DFX Intelligence
Advisor moves
Departures from Cetera Advisor Networks LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher M Graw | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2020 | Feb 27, 2020 |
| Carrie Elizabeth Bowman | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2020 | Mar 17, 2020 |
| Jason Michael Johnson | Cetera Advisor Networks LLC BD affiliated | Advisornet Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 6, 2020 | Apr 6, 2018 |
| Thomas Jerome Schmidt | Cetera Advisor Networks LLC BD affiliated | Putnam Investment Management, LLC asset manager | Other | Feb 21, 2020 | Apr 12, 2022 (781 d) |
| Brett Alan Bayer | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2020 | Feb 10, 2020 |
| Joann Marie North | Cetera Advisor Networks LLC BD affiliated | Horter Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 10, 2020 | Feb 11, 2020 |
| Zachary Thomas Holloway | Cetera Advisor Networks LLC BD affiliated | Waddell & Reed BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2020 | Feb 4, 2020 |
| David Alan Wiedmeyer | Cetera Advisor Networks LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2020 | Jan 16, 2020 |
| Tarik Eldin | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2020 | Jan 10, 2020 |
| Michael Andrew Hastings | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2020 | Jan 10, 2020 |
| Michael Raymond Hazen | Cetera Advisor Networks LLC BD affiliated | Verity Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2020 | Oct 20, 2020 (279 d) |
| Matthew Ryan Gray | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2020 | Mar 2, 2020 (53 d) |
| Sandra Lee Caluya | Cetera Advisor Networks LLC BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2019 | Jan 8, 2020 |
| Daniel Jaye Dorval | Cetera Advisor Networks LLC BD affiliated | Advisornet Wealth Partners other | Other | Dec 31, 2019 | Jan 29, 2014 |
| Terri A Canterbury | Cetera Advisor Networks LLC BD affiliated | Next Financial Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Jan 2, 2020 |
| John Thomas Chorne | Cetera Advisor Networks LLC BD affiliated | Advisornet Wealth Partners other | Other | Dec 31, 2019 | Jan 29, 2014 |
| Theodore John Buehler | Cetera Advisor Networks LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2019 | Jun 21, 2022 (903 d) |
| Kristin Holly Mata | Cetera Advisor Networks LLC BD affiliated | Ignite Planners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2019 | Jan 7, 2020 |
| Brian Thomas Fortune | Cetera Advisor Networks LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Jan 2, 2020 |
| Eric Wullschleger | Cetera Advisor Networks LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2019 | Nov 4, 2021 (679 d) |
| Jonathan Russell Mckenzie | Cetera Advisor Networks LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2019 | Jan 2, 2020 |
| James Derrick Henry | Cetera Advisor Networks LLC BD affiliated | Creative Planning Institutional Advisors, LLC other | Other | Dec 20, 2019 | Dec 8, 2016 |
| Jamie Lynn Hanson | Cetera Advisor Networks LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2019 | Dec 6, 2019 |
| Nicholas Fred Robert Tanner | Cetera Advisor Networks LLC BD affiliated | Choreo, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2019 | Jan 6, 2020 |
| Clifford Wullschleger | Cetera Advisor Networks LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2019 | Dec 6, 2019 |
| David M Brown | Cetera Advisor Networks LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2019 | Dec 6, 2019 |
| Charles West Gardner | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2019 | Dec 2, 2019 |
| Charles Robert Cooper | Cetera Advisor Networks LLC BD affiliated | Advisornet Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2019 | May 16, 2018 |
| Andrew James Tufford | Cetera Advisor Networks LLC BD affiliated | Advisornet Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2019 | May 17, 2018 |
| Kyle Charles Gardner | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2019 | Dec 2, 2019 |
| Shelley Ann Austin | Cetera Advisor Networks LLC BD affiliated | Quarry Hill Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2019 | Jan 20, 2020 (45 d) |
| William W Leboeuf | Cetera Advisor Networks LLC BD affiliated | One Resource Group Private Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 5, 2019 | Dec 13, 2019 |
| Cynthia Beth Pollack | Cetera Advisor Networks LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2019 | Jan 30, 2020 (58 d) |
| Christina Nicole Jacobs Hughes | Cetera Advisor Networks LLC BD affiliated | Advisornet Wealth Partners other | Other | Dec 3, 2019 | Jan 28, 2014 |
| Timothy Bryan Menez | Cetera Advisor Networks LLC BD affiliated | Capital Management Advisor Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 25, 2019 | Aug 14, 2019 |
| Scott Mason Fitzgerald | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2019 | Nov 14, 2018 |
| Wesley Charles Sullivan | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2019 | Nov 14, 2018 |
| Mark Billings Ruleman | Cetera Advisor Networks LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2019 | Jan 1, 2025 (1888 d) |
| Scott Donald Seymour | Cetera Advisor Networks LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 29, 2019 | Oct 25, 2019 |
| Brian Rene Torgerson | Cetera Advisor Networks LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2019 | Oct 25, 2019 |
| Gregory John Lednicky | Cetera Advisor Networks LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2019 | Oct 25, 2019 |
| Crystal Nicole Hatteberg | Cetera Advisor Networks LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2019 | May 20, 2020 (208 d) |
| Trisha Sue Qualy | Cetera Advisor Networks LLC BD affiliated | Advisornet Wealth Partners other | Other | Oct 21, 2019 | Nov 25, 2014 |
| Francis A Snyder | Cetera Advisor Networks LLC BD affiliated | Exodus Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 14, 2019 | Oct 7, 2019 |
| Thomas Kenneth Rippberger | Cetera Advisor Networks LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2019 | Oct 10, 2019 |
| Aaron Benjamin Sandry | Cetera Advisor Networks LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2019 | Oct 3, 2019 |
| David Earl Herwerden | Cetera Advisor Networks LLC BD affiliated | Amfg Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 3, 2019 | Sep 11, 2019 |
| Theodore Francis Staats | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2019 | Sep 19, 2019 |
| Terrence Jude Heil | Cetera Advisor Networks LLC BD affiliated | Amfg Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 25, 2019 | Sep 13, 2019 |
| Matthew Glynn Oxenreiter | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2019 | Sep 19, 2019 |
| Daniel Howard Adams | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2019 | Sep 12, 2018 |
| Matthew D Heck | Cetera Advisor Networks LLC BD affiliated | Amfg Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 16, 2019 | Sep 12, 2019 |
| Russell Grant Nieland | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2019 | May 18, 2018 |
| Joseph F Romito | Cetera Advisor Networks LLC BD affiliated | Amfg Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 13, 2019 | Sep 11, 2019 |
| John David Cartwright | Cetera Advisor Networks LLC BD affiliated | Clg LLC other | Other | Sep 12, 2019 | Feb 16, 2017 |
| Stacie Renae Nemetz | Cetera Advisor Networks LLC BD affiliated | Nr Smith & Associates, P.S. other | Other | Sep 10, 2019 | Sep 17, 2019 |
| Dustin Blodgett | Cetera Advisor Networks LLC BD affiliated | Insight Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2019 | Sep 11, 2019 |
| Lora Nickel | Cetera Advisor Networks LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2019 | Sep 5, 2019 |
| Andrew George Palomo | Cetera Advisor Networks LLC BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2019 | Aug 2, 2019 |
| Clay Michael Kazmierski | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2019 | Feb 4, 2019 |
1,576 moves match.