DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Key Investment Services LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Noah Koreman | Key Investment Services LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2025 | Aug 20, 2025 |
| John Edward Kariss | Key Investment Services LLC BD affiliated | Rex Consulting, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 13, 2025 | May 15, 2026 (275 d) |
| Owen Howard | Key Investment Services LLC BD affiliated | Trueplan Benefit And Retirement Advisors institutional | Other | Aug 1, 2025 | Aug 12, 2025 |
| Ted Leroy Spurgeon | Key Investment Services LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2025 | Jul 16, 2025 |
| Diana Schiers George | Key Investment Services LLC BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2025 | Jan 9, 2026 (182 d) |
| Tyler W Ross | Key Investment Services LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2025 | Jul 2, 2025 |
| Emmanuel Garcia | Key Investment Services LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 30, 2025 | Jun 24, 2025 |
| Kendall Miedema | Key Investment Services LLC BD affiliated | Maia Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2025 | Jun 13, 2025 |
| Dan Craig Mclaughlin | Key Investment Services LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2025 | May 28, 2025 |
| Kenneth I Weinstein | Key Investment Services LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2025 | Jun 9, 2025 |
| Monica Zwipf | Key Investment Services LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2025 | May 30, 2025 |
| Lori Placentino | Key Investment Services LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2025 | May 23, 2025 |
| Robert Robustelli | Key Investment Services LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2025 | May 23, 2025 |
| Brandi C Critchett | Key Investment Services LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 29, 2025 | Apr 24, 2025 |
| Justin Paul Mills | Key Investment Services LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 14, 2025 | Apr 7, 2025 |
| Benjamin Chasse | Key Investment Services LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2025 | Apr 4, 2025 |
| Jason Matthew Robinson | Key Investment Services LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 8, 2025 | Apr 8, 2025 |
| Douglas Wesley Heward | Key Investment Services LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2025 | Apr 8, 2025 |
| Tarky Joseph Lombardi | Key Investment Services LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2025 | Apr 30, 2025 |
| Samuel Brown Petitjean | Key Investment Services LLC BD affiliated | Strategic Wealth Partners, Ltd. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2025 | Jun 18, 2025 (78 d) |
| Yen K Phuong | Key Investment Services LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 27, 2025 | Mar 18, 2025 |
| Jared Michael Skemp | Key Investment Services LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2025 | Mar 10, 2025 |
| Keith Kohlmann | Key Investment Services LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 4, 2025 | Mar 3, 2025 |
| Dennis John Andres | Key Investment Services LLC BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2025 | Oct 23, 2025 (239 d) |
| Sarah Ann Alexander | Key Investment Services LLC BD affiliated | State Farm Investment Management Corp. asset manager | Other | Feb 26, 2025 | Jun 5, 2025 (99 d) |
| Steven Reza Tadayon | Key Investment Services LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 12, 2025 | Feb 7, 2025 |
| Anastasios Alexander Kountis | Key Investment Services LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 12, 2025 | Feb 7, 2025 |
| Brian William Daly | Key Investment Services LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Feb 18, 2025 |
| Daniel Duric | Key Investment Services LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2025 | Jan 29, 2025 |
| Benjamin Haren | Key Investment Services LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 7, 2025 | Jan 6, 2025 |
| Matthew Richert | Key Investment Services LLC BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2024 | Dec 19, 2024 |
| Ernesto Jesus Barcelo | Key Investment Services LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Feb 2, 2025 (61 d) |
| Antonio Barcelo | Key Investment Services LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Feb 2, 2025 (61 d) |
| Justin Neal Jenkins | Key Investment Services LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 8, 2024 | Oct 28, 2024 |
| Juan Alejandro Ramos | Key Investment Services LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 30, 2024 | Aug 28, 2025 (302 d) |
| Bruno Natter | Key Investment Services LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 30, 2024 | Oct 18, 2024 |
| Daniel Wright Harris | Key Investment Services LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2024 | Oct 10, 2024 |
| Charles Eric Hill | Key Investment Services LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2024 | Oct 1, 2024 |
| Samuel Choi | Key Investment Services LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 2, 2024 | Oct 1, 2024 |
| Greg James Smith | Key Investment Services LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2024 | Sep 30, 2024 |
| Chandrakumar Rajaratnam | Key Investment Services LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2024 | Jan 7, 2025 (103 d) |
| Richard W. Fisher | Key Investment Services LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 16, 2024 | Sep 16, 2024 |
| Alec Herbert | Key Investment Services LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Sep 5, 2024 |
| Jonathan Andrew Gahan | Key Investment Services LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2024 | Oct 21, 2024 (54 d) |
| Joseph Donald Close | Key Investment Services LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2024 | Sep 30, 2024 (47 d) |
| Alisha Holt | Key Investment Services LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 8, 2024 | Aug 23, 2024 |
| Charles Alexandre Hudelot | Key Investment Services LLC BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2024 | Sep 9, 2024 (32 d) |
| George R. Bello | Key Investment Services LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2024 | Jul 3, 2024 |
| Brett Mccue | Key Investment Services LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 26, 2024 | Jun 20, 2024 |
| Ioana Gavris Wagle | Key Investment Services LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2024 | Jul 1, 2024 |
| Scott Teuscher | Key Investment Services LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 12, 2024 | Jun 11, 2024 |
| Aimee Flatley | Key Investment Services LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2024 | May 31, 2024 |
| Jack David Pinkston | Key Investment Services LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2024 | Apr 16, 2026 (687 d) |
| Logan Dawes | Key Investment Services LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 22, 2024 | Jun 28, 2024 (37 d) |
| Donald Lee Fitzsimmons | Key Investment Services LLC BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2024 | Dec 6, 2024 (204 d) |
| Kevin Leroy Pierce | Key Investment Services LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 26, 2024 | May 20, 2024 |
| Tiffany A Mazur | Key Investment Services LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 17, 2024 | May 2, 2024 |
| Rand Harrison Siegel | Key Investment Services LLC BD affiliated | Bison Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 28, 2024 | Apr 2, 2024 |
| Eileen Marie Kurth | Key Investment Services LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 19, 2024 | Mar 20, 2024 |
| Nicholas Rimac | Key Investment Services LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Mar 18, 2024 | Apr 10, 2024 |
599 moves match.