DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Berthel Fisher & Company Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Wade Michael Johnson	Berthel Fisher & Company Financial Services, Inc. other	Rda Financial Network other	Other	Apr 7, 2016	Oct 3, 2017 (544 d)
Danielle Michelle Traylor	Berthel Fisher & Company Financial Services, Inc. other	Money Concepts Advisory Service other	Other	Mar 21, 2016	Mar 17, 2016
Jenna Lucille Biancavilla	Berthel Fisher & Company Financial Services, Inc. other	17 Capital Partners, LLC no RAUM	Other	Mar 15, 2016	Mar 30, 2016
Kevin Patrick Mayer	Berthel Fisher & Company Financial Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Mar 7, 2016	Mar 22, 2016
Keith David Johnson	Berthel Fisher & Company Financial Services, Inc. other	Integras Partners, LLC no RAUM	Other	Dec 31, 2015	Jan 6, 2015
Albert Sidney Browning	Berthel Fisher & Company Financial Services, Inc. other	Integras Partners, LLC no RAUM	Other	Dec 31, 2015	Jan 6, 2015
Wakefield William Hare	Berthel Fisher & Company Financial Services, Inc. other	Greater Than Financial state registered	Other	Dec 31, 2015	Jan 20, 2016
Donovan Jordan Brooks	Berthel Fisher & Company Financial Services, Inc. other	Prospurpose Wealth unclassified	Other	Dec 31, 2015	Jan 7, 2016
Joshua Eugene Stroud	Berthel Fisher & Company Financial Services, Inc. other	Modern Capital Advisors, LLC other	Other	Aug 31, 2015	Dec 9, 2015 (100 d)
Daniel J Richardson	Berthel Fisher & Company Financial Services, Inc. other	Bb&T Investment Services, Inc. no RAUM	Other	Aug 12, 2015	Aug 4, 2015
Andrew Stephen Rodgers	Berthel Fisher & Company Financial Services, Inc. other	Sb Advisory, LLC other	Other	Mar 18, 2015	Jun 30, 2015 (104 d)
Vicki Renee Mcconnell	Berthel Fisher & Company Financial Services, Inc. other	Mcconnell Financial Advisors unclassified	Other	Feb 17, 2015	Jan 20, 2015
Laura Carrera Warnock	Berthel Fisher & Company Financial Services, Inc. other	Financial Advocates Investment Management other	Other	Nov 18, 2014	Nov 18, 2014
Todd David Carter	Berthel Fisher & Company Financial Services, Inc. other	Kalos Management other	Other	Nov 13, 2014	Dec 28, 2015 (410 d)
Tyson Mcginn Marlow	Berthel Fisher & Company Financial Services, Inc. other	Kalos Management other	Other	Nov 13, 2014	Nov 13, 2014
Eric Simon Kallal	Berthel Fisher & Company Financial Services, Inc. other	Kalos Management other	Other	Nov 13, 2014	Nov 12, 2014
Jeffrey Stuart Boettcher	Berthel Fisher & Company Financial Services, Inc. other	Bfc Planning, Inc. other	Other	Nov 6, 2014	Oct 17, 2013
Tara J Hanson	Berthel Fisher & Company Financial Services, Inc. other	Valic Financial Advisors, Inc. other	Other	Oct 28, 2014	Dec 23, 2014 (56 d)
Ryan Edward Nielsen	Berthel Fisher & Company Financial Services, Inc. other	Transamerica Financial Advisors, LLC other	Other	Oct 13, 2014	Sep 30, 2014
Francisco Paul Sirvent	Berthel Fisher & Company Financial Services, Inc. other	Keystone Wealth Partners LLC independent RIA	Other	Jul 31, 2014	Nov 12, 2014 (104 d)
Pei Liu	Berthel Fisher & Company Financial Services, Inc. other	Bfc Planning, Inc. other	Other	Jun 6, 2014	Jun 6, 2014
Angela Renee Parra-Mcneely	Berthel Fisher & Company Financial Services, Inc. other	Securities America Advisors, Inc. other	Other	Jun 5, 2014	Jul 7, 2014 (32 d)
Peter Alan Wierenga	Berthel Fisher & Company Financial Services, Inc. other	Centaurus Financial, Inc. other	Other	Feb 25, 2014	Apr 7, 2014 (41 d)
Lawrence Sheldon Steinberg	Berthel Fisher & Company Financial Services, Inc. other	Nfsg Corporation other	Other	Jan 16, 2014	May 23, 2014 (127 d)
Paul Richard Quinn	Berthel Fisher & Company Financial Services, Inc. other	J. W. Cole Advisors, Inc. other	Other	Dec 31, 2013	Jan 10, 2014
Jingbo Pan	Berthel Fisher & Company Financial Services, Inc. other	Financial West Group other	Other	Dec 20, 2013	Apr 8, 2014 (109 d)
Bret Robert Johnson	Berthel Fisher & Company Financial Services, Inc. other	Bfc Planning, Inc. other	Other	Dec 12, 2013	Dec 12, 2013
Christopher Scott Williams	Berthel Fisher & Company Financial Services, Inc. other	Bfc Planning, Inc. other	Other	Dec 10, 2013	Dec 10, 2013
Robyn D Simons	Berthel Fisher & Company Financial Services, Inc. other	Bfc Planning, Inc. other	Other	Dec 10, 2013	Jan 23, 2014 (44 d)
Ron Robertson Valentine	Berthel Fisher & Company Financial Services, Inc. other	Bfc Planning, Inc. other	Other	Dec 10, 2013	Dec 11, 2013
Carrie Lynn Anton	Berthel Fisher & Company Financial Services, Inc. other	Focus Financial other	Other	Dec 5, 2013	Feb 28, 2014 (85 d)
Raymond Edwin Whitaker	Berthel Fisher & Company Financial Services, Inc. other	Bfc Planning, Inc. other	Other	Nov 18, 2013	Nov 18, 2013
Whitney L Dieter	Berthel Fisher & Company Financial Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Oct 9, 2013	Jan 12, 2015 (460 d)
Hratch Krikor Panosian	Berthel Fisher & Company Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 16, 2013	Oct 1, 2013
John Marvin Ray	Berthel Fisher & Company Financial Services, Inc. other	Bip Wealth, LLC other	Other	Sep 12, 2013	May 16, 2014 (246 d)
Daniel S Shaffer	Berthel Fisher & Company Financial Services, Inc. other	Shaffer Asset Management, Inc. state registered	Other	Jul 30, 2013	Feb 16, 2006
Nadine M Burns	Berthel Fisher & Company Financial Services, Inc. other	Pinnacle Wealth Management, Inc. independent RIA	Other	Jul 10, 2013	Jun 17, 2013
Robert William Drier	Berthel Fisher & Company Financial Services, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Jun 28, 2013	Mar 21, 2024 (3919 d)
William Anthony Gohs	Berthel Fisher & Company Financial Services, Inc. other	Ausdal Financial Partners, Inc. other	Other	Jun 24, 2013	Jun 24, 2013
Nancy Elaine Schulze	Berthel Fisher & Company Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jun 6, 2013	Jun 5, 2013
Jeanna Lynn Stecklein	Berthel Fisher & Company Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	May 30, 2013	Dec 8, 2014 (557 d)
Kevin Joseph Welu	Berthel Fisher & Company Financial Services, Inc. other	Private Advisor Group, LLC other	Other	Mar 1, 2013	Mar 1, 2013
Adam Anthony Weingartner	Berthel Fisher & Company Financial Services, Inc. other	Bfc Planning, Inc. other	Other	Jan 3, 2013	Jan 3, 2013
Bryan Hugh Pepper	Berthel Fisher & Company Financial Services, Inc. other	LPL Financial LLC other	Other	Dec 14, 2012	Dec 14, 2012
Douglas Robert Filipovits	Berthel Fisher & Company Financial Services, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Nov 26, 2012	Mar 21, 2024 (4133 d)
Thomas Scott Nevitt	Berthel Fisher & Company Financial Services, Inc. other	Voya Financial Advisors, Inc. other	Other	Nov 2, 2012	Nov 8, 2012
John Luther Potts	Berthel Fisher & Company Financial Services, Inc. other	Sagepoint Financial, Inc. other	Other	Oct 4, 2012	Oct 8, 2012
Michael Glen Hill	Berthel Fisher & Company Financial Services, Inc. other	Sagepoint Financial, Inc. other	Other	Oct 3, 2012	Nov 7, 2012 (35 d)
Jeffrey Dalton Reddick	Berthel Fisher & Company Financial Services, Inc. other	Wfg Advisors, LP other	Other	Sep 11, 2012	Sep 10, 2012
Christopher Edward Ordway	Berthel Fisher & Company Financial Services, Inc. other	Next Financial Group, Inc. other	Other	Aug 20, 2012	Aug 29, 2012
Timothy M Garretson	Berthel Fisher & Company Financial Services, Inc. other	Next Financial Group, Inc. other	Other	Aug 20, 2012	Aug 28, 2012
Jenna Lucille Biancavilla	Berthel Fisher & Company Financial Services, Inc. other	Next Financial Group, Inc. other	Other	Aug 20, 2012	Aug 28, 2012
Mark Radley Emberton	Berthel Fisher & Company Financial Services, Inc. other	Creativeone Securities, LLC other	Other	Aug 9, 2012	Aug 9, 2012
Elizabeth Stephanie Daffner	Berthel Fisher & Company Financial Services, Inc. other	Ameritas Advisory Services, LLC BD affiliated	Other	Jul 27, 2012	Nov 1, 2021 (3384 d)
Carrie Lynn Cole	Berthel Fisher & Company Financial Services, Inc. other	Spc other	Other	May 1, 2012	May 1, 2012
Clemont Lee Bevill	Berthel Fisher & Company Financial Services, Inc. other	Silver Oak Securities, Inc. other	Other	Mar 1, 2012	Nov 30, 2012 (274 d)
Joseph G Whatton	Berthel Fisher & Company Financial Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Feb 24, 2012	Mar 5, 2012
Cindy Sue Gleason	Berthel Fisher & Company Financial Services, Inc. other	Vsr Advisory Services other	Other	Feb 13, 2012	Feb 13, 2012
Stephen T Glasgow	Berthel Fisher & Company Financial Services, Inc. other	Charles Schwab & Co., Inc. national BD	Other	Dec 31, 2011	Feb 10, 2012 (41 d)
John David Glenn	Berthel Fisher & Company Financial Services, Inc. other	United Planners' Financial Services Of America A Limited Partner independent RIA	Other	Dec 8, 2011	Jan 1, 2026 (5138 d)

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192 moves match.