DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from The Strategic Financial Alliance
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Momodou Mbenga | The Strategic Financial Alliance BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2026 | Jun 12, 2026 |
| Gregory Allen Wales | The Strategic Financial Alliance BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Dec 16, 2025 |
| Lindsay Renee May | The Strategic Financial Alliance BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Dec 16, 2025 |
| Barron Charles King | The Strategic Financial Alliance BD affiliated | Patton Albertson Miller Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 | Dec 23, 2025 (36 d) |
| Deborah Rebecca Lewis | The Strategic Financial Alliance BD affiliated | Invicta Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2025 | Sep 19, 2025 |
| John Lee Pence | The Strategic Financial Alliance BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 2, 2025 | May 5, 2025 |
| Josette Martinique Smith | The Strategic Financial Alliance BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Sep 5, 2024 |
| Judah D Margulies | The Strategic Financial Alliance BD affiliated | Strategic Blueprint, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2024 | Jan 22, 2021 |
| Sean Brian Smith | The Strategic Financial Alliance BD affiliated | Strategic Blueprint, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2024 | Jul 17, 2023 |
| Nicholas Frank Roth | The Strategic Financial Alliance BD affiliated | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2024 | May 6, 2026 (729 d) |
| Daniel Gerard Meehan | The Strategic Financial Alliance BD affiliated | Arete Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2024 | May 30, 2024 |
| Michael David Hostetler | The Strategic Financial Alliance BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2024 | Jun 17, 2024 (139 d) |
| Darla Diane Main | The Strategic Financial Alliance BD affiliated | Main Advisory, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Oct 2, 2023 |
| David Comings Whitmore | The Strategic Financial Alliance BD affiliated | Strategic Blueprint, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2022 | Jun 14, 2023 (174 d) |
| Amy Grace Abromaitis | The Strategic Financial Alliance BD affiliated | Carnegie Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2022 | Jun 14, 2018 |
| Jack Reynolds Edwards | The Strategic Financial Alliance BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2022 | Apr 1, 2022 (53 d) |
| Paige Hamilton Kerr | The Strategic Financial Alliance BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 17, 2021 | Jan 23, 2022 (37 d) |
| Dominique Davis | The Strategic Financial Alliance BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2021 | Sep 24, 2021 |
| Ryan Lee Johns | The Strategic Financial Alliance BD affiliated | Sfg Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2021 | Jul 23, 2020 |
| Corey Russell Letson | The Strategic Financial Alliance BD affiliated | Georgia Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2021 | Jul 15, 2021 |
| Donald Lee Crider | The Strategic Financial Alliance BD affiliated | Georgia Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2021 | Jul 15, 2021 |
| Gregory Keith Foster | The Strategic Financial Alliance BD affiliated | Georgia Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2021 | Jul 15, 2021 |
| Richard Hoyt Henshaw | The Strategic Financial Alliance BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 11, 2021 | Jan 28, 2021 |
| Maxine Asha Allen | The Strategic Financial Alliance BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2020 | Oct 1, 2020 |
| Scott Taylor Sheffer | The Strategic Financial Alliance BD affiliated | Carnegie Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2020 | Mar 1, 2018 |
| Claire Thornton | The Strategic Financial Alliance BD affiliated | Inspired Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2020 | Apr 17, 2020 |
| Chadwick Thomas Clarke | The Strategic Financial Alliance BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2020 | Jan 22, 2020 |
| Leslie Theresa Beck | The Strategic Financial Alliance BD affiliated | Compass Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2019 | Feb 23, 2007 |
| Roger Edwin Sulhoff | The Strategic Financial Alliance BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 29, 2019 | Oct 28, 2019 |
| Richard Hampton Young | The Strategic Financial Alliance BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 29, 2019 | Oct 29, 2019 |
| John Kienholz Sulhoff | The Strategic Financial Alliance BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 29, 2019 | Oct 28, 2019 |
| Gregory David Pittenger | The Strategic Financial Alliance BD affiliated | Strategic Blueprint, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2019 | Jul 9, 2019 |
| Jason Michael Ray | The Strategic Financial Alliance BD affiliated | Carnegie Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2019 | Jun 14, 2018 |
| Rudolfo Mark Capobres | The Strategic Financial Alliance BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2019 | Jun 5, 2019 (128 d) |
| Jamie Renee Mason | The Strategic Financial Alliance BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Sep 27, 2019 (270 d) |
| Haley Lynn Ellis | The Strategic Financial Alliance BD affiliated | Acorn Financial Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2018 | Jan 2, 2019 |
| Philippus Theunis Van Staden | The Strategic Financial Alliance BD affiliated | Green Vista Asset Management LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 11, 2018 | Aug 21, 2018 (41 d) |
| Mahmud Jetha | The Strategic Financial Alliance BD affiliated | Ernst & Young Investment Advisers Llp no RAUM | Other | Jun 11, 2018 | Aug 2, 2021 (1148 d) |
| Thomas Mahone Tolleson | The Strategic Financial Alliance other | Kalos Management other | Other | Feb 5, 2018 | Feb 5, 2018 |
| Matthew Schanz | The Strategic Financial Alliance other | 1st Global Advisors Inc other | Other | Oct 18, 2017 | Oct 16, 2017 |
| Kimberly Marie Surber | The Strategic Financial Alliance other | Labrum Wealth Management, LLC other | Other | Oct 9, 2017 | Oct 24, 2017 |
| Renee Anne Benoit | The Strategic Financial Alliance other | Signator Investors, Inc. other | Other | Jul 11, 2017 | Aug 9, 2017 |
| Patricia Gugliotti | The Strategic Financial Alliance other | H. Beck, Inc. other | Other | Jun 9, 2017 | Jun 6, 2017 |
| Vincent Craig Revels | The Strategic Financial Alliance other | Intercarolina Financial Services, Inc. mixed wealth | Other | Nov 15, 2016 | Nov 1, 2016 |
| Edward Lamar Brown | The Strategic Financial Alliance other | G. A. Repple & Company other | Other | Oct 4, 2016 | Sep 27, 2016 |
| Carla Jean Zevnik-Seufzer | The Strategic Financial Alliance other | Harbour Investments, Inc. other | Other | Apr 13, 2016 | Apr 4, 2016 |
| David John Johnson | The Strategic Financial Alliance other | Harbour Investments, Inc. other | Other | Apr 13, 2016 | Apr 4, 2016 |
| Paul Leonard Goenner | The Strategic Financial Alliance other | Concourse Financial Group Advisors other | Other | Apr 13, 2016 | Apr 7, 2016 |
| Kevin C Seufzer | The Strategic Financial Alliance other | Harbour Investments, Inc. other | Other | Apr 13, 2016 | Apr 4, 2016 |
| Patricia M Beine | The Strategic Financial Alliance other | Harbour Investments, Inc. other | Other | Apr 13, 2016 | Apr 4, 2016 |
| Cassandra Marie Brashier | The Strategic Financial Alliance other | Harbour Investments, Inc. other | Other | Apr 13, 2016 | Jun 8, 2016 (56 d) |
| Michael David Massey | The Strategic Financial Alliance other | Harbour Investments, Inc. other | Other | Apr 13, 2016 | Apr 6, 2016 |
| Adam James Hub | The Strategic Financial Alliance other | Harbour Investments, Inc. other | Other | Apr 13, 2016 | Jun 8, 2016 (56 d) |
| Kimberly Dawn Schreiber | The Strategic Financial Alliance other | Harbour Investments, Inc. other | Other | Apr 13, 2016 | Apr 4, 2016 |
| Charles Theodore Rothermel | The Strategic Financial Alliance other | Signator Investors, Inc. other | Other | Mar 28, 2016 | Mar 30, 2016 |
| Michael Raymond Bacci | The Strategic Financial Alliance other | Osaic Wealth, Inc. other | Other | Oct 30, 2015 | Oct 29, 2015 |
| Kimberly Ann Oliver | The Strategic Financial Alliance other | LPL Financial LLC other | Other | Sep 29, 2015 | Feb 2, 2016 (126 d) |
| Jon David Dixon | The Strategic Financial Alliance other | Allstate Financial Advisors, LLC no RAUM | Other | Mar 24, 2015 | May 22, 2015 (59 d) |
| Glenn Frank Wilkinson | The Strategic Financial Alliance other | Scf Investment Advisors, Inc. other | Other | Jan 2, 2015 | Jan 6, 2015 |
| Eric Jay Becker | The Strategic Financial Alliance other | Scf Investment Advisors, Inc. BD affiliated | Other | Dec 31, 2013 | Jul 17, 2023 (3485 d) |
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82 moves match.