DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Brokersxpress LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Molly AmbrosinoBrokersxpress LLC otherRegal Advisory Services, Inc. otherOtherDec 3, 2012Dec 2, 2014 (729 d)
Alexander L RynkovskyBrokersxpress LLC otherAlr Capital Advisors, LLC state registeredOtherSep 10, 2012Nov 30, 2021 (3368 d)
Jackson John LounsberryBrokersxpress LLC otherSia-Summit Investment Advisors unclassifiedOtherSep 10, 2012Oct 1, 2013 (386 d)
Theresa Lynn BadgettBrokersxpress LLC otherAvantax Advisory Services otherOtherSep 10, 2012Jul 8, 2014 (666 d)
Asim SheikhBrokersxpress LLC otherTradingblock unclassifiedOtherSep 7, 2012Apr 27, 2015 (962 d)
Peter Henry KarnowskiBrokersxpress LLC otherGreat Point Advisors LLC unclassifiedOtherSep 7, 2012Aug 7, 2012
Henry Lequence SmithBrokersxpress LLC otherHv Capital Advisors LLC state registeredOtherSep 7, 2012Sep 17, 2012
Timothy M WebbBrokersxpress LLC otherRcm Wealth Advisors otherOtherSep 7, 2012Mar 16, 2012
Andrew Kyle MeadowsBrokersxpress LLC otherTradingblock unclassifiedOtherSep 7, 2012Apr 27, 2015 (962 d)
Michael Alan HamiltonBrokersxpress LLC otherTradingblock unclassifiedOtherSep 6, 2012Sep 11, 2012
Michael Joseph O'MaraBrokersxpress LLC otherGreat Point Advisors LLC unclassifiedOtherSep 6, 2012Aug 7, 2012
Ray Allen SchoonoverBrokersxpress LLC otherS2o Capital Management state registeredOtherAug 31, 2012Aug 30, 2012
Michael Edward LavelleBrokersxpress LLC otherMln Investments LLC state registeredOtherAug 31, 2012Jun 18, 2012
Thomas Wyman BadgettBrokersxpress LLC otherGulf Coast Ria state registeredOtherAug 31, 2012Jun 21, 2022 (3581 d)
Greg Leslie McmullenBrokersxpress LLC otherMid Atlantic Financial Management, Inc. otherOtherAug 28, 2012Aug 28, 2012
Geoffrey Jay IngramBrokersxpress LLC otherCambridge Investment Research Advisors, Inc. otherOtherAug 28, 2012Aug 27, 2012
Daniel R LeveneBrokersxpress LLC otherVictory Advisors LLC no RAUMOtherAug 24, 2012Aug 10, 2012
James Paul NunezBrokersxpress LLC otherFounders Financial Securities, LLC otherOtherAug 23, 2012Aug 21, 2012
Todd Anthony Heath-HazlettBrokersxpress LLC otherTodd Wealth Management LLC independent RIAOtherAug 21, 2012Aug 6, 2012
Joshua David ArnoldBrokersxpress LLC otherTradingblock unclassifiedOtherAug 17, 2012Sep 6, 2012
Larry Scott WallaceBrokersxpress LLC otherIc Advisory Services, Inc. otherOtherAug 16, 2012Aug 16, 2012
Gabriel Simon KoraBrokersxpress LLC otherKg Capital Management, LLC independent RIAOtherAug 15, 2012Jul 31, 2012
Andrew Anthony GrezaffiBrokersxpress LLC otherKg Capital Management, LLC independent RIAOtherAug 15, 2012Jul 31, 2012
Sharone HakmanBrokersxpress LLC otherPks Advisory Services, LLC otherOtherAug 14, 2012Aug 29, 2012
Ryan Douglas MorseBrokersxpress LLC otherJersey Shore Portfolio Management, LLC state registeredOtherAug 14, 2012Oct 26, 2012 (73 d)
Peter Stuart WyroughBrokersxpress LLC otherConcert Wealth Management otherOtherAug 13, 2012Aug 9, 2012
Scott Kendall BransonBrokersxpress LLC otherRegal Advisory Services, Inc. otherOtherAug 13, 2012Aug 16, 2012
Michael Webb PostBrokersxpress LLC otherSterne Agee Asset Management, Inc. otherOtherAug 8, 2012Aug 17, 2012
Jeffry Scott LivingstonBrokersxpress LLC otherRegal Advisory Services, Inc. otherOtherAug 7, 2012Apr 16, 2014 (617 d)
David ZaleBrokersxpress LLC otherZale Capital Management, L.P. unclassifiedOtherAug 7, 2012Aug 6, 2012
Marilyn P Carter-HoganBrokersxpress LLC otherRegal Advisory Services, Inc. otherOtherAug 6, 2012Aug 7, 2012
David Lawrence DosikBrokersxpress LLC otherScf Investment Advisors, Inc. otherOtherAug 6, 2012Aug 6, 2012
Scott Michael BarthBrokersxpress LLC otherScf Investment Advisors, Inc. otherOtherAug 6, 2012Aug 13, 2012
Brian Jay BerenzBrokersxpress LLC otherModern Capital Advisors, LLC otherOtherAug 6, 2012Aug 6, 2012
Lauray Denise KennedyBrokersxpress LLC otherPost Oak Capital Advisors unclassifiedOtherAug 6, 2012Jul 20, 2012
John David HallerBrokersxpress LLC otherCompass Financial Group, Inc otherOtherAug 3, 2012May 10, 2011
Jesse David HallerBrokersxpress LLC otherCompass Financial Group, Inc otherOtherAug 3, 2012May 10, 2011
Lonnie Gene SimpsonBrokersxpress LLC otherJ P Turner & Company Capital Management, LLC otherOtherAug 2, 2012Aug 1, 2012
Andrew William RodgersBrokersxpress LLC otherRaymond James Financial Services Advisors, Inc otherOtherAug 1, 2012Aug 23, 2012
Charles Arthur CoxBrokersxpress LLC otherRaymond James Financial Services Advisors, Inc otherOtherAug 1, 2012Aug 24, 2012
Brian Delbert FrederickBrokersxpress LLC otherRaymond James Financial Services Advisors, Inc otherOtherAug 1, 2012Aug 23, 2012
Byron Keith FordBrokersxpress LLC otherSterne Agee Asset Management, Inc. otherOtherJul 30, 2012Aug 3, 2012
Pradeep JayaramanBrokersxpress LLC otherIntelligent Investments state registeredOtherJul 26, 2012Jul 26, 2012
Jerry Wayne LudwigBrokersxpress LLC otherRegal Advisory Services, Inc. otherOtherJul 23, 2012Jul 23, 2012
Ryan J TalbotBrokersxpress LLC otherLPL Financial LLC otherOtherJul 23, 2012Jul 23, 2012
David L MckimmyBrokersxpress LLC otherMckimmy Investment Services, Inc. unclassifiedOtherJul 20, 2012May 30, 2012
William Michael StewartBrokersxpress LLC otherWms Group LLC independent RIAOtherJul 19, 2012Jun 28, 2012
Robert Brian DavisBrokersxpress LLC otherVoya Financial Advisors, Inc. otherOtherJul 18, 2012Jul 27, 2012
Stephen Joseph ScottBrokersxpress LLC otherJ. W. Cole Advisors, Inc. otherOtherJul 18, 2012Jul 23, 2012
Mathew Paul SchweiflerBrokersxpress LLC otherMomentum Independent Network Inc. otherOtherJul 17, 2012Jul 16, 2012
Brian Patrick SweetmanBrokersxpress LLC otherSaxony Capital Management, LLC otherOtherJul 17, 2012Jan 7, 2013 (174 d)
Andrew James HoffmeyerBrokersxpress LLC otherJ P Turner & Company Capital Management, LLC otherOtherJul 17, 2012Jul 16, 2012
Gary Burton DannarBrokersxpress LLC otherModern Capital Advisors, LLC otherOtherJul 13, 2012Aug 13, 2012 (31 d)
Michael Lynn FortnerBrokersxpress LLC otherScf Investment Advisors, Inc. otherOtherJul 13, 2012Jul 13, 2012
Brian Keith MoonBrokersxpress LLC otherScf Investment Advisors, Inc. otherOtherJul 13, 2012Jul 13, 2012
Nikifor Alexandrov PaunovBrokersxpress LLC otherTrax Advisors Plc unclassifiedOtherJul 6, 2012Jul 11, 2012
John Henry StearnsBrokersxpress LLC otherSummit Financial Group Inc otherOtherJul 3, 2012Jul 3, 2012
William Blair HammondBrokersxpress LLC otherLasalle St. Investment Advisors, L.L.C. otherOtherJun 29, 2012Jun 29, 2012
Stephen Thomas LanniganBrokersxpress LLC otherSterne Agee Investment Advisor Services, Inc. otherOtherJun 29, 2012Jun 29, 2012
Jason Franklin BriscoeBrokersxpress LLC otherLasalle St. Investment Advisors, L.L.C. otherOtherJun 29, 2012Jun 29, 2012
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102 moves match.