DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ascensus Investment Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lori Reed WilliamsAscensus Investment Advisors, LLC institutionalOnedigital institutionalOtherSep 8, 2026Sep 15, 2026
Brian WeberAscensus Investment Advisors, LLC institutionalEmpower Advisory Group, LLC BD affiliatedOtherJun 2, 2026Jun 26, 2026
Elice Jihyeon LeeAscensus Investment Advisors, LLC institutionalStancorp Investment Advisers, Inc. otherOtherNov 12, 2025Jan 6, 2026 (55 d)
Adriana Olivare Beltran RomeoAscensus Investment Advisors, LLC institutionalTlg Advisors, Inc. BD affiliatedOtherOct 29, 2025Mar 12, 2026 (134 d)
Matthew GolizioAscensus Investment Advisors, LLC institutionalValic Financial Advisors, Inc. BD affiliatedOtherAug 28, 2025Oct 6, 2025 (39 d)
Michael David MoschettaAscensus Investment Advisors, LLC institutionalT. Rowe Price Advisory Services, Inc. BD affiliatedOtherAug 12, 2025Sep 30, 2025 (49 d)
Benjamin J BuehlerAscensus Investment Advisors, LLC institutionalUBS Financial Services Inc. wirehouseOtherNov 29, 2024Jun 14, 2025 (197 d)
Michael Joseph KileyAscensus Investment Advisors, LLC institutionalNbt Capital Management, Inc. otherOtherSep 9, 2024Sep 17, 2024
Rachel RoherAscensus Investment Advisors, LLC institutionalNationwide Investment Advisors, LLC BD affiliatedOtherSep 4, 2024Feb 11, 2025 (160 d)
Thomas James GreenAscensus Investment Advisors, LLC institutionalTruist Advisory Services, Inc. BD affiliatedOtherMay 13, 2024Feb 7, 2025 (270 d)
Jonas Alan MerkAscensus Investment Advisors, LLC institutionalT. Rowe Price Advisory Services, Inc. BD affiliatedOtherFeb 1, 2024Jul 8, 2024 (158 d)
Austin Edward PruittAscensus Investment Advisors, LLC institutionalFirst Citizens Investor Services, Inc. BD affiliatedOtherFeb 1, 2024Mar 19, 2024 (47 d)
Steven Allen CartwrightAscensus Investment Advisors, LLC institutionalPer Stirling Capital Management, LLC independent RIAOtherSep 18, 2023Sep 29, 2023
Frank Eugenio CastellviAscensus Investment Advisors, LLC institutionalTransamerica Retirement Advisors, LLC BD affiliatedOtherJul 31, 2023Aug 3, 2023
Elizabeth McquadeAscensus Investment Advisors, LLC institutionalHcr Wealth Advisors independent RIAOtherMay 19, 2023Dec 5, 2023 (200 d)
James George WallsAscensus Investment Advisors, LLC institutionalRBC Securities, Inc. independent RIAOtherApr 6, 2023Mar 28, 2025 (722 d)
Traci Brockman PennellAscensus Investment Advisors, LLC institutionalFirst Citizens Investor Services, Inc. BD affiliatedOtherDec 20, 2022Feb 7, 2023 (49 d)
William Benjamin LoveAscensus Investment Advisors, LLC institutionalVoya Retirement Advisors, LLC otherOtherDec 20, 2022Jul 11, 2023 (203 d)
James Wesley PageAscensus Investment Advisors, LLC institutionalFirst Citizens Investor Services, Inc. BD affiliatedOtherSep 12, 2022Jul 15, 2026 (1402 d)
Linda Michelle BumgarnerAscensus Investment Advisors, LLC institutionalSterling Capital Management LLC otherOtherJun 29, 2022Jul 22, 2022
Nina Marie DipalmaAscensus Investment Advisors, LLC institutionalMarcum Wealth, LLC independent RIAOtherJan 18, 2022Oct 10, 2023 (630 d)
Marisa Beth LindseyAscensus Investment Advisors, LLC institutionalEmpower Advisory Group, LLC otherOtherAug 23, 2021Nov 22, 2021 (91 d)
Denise Sparks PrinceAscensus Investment Advisors, LLC institutionalIra Group, Inc. institutionalOtherJul 21, 2021Sep 1, 2021 (42 d)
David Stephen TondreaultAscensus Investment Advisors, LLC institutionalAmerican Century Investments Private Client Group, Inc. BD affiliatedOtherJul 12, 2021Jul 14, 2021
Theresa AyersAscensus Investment Advisors, LLC institutionalTransamerica Financial Advisors, LLC BD affiliatedOtherFeb 16, 2021Jan 18, 2023 (701 d)
John Charles GoyetteAscensus Investment Advisors, LLC institutionalRaymond James Financial Services Advisors, Inc BD affiliatedOtherFeb 16, 2021Sep 8, 2021 (204 d)
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26 moves match.