DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Bmo Harris Financial Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Michael Gigliotti | Bmo Harris Financial Advisors, Inc bank affiliated | Bmo Nesbitt Burns Securities Ltd. BD affiliated | Other | Aug 2, 2021 | Aug 5, 2021 |
| Edward Joseph Kill | Bmo Harris Financial Advisors, Inc bank affiliated | Huntington Financial Advisors BD affiliated | Other | Jun 3, 2021 | Jun 22, 2021 |
| Jessica Rogan Strini | Bmo Harris Financial Advisors, Inc bank affiliated | LPL Financial LLC BD affiliated | Other | May 4, 2021 | May 10, 2021 |
| Mackenzie Ann Bridgeland | Bmo Harris Financial Advisors, Inc bank affiliated | LPL Financial LLC BD affiliated | Other | May 4, 2021 | Aug 31, 2021 (119 d) |
| Natalie Lynn Fisk | Bmo Harris Financial Advisors, Inc bank affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Other | Apr 9, 2021 | Jan 11, 2022 (277 d) |
| Joseph Kroll | Bmo Harris Financial Advisors, Inc bank affiliated | Citigroup Global Markets Inc. BD affiliated | Other | Apr 9, 2021 | Mar 4, 2022 (329 d) |
| Jennifer Leslie Steil-Palma | Bmo Harris Financial Advisors, Inc bank affiliated | Wells Fargo Advisors wirehouse | Other | Apr 6, 2021 | Apr 1, 2021 |
| David V Cassel | Bmo Harris Financial Advisors, Inc bank affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 6, 2021 | Dec 24, 2025 (1723 d) |
| Stephen Lowell Williams | Bmo Harris Financial Advisors, Inc BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2021 | Apr 5, 2021 |
| Erich Stabelfeldt | Bmo Harris Financial Advisors, Inc BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2021 | Apr 5, 2021 |
| Jennifer Lynn Giemza | Bmo Harris Financial Advisors, Inc BD affiliated | Wealthspire Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2021 | Jan 3, 2025 (1397 d) |
| Daniel Kleytman | Bmo Harris Financial Advisors, Inc BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 11, 2021 | Apr 8, 2021 (56 d) |
| Joseph Guediguian | Bmo Harris Financial Advisors, Inc BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 9, 2021 | Feb 24, 2021 |
| John Charles Wong | Bmo Harris Financial Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 20, 2021 | Jan 15, 2021 |
| Nathan Roger Byers | Bmo Harris Financial Advisors, Inc BD affiliated | Calculated Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2021 | Mar 23, 2022 (434 d) |
| James Robert Richards | Bmo Harris Financial Advisors, Inc BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 5, 2021 | Jan 22, 2021 |
| Kristi Nicole Berg | Bmo Harris Financial Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 14, 2020 | Dec 11, 2020 |
| Carrie Anne Christensen | Bmo Harris Financial Advisors, Inc BD affiliated | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2020 | Nov 10, 2020 |
| Sarah Jane Kyle | Bmo Harris Financial Advisors, Inc BD affiliated | Annex Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2020 | Mar 31, 2022 (532 d) |
| Kendra Gabriel | Bmo Harris Financial Advisors, Inc BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 1, 2020 | Sep 30, 2020 |
| Jason Denby Allen | Bmo Harris Financial Advisors, Inc BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 14, 2020 | Sep 28, 2020 |
| Joshua John Strzelecki | Bmo Harris Financial Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 8, 2020 | Sep 4, 2020 |
| Jennifer Ann Lucovich | Bmo Harris Financial Advisors, Inc BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 6, 2020 | Jul 31, 2020 |
| Janet Lynn Nordquist | Bmo Harris Financial Advisors, Inc BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2020 | Nov 19, 2021 (480 d) |
| Arianna Bustillos Jiruska | Bmo Harris Financial Advisors, Inc BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 5, 2020 | Jun 1, 2020 |
| Jacob Ryan Hernandez | Bmo Harris Financial Advisors, Inc BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2020 | Apr 15, 2020 |
| Mirjana Kljajic | Bmo Harris Financial Advisors, Inc BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2020 | Mar 18, 2020 |
| Matthew Bryan Harvey | Bmo Harris Financial Advisors, Inc BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2020 | Mar 2, 2020 |
| James Jerry Soukup | Bmo Harris Financial Advisors, Inc BD affiliated | Fbl Wealth Management, LLC no RAUM | Other | Feb 19, 2020 | Feb 19, 2020 |
| John William Hungerford | Bmo Harris Financial Advisors, Inc BD affiliated | Waddell & Reed BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2020 | Feb 11, 2020 |
| Shannon Christy Foreman | Bmo Harris Financial Advisors, Inc BD affiliated | Advisors' Pride Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2020 | Jan 27, 2020 |
| Andrew Stephen Jankowiak | Bmo Harris Financial Advisors, Inc BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Mar 20, 2020 (80 d) |
| Todd Ryan Marmor | Bmo Harris Financial Advisors, Inc BD affiliated | Wintrust Investments mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2019 | Dec 9, 2019 |
| Jason Richard Miller | Bmo Harris Financial Advisors, Inc BD affiliated | Crewe Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2019 | Sep 8, 2021 (660 d) |
| Michael Lenny Mcgavin | Bmo Harris Financial Advisors, Inc BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2019 | Nov 18, 2019 |
| Gerard Charles Buchanan | Bmo Harris Financial Advisors, Inc BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2019 | Dec 23, 2019 (39 d) |
| Travis Scott Koch | Bmo Harris Financial Advisors, Inc BD affiliated | Moors & Cabot, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2019 | Dec 16, 2020 (398 d) |
| Daniel Alan Nitsch | Bmo Harris Financial Advisors, Inc BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2019 | Apr 30, 2021 (533 d) |
| Jeffrey S Ballek | Bmo Harris Financial Advisors, Inc BD affiliated | Crown Capital Securities, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2019 | Jul 14, 2020 (253 d) |
| Neil A Conway | Bmo Harris Financial Advisors, Inc BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 9, 2019 | Sep 5, 2019 |
| Sara M Musgrave | Bmo Harris Financial Advisors, Inc BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 21, 2019 | Sep 10, 2019 |
| Travis Vander Clark | Bmo Harris Financial Advisors, Inc BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 20, 2019 | Sep 19, 2019 |
| Bradley Scott Mayer | Bmo Harris Financial Advisors, Inc BD affiliated | Texas Capital Bank Private Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2019 | Jun 13, 2022 (1056 d) |
| William Roger Lloyd | Bmo Harris Financial Advisors, Inc BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2019 | Aug 29, 2019 (48 d) |
| Anne M Hatton | Bmo Harris Financial Advisors, Inc BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 26, 2019 | Jul 18, 2019 |
| Samantha Dawn Owens | Bmo Harris Financial Advisors, Inc BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 18, 2019 | Aug 9, 2019 (52 d) |
| Jonathan Erik James | Bmo Harris Financial Advisors, Inc BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2019 | Jul 30, 2019 (50 d) |
| Matthew Scott Hilton | Bmo Harris Financial Advisors, Inc BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2019 | Sep 3, 2019 (85 d) |
| Daniel Lee Reece | Bmo Harris Financial Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 7, 2019 | Jul 18, 2019 (41 d) |
| Joseph Bernecker | Bmo Harris Financial Advisors, Inc BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 4, 2019 | Aug 5, 2019 (62 d) |
| Christopher Fetzer | Bmo Harris Financial Advisors, Inc BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2019 | May 31, 2019 |
| Kyle Anthony George | Bmo Harris Financial Advisors, Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2019 | Jun 3, 2019 |
| David Paul Wahl | Bmo Harris Financial Advisors, Inc BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2019 | Jun 7, 2019 |
| Gregory Lee Davis | Bmo Harris Financial Advisors, Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2019 | Sep 10, 2019 (139 d) |
| Matthew Wells | Bmo Harris Financial Advisors, Inc BD affiliated | Waddell & Reed BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2019 | Nov 23, 2020 (592 d) |
| Chris Leigh Thelen | Bmo Harris Financial Advisors, Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2019 | May 17, 2019 (45 d) |
| Subha Shankar | Bmo Harris Financial Advisors, Inc BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2019 | Apr 3, 2019 |
| Eric W Jones | Bmo Harris Financial Advisors, Inc BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2019 | Apr 16, 2019 |
| Islam Elkaffas | Bmo Harris Financial Advisors, Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2019 | Nov 17, 2020 (603 d) |
| Keith Frederick France | Bmo Harris Financial Advisors, Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2019 | Mar 27, 2019 |
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246 moves match.