 27, 2022 | Dec 1, 2022 (35 d) |
| Fidelma Farinas-Cobas | RBC Rochdale, LLC BD affiliated | Pnc Managed Account Solutions, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2022 | Jan 25, 2023 (99 d) |
| Corey Han Liu | RBC Rochdale, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2022 | Jun 27, 2022 |
| Melissa Kathryn Jones | RBC Rochdale, LLC BD affiliated | Jordan Park Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2022 | Jan 18, 2024 (591 d) |
| Bradley A Skipper | RBC Rochdale, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2022 | Jul 18, 2022 (76 d) |
| Brian Ing Pu Hsieh | RBC Rochdale, LLC BD affiliated | RBC Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2022 | Apr 28, 2022 |
| Ramy David Antar | RBC Rochdale, LLC BD affiliated | RBC Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2022 | Apr 28, 2022 |
| David Paul Bjorndal | RBC Rochdale, LLC BD affiliated | RBC Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2022 | Apr 28, 2022 |
| Carolyn June Finer | RBC Rochdale, LLC BD affiliated | RBC Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2022 | Aug 20, 2021 |
| Kevin Michael Hauri | RBC Rochdale, LLC BD affiliated | Cibc Private Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2022 | Mar 8, 2022 |
| Gregory Kaplan | RBC Rochdale, LLC BD affiliated | Leucadia Asset Management LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2022 | Sep 9, 2022 (172 d) |
| Yazlynne Ganju | RBC Rochdale, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 3, 2022 | Jan 14, 2022 |
| Dylan Squeo | RBC Rochdale, LLC BD affiliated | Citi Private Advisory, LLC asset manager | Other | Dec 12, 2021 | Nov 30, 2021 |
| Kurt Thomas Lippincott | RBC Rochdale, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2021 | Sep 21, 2022 (350 d) |
| Jeffry V. Niedermeyer | RBC Rochdale, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 15, 2021 | Oct 4, 2021 |
| Kristina Marie Mcnamara | RBC Rochdale, LLC BD affiliated | Bbr Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2021 | Aug 12, 2021 |
| Marco Sementilli | RBC Rochdale, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 19, 2021 | Jul 7, 2021 |
| Christopher Suttner Martin | RBC Rochdale, LLC BD affiliated | Jefferies Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2021 | Oct 24, 2023 (827 d) |
| Jeffrey Lloyd Gage | RBC Rochdale, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 12, 2021 | Mar 10, 2021 |
| Daire Peter Heneghan | RBC Rochdale, LLC BD affiliated | Infinity Financial Services Advisory independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2021 | Jan 2, 2026 (1761 d) |
| Ryan Michael Thomason | RBC Rochdale, LLC mixed wealth | Optivest, Inc. independent RIA | RIA to RIA | Jul 8, 2020 | Nov 20, 2020 (135 d) |
| Andrea Collins | RBC Rochdale, LLC other | Charles Schwab & Co., Inc. national BD | Other | Oct 15, 2019 | Oct 18, 2019 |
| Daiana Kelleyian | RBC Rochdale, LLC other | Ep Wealth Advisors independent RIA | Other | Aug 23, 2019 | Nov 4, 2025 (2265 d) |
| Nicholas A Kong | RBC Rochdale, LLC other | RBC Securities, Inc. independent RIA | Other | Jul 16, 2019 | Jul 16, 2019 |
| Massimigliano Santo Sasso | RBC Rochdale, LLC other | Capital Bank And Trust Company independent RIA | Other | Jun 28, 2019 | Sep 9, 2019 (73 d) |
| Michael J Chiarella | RBC Rochdale, LLC other | Esi Financial Advisors independent RIA | Other | May 21, 2019 | Oct 10, 2023 (1603 d) |
Page 1 of 2Next
98 moves match.