DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Maryland Financial Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas A Brophy | Maryland Financial Group, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 16, 2025 | May 27, 2025 |
| Robert Edward Philbeck | Maryland Financial Group, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 16, 2025 | May 19, 2025 |
| Brad Michael Glickman | Maryland Financial Group, Inc. independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 16, 2025 | Jun 23, 2025 |
| Frank Keith Duncan | Maryland Financial Group, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 16, 2025 | May 23, 2025 |
| Christopher Lee Cox | Maryland Financial Group, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 16, 2025 | Apr 24, 2025 |
| Raymond Bennett Firestone | Maryland Financial Group, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 16, 2025 | May 19, 2025 |
| Cathryn A Cato | Maryland Financial Group, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 16, 2025 | May 19, 2025 |
| Samantha Amanda Fraelich-Rohe | Maryland Financial Group, Inc. independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 16, 2025 | Jun 23, 2025 |
| Thomas Tristany Trela | Maryland Financial Group, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 16, 2025 | May 23, 2025 |
| Noreen Sienes Miyake-Char | Maryland Financial Group, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 16, 2025 | Apr 29, 2025 |
| John Christopher Vaccacio | Maryland Financial Group, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 16, 2025 | May 23, 2025 |
| David Joseph Mandell | Maryland Financial Group, Inc. independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Jun 16, 2025 | Mar 12, 2025 |
| William Guyton Allen | Maryland Financial Group, Inc. independent RIA | Great Valley Advisor Group, LLC independent RIA | RIA to RIA | Jun 16, 2025 | Mar 24, 2025 |
| Trent Lowman Derrick | Maryland Financial Group, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 16, 2025 | Feb 27, 2025 |
| Patricia Lynn Davies | Maryland Financial Group, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Jun 16, 2025 | Jan 10, 2023 |
| John Hilmer | Maryland Financial Group, Inc. independent RIA | Great Valley Advisor Group, LLC independent RIA | RIA to RIA | Feb 20, 2025 | Feb 3, 2025 |
| Mark Anthony Rossbach | Maryland Financial Group, Inc. independent RIA | Great Valley Advisor Group, LLC independent RIA | RIA to RIA | Feb 19, 2025 | Feb 16, 2025 |
| David Benjamin Hart | Maryland Financial Group, Inc. independent RIA | Great Valley Advisor Group, LLC independent RIA | RIA to RIA | Feb 19, 2025 | Feb 5, 2025 |
| Jeffrey M Judge | Maryland Financial Group, Inc. independent RIA | Great Valley Advisor Group, LLC independent RIA | RIA to RIA | Feb 19, 2025 | Feb 15, 2025 |
| H Paul Friedman | Maryland Financial Group, Inc. independent RIA | Great Valley Advisor Group, LLC independent RIA | RIA to RIA | Feb 19, 2025 | Feb 3, 2025 |
| Eric Scott Cox | Maryland Financial Group, Inc. independent RIA | LPL Financial LLC other | Other | Dec 18, 2024 | Jul 26, 2017 |
| Susan Murray Dixson | Maryland Financial Group, Inc. independent RIA | Headland Capital no RAUM | RIA to a newly registered adviser | Dec 18, 2024 | Dec 20, 2024 |
| Margaret Barnett Emmet | Maryland Financial Group, Inc. independent RIA | Headland Capital independent RIA | RIA to RIA | Dec 18, 2024 | Mar 17, 2025 (89 d) |
| John Davis Plaugher | Maryland Financial Group, Inc. independent RIA | Headland Capital independent RIA | RIA to RIA | Dec 18, 2024 | Mar 12, 2025 (84 d) |
| Thompson Gress Lemaistre | Maryland Financial Group, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 18, 2024 | Apr 27, 2026 (495 d) |
| David Whittle Upchurch | Maryland Financial Group, Inc. independent RIA | Headland Capital independent RIA | RIA to RIA | Dec 18, 2024 | Dec 9, 2025 (356 d) |
| Tyler Brooks Corn | Maryland Financial Group, Inc. independent RIA | Headland Capital no RAUM | RIA to a newly registered adviser | Dec 18, 2024 | Jan 13, 2025 |
| Byron David Stahl | Maryland Financial Group, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Dec 18, 2024 | Mar 14, 2023 |
| Morgan T Crawford | Maryland Financial Group, Inc. independent RIA | Headland Capital no RAUM | RIA to a newly registered adviser | Dec 18, 2024 | Dec 20, 2024 |
| Jordan Chalkley | Maryland Financial Group, Inc. independent RIA | Headland Capital no RAUM | RIA to a newly registered adviser | Dec 18, 2024 | Dec 20, 2024 |
| Leah A. Paul | Maryland Financial Group, Inc. independent RIA | Headland Capital no RAUM | RIA to a newly registered adviser | Dec 18, 2024 | Dec 20, 2024 |
| Anurati A Patel | Maryland Financial Group, Inc. independent RIA | Great Valley Advisor Group, LLC independent RIA | RIA to RIA | Oct 3, 2024 | Sep 27, 2024 |
| Bratati Bea Mukherjee | Maryland Financial Group, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 7, 2024 | Aug 4, 2023 |
| Ferdinand Louis Fiastro | Maryland Financial Group, Inc. independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 11, 2023 | Feb 10, 2023 |
| Kevin Cornell Parker | Maryland Financial Group, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 12, 2021 | Oct 27, 2021 |
| John Alan Newsome | Maryland Financial Group, Inc. independent RIA | Newcorp Wealth Management independent RIA | RIA to RIA | Jul 2, 2018 | Jul 9, 2018 |
| Lance Dustin Newsome | Maryland Financial Group, Inc. independent RIA | Newcorp Wealth Management independent RIA | RIA to RIA | Jul 2, 2018 | Jul 9, 2018 |
| Debra Lynn Nelson | Maryland Financial Group, Inc. other | LPL Financial LLC other | Other | Jul 14, 2016 | Jun 24, 2016 |
| John Robert Triantafelow | Maryland Financial Group, Inc. other | Renaissance Wealth Management, LLC state registered | Other | Apr 17, 2014 | Mar 18, 2016 (701 d) |
| Aaron Theo Reyer | Maryland Financial Group, Inc. other | Renaissance Wealth Management, LLC state registered | Other | Apr 17, 2014 | Mar 18, 2016 (701 d) |
| John M Brodie | Maryland Financial Group, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 27, 2012 | May 4, 2012 |
| Philip Pinkey | Maryland Financial Group, Inc. other | Missionsquare Retirement other | Other | Dec 7, 2011 | Feb 9, 2012 (64 d) |
| Ruth Denise Goldstein | Maryland Financial Group, Inc. other | Peak Wealth Group LLC state registered | Other | Dec 7, 2011 | Jul 12, 2012 (218 d) |
| Justin Matthew Follmer | Maryland Financial Group, Inc. other | LPL Financial LLC other | Other | Jan 25, 2011 | Apr 19, 2010 |
Page 1 of 1
44 moves match.