DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Independent Financial Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James K Lewis | Independent Financial Partners BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2019 | Jan 25, 2019 |
| Debra Ann Schulz | Independent Financial Partners BD affiliated | Iht Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2019 | Mar 29, 2019 |
| Gabriel Silva | Independent Financial Partners BD affiliated | Cornerstone Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2019 | Jan 25, 2019 |
| Roderick Dean Bishoff | Independent Financial Partners BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2019 | Mar 29, 2019 |
| Brennan Michael Hollenbeck | Independent Financial Partners BD affiliated | Iht Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2019 | Mar 29, 2019 |
| Christian Eastwood Erickson | Independent Financial Partners BD affiliated | LPL Financial LLC other | Other | Mar 26, 2019 | Aug 12, 2014 |
| Bernice Valrey Rolle-Lewis | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2019 | Jun 20, 2021 (821 d) |
| Timothy Ray Dill | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2019 | Mar 26, 2019 |
| William C Casterlin | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2019 | Mar 28, 2019 |
| Trent Dana Bryson | Independent Financial Partners BD affiliated | Global Retirement Partners LLC institutional | Other | Mar 22, 2019 | Mar 22, 2019 |
| Torey Michael Edwards | Independent Financial Partners BD affiliated | Global Retirement Partners LLC institutional | Other | Mar 22, 2019 | Jan 1, 2025 (2112 d) |
| Keith Allan Svendby | Independent Financial Partners BD affiliated | Iht Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2019 | Apr 5, 2019 |
| Michael Charles Mccord | Independent Financial Partners BD affiliated | Iht Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2019 | Mar 19, 2019 |
| Ronald Arthur Woody | Independent Financial Partners BD affiliated | Global Retirement Partners LLC institutional | Other | Mar 19, 2019 | Mar 19, 2019 |
| Byrke Joseph Sestok | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2019 | Mar 5, 2019 |
| William Nicholas Brancaccio | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2019 | Mar 5, 2019 |
| Rene Frank Ornelas | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2019 | Mar 20, 2019 |
| Sean Alexander Harding | Independent Financial Partners BD affiliated | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2019 | Mar 20, 2019 |
| Laurie Schaeffer | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2019 | Apr 25, 2019 (41 d) |
| Brian Antonio Madrigal | Independent Financial Partners BD affiliated | W&S Brokerage Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 15, 2019 | Apr 15, 2019 (31 d) |
| Fawn Marie Lane | Independent Financial Partners BD affiliated | Iht Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2019 | Mar 13, 2019 |
| Brian A Slattery | Independent Financial Partners BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2019 | May 24, 2021 (801 d) |
| Edward George Knight | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2019 | Mar 12, 2019 |
| Aadarsh B Jagadish | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2019 | Mar 6, 2019 |
| Francisco Xavier Diaz | Independent Financial Partners BD affiliated | Iht Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2019 | Feb 14, 2019 |
| Michael Moffa | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2019 | Mar 4, 2019 |
| Ann Margaret Johnson | Independent Financial Partners BD affiliated | World Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2019 | Feb 28, 2019 |
| Wilson Blanton Garnett | Independent Financial Partners BD affiliated | Global Retirement Partners LLC institutional | Other | Feb 15, 2019 | Feb 20, 2019 |
| Renee Lynn Carter | Independent Financial Partners BD affiliated | Global Retirement Partners LLC institutional | Other | Feb 15, 2019 | Feb 20, 2019 |
| Jorge Israel Blanco | Independent Financial Partners BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2019 | Jan 14, 2025 (2160 d) |
| Robert John Ybaben | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2019 | Feb 14, 2019 |
| Michael James Driscoll | Independent Financial Partners BD affiliated | Sheridan Road Advisors, LLC, A Hub International Company other | Other | Feb 5, 2019 | Jan 25, 2019 |
| David Edward Hershman | Independent Financial Partners BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2019 | Jan 30, 2019 |
| Michael Paul Wicks | Independent Financial Partners BD affiliated | Fifth Third Securities, Inc. other | Other | Feb 1, 2019 | Dec 20, 2012 |
| Daniel Peter Pappas | Independent Financial Partners BD affiliated | Iht Wealth Management LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2019 | Jan 1, 2025 (2163 d) |
| Mary Lois Kimbrough | Independent Financial Partners BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2019 | Feb 5, 2019 |
| Rickie Wayne Williams | Independent Financial Partners BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2019 | Jan 29, 2019 |
| Joseph V Ribis | Independent Financial Partners BD affiliated | Sibir Investment Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 25, 2019 | Dec 1, 2021 (1041 d) |
| Waldo Julio Zayas | Independent Financial Partners BD affiliated | Iht Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2019 | Feb 4, 2019 |
| Chad Everett Clark | Independent Financial Partners BD affiliated | Pelorus Financial, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 24, 2019 | Nov 24, 2025 (2496 d) |
| Brian Christopher Day | Independent Financial Partners BD affiliated | Pelorus Financial, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 24, 2019 | Dec 1, 2025 (2503 d) |
| James Edmond Dortch | Independent Financial Partners BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2019 | Jan 22, 2019 |
| Brian Harding Dawahare | Independent Financial Partners BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2019 | Jan 22, 2019 |
| Leana Lynn D'Aloisio | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2019 | Mar 1, 2019 (38 d) |
| Kary Nikolai Brownlee | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2019 | Jan 22, 2019 |
| Jeremy David Gottlieb | Independent Financial Partners BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2019 | Jan 17, 2019 |
| Kent Bradston Tedrick | Independent Financial Partners BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2019 | Jan 17, 2019 |
| Luke James Schork | Independent Financial Partners BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2019 | Jan 30, 2019 |
| Kenneth Lake Pipkin | Independent Financial Partners BD affiliated | Eudaimonia Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2019 | Feb 15, 2019 (31 d) |
| Alona Weissberg Anspach | Independent Financial Partners BD affiliated | Sheridan Road Advisors, LLC, A Hub International Company no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 7, 2019 | Aug 14, 2018 |
| Steven Keith Kellar | Independent Financial Partners BD affiliated | Sheridan Road Advisors, LLC, A Hub International Company no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 7, 2019 | Sep 14, 2018 |
| Jay Norman Warren | Independent Financial Partners BD affiliated | Sheridan Road Advisors, LLC, A Hub International Company no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 7, 2019 | Aug 14, 2018 |
| Mark Anzo Tonelli | Independent Financial Partners BD affiliated | Sheridan Road Advisors, LLC, A Hub International Company no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 7, 2019 | Sep 27, 2018 |
| Christopher William Lowe | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2019 | Dec 27, 2018 |
| Matthew J Bruce | Independent Financial Partners BD affiliated | Sheridan Road Advisors, LLC, A Hub International Company no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 7, 2019 | Sep 27, 2018 |
| Paul E Kubasiak | Independent Financial Partners BD affiliated | Sheridan Road Advisors, LLC, A Hub International Company no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 7, 2019 | Aug 14, 2018 |
| David George Rosensteel | Independent Financial Partners BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 4, 2019 | Feb 26, 2019 (53 d) |
| Matthew J Mikolajewski | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 4, 2019 | Jan 4, 2019 |
| Troy W Haugen | Independent Financial Partners BD affiliated | Onedigital institutional | Other | Jan 4, 2019 | Jun 19, 2019 (166 d) |
| Kyriacos Anthony Antoniadis | Independent Financial Partners BD affiliated | Iht Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 4, 2019 | Jan 30, 2019 |
605 moves match.