DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ic Advisory Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Marlene Robin Badai	Ic Advisory Services, Inc. other	Gwn Securities Inc. other	Other	Dec 10, 2014	Nov 17, 2014
George Edward Filepp	Ic Advisory Services, Inc. other	Gwn Securities Inc. other	Other	Dec 10, 2014	Nov 21, 2014
Stephen Charles Frazer	Ic Advisory Services, Inc. other	Gwn Securities Inc. other	Other	Dec 10, 2014	Nov 17, 2014
Daniel Thomas Phillips	Ic Advisory Services, Inc. other	Gwn Securities Inc. other	Other	Dec 10, 2014	Nov 28, 2014
Jeffrey Raymond Kenyon	Ic Advisory Services, Inc. other	Gwn Securities Inc. other	Other	Dec 10, 2014	Nov 17, 2014
Stephen Michael Derosa	Ic Advisory Services, Inc. other	Jost Financial Management Corp. unclassified	Other	Dec 10, 2014	May 2, 2014
Peter Carmen Derosa	Ic Advisory Services, Inc. other	Gwn Securities Inc. other	Other	Dec 10, 2014	Nov 17, 2014
Bruce David Koellner	Ic Advisory Services, Inc. other	Planmember Securities Corporation other	Other	Nov 25, 2014	Nov 25, 2014
Steven John Majoris	Ic Advisory Services, Inc. other	Advisors Asset Management, Inc. other	Other	Oct 17, 2014	Dec 3, 2014 (47 d)
Michael Francis Jennetta	Ic Advisory Services, Inc. other	Aegis Capital Corp. other	Other	Sep 17, 2014	Sep 19, 2014
Holly Alicia Vaezi	Ic Advisory Services, Inc. other	LPL Financial LLC other	Other	Sep 15, 2014	Sep 26, 2016 (742 d)
Peter James Gialames	Ic Advisory Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 25, 2014	Jul 23, 2014
Peter Eric Gialames	Ic Advisory Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 25, 2014	Jul 23, 2014
Jerry Bradford Grimes	Ic Advisory Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jun 30, 2014	Jul 30, 2014
Gary William Medley	Ic Advisory Services, Inc. other	Pelican Wealth Advisors, LLC state registered	Other	May 20, 2014	Jun 2, 2014
Dan Edward Wagner	Ic Advisory Services, Inc. other	Wealth Management Advisors, LLC no RAUM	Other	May 19, 2014	May 20, 2014
James Scott Davis	Ic Advisory Services, Inc. other	Wealth Management Advisors, LLC no RAUM	Other	May 19, 2014	May 21, 2014
Jennifer Lynn Osgood	Ic Advisory Services, Inc. other	Wealth Management Advisors, LLC no RAUM	Other	May 19, 2014	May 21, 2014
James Wagner Zerweck	Ic Advisory Services, Inc. other	Gwn Securities Inc. other	Other	Apr 21, 2014	Jan 26, 2016 (645 d)
Deena Michelle Kobrin	Ic Advisory Services, Inc. other	Next Financial Group, Inc. other	Other	Dec 31, 2013	Jan 2, 2014
Steve Grossbard	Ic Advisory Services, Inc. other	First Allied Advisory Services, Inc. other	Other	Dec 13, 2013	Dec 13, 2013
Steven Jay Greenberg	Ic Advisory Services, Inc. other	Summit Financial Group Inc other	Other	Oct 10, 2013	Sep 12, 2013
Kevin Bonner Glynn	Ic Advisory Services, Inc. other	Summit Capital Management LLC other	Other	Oct 4, 2013	Nov 6, 2013 (33 d)
Eric Eugene Kearney	Ic Advisory Services, Inc. other	Brookstone Wealth Advisors, LLC other	Other	Oct 3, 2013	Nov 7, 2013 (35 d)
Michael A Piccione	Ic Advisory Services, Inc. other	Sagepoint Financial, Inc. other	Other	Nov 26, 2012	Dec 5, 2012
Glen Richards Pier	Ic Advisory Services, Inc. other	Prosperity Capital Advisors other	Other	Nov 15, 2012	Dec 21, 2012 (36 d)
Roseann Palermo	Ic Advisory Services, Inc. other	Chelsea Advisory Services, Inc independent RIA	Other	Oct 26, 2012	May 17, 2016 (1299 d)
Charles W Crews	Ic Advisory Services, Inc. other	Southeast Financial Advisors other	Other	Sep 28, 2012	Jan 7, 2013 (101 d)
Brian David Siano	Ic Advisory Services, Inc. other	Kestra Advisory Services, LLC other	Other	Jul 11, 2012	Apr 20, 2016 (1379 d)
David Allen Wagner	Ic Advisory Services, Inc. other	Ridgeway Conger Advisory Services other	Other	May 23, 2012	Jan 3, 2012
Jason Burack	Ic Advisory Services, Inc. other	Hawk Capital Management LLC state registered	Other	Mar 28, 2012	Sep 3, 2014 (889 d)
Robert James Ellis	Ic Advisory Services, Inc. other	LPL Financial LLC other	Other	Dec 20, 2011	Jun 26, 2012 (189 d)
Mark Richard Ziemba	Ic Advisory Services, Inc. other	Private Advisor Group, LLC other	Other	Dec 20, 2011	Sep 14, 2012 (269 d)
Arndt (Nmn) Poelling	Ic Advisory Services, Inc. other	Centennial Wealth Management Inc. other	Other	Nov 21, 2011	Apr 13, 2012 (144 d)
Annette Louise Schiavone	Ic Advisory Services, Inc. other	Osaic Fa, Inc. other	Other	Oct 6, 2011	Nov 11, 2011 (36 d)
Thomas Arndt Poelling	Ic Advisory Services, Inc. other	Centennial Wealth Management Inc. other	Other	Aug 12, 2011	Apr 13, 2012 (245 d)
Frank Vincent Geremia	Ic Advisory Services, Inc. other	Geremia Financial Services, LLC independent RIA	Other	Jun 28, 2011	Apr 26, 2011
Christopher Powell Hill	Ic Advisory Services, Inc. other	On Investment Management Co other	Other	Jun 23, 2011	Jun 21, 2013 (729 d)
Kurt Louis Hoffer	Ic Advisory Services, Inc. other	Summit Financial Group Inc other	Other	May 4, 2011	May 12, 2011
Ryan Scott Brewer	Ic Advisory Services, Inc. other	Voya Investment Management Co. LLC other	Other	Mar 4, 2011	Mar 11, 2011
Robert S. Shapiro	Ic Advisory Services, Inc. other	LPL Financial LLC other	Other	Dec 31, 2010	Jan 3, 2011
Frank Vincent Geremia	Ic Advisory Services, Inc. other	Geremia Financial Services, LLC independent RIA	Other	Dec 31, 2010	Apr 28, 2011 (118 d)
Louis Benjamin Carpenter	Ic Advisory Services, Inc. other	Azzendo Wealth Advisors other	Other	Dec 31, 2010	Jun 21, 2011 (172 d)
Michael Wayne Scruggs	Ic Advisory Services, Inc. other	LPL Financial LLC other	Other	Dec 31, 2010	Jan 7, 2011
Eric Eugene Kearney	Ic Advisory Services, Inc. other	LPL Financial LLC other	Other	Sep 15, 2010	Aug 13, 2010
Michael Stuart Hillgen-Santa	Ic Advisory Services, Inc. other	H. Beck, Inc. other	Other	Apr 13, 2010	Mar 16, 2010
Michael John Russo	Ic Advisory Services, Inc. other	Transamerica Financial Advisors, LLC BD affiliated	Other	Mar 6, 2009	Jul 9, 2026 (6334 d)
John Kyle Richards	Ic Advisory Services, Inc. other	Kovack Advisors, Inc. other	Other	Dec 31, 2008	Feb 25, 2009 (56 d)
John Winthrop Ohl	Ic Advisory Services, Inc. other	Tlg Advisors, Inc. other	Other	Oct 27, 2008	Oct 29, 2008
Anthony Douglas Branca	Ic Advisory Services, Inc. other	Woodstock Financial Group, Inc. other	Other	Oct 10, 2008	Sep 15, 2008
David M Kopyc	Ic Advisory Services, Inc. other	Ameritas Advisory Services other	Other	Sep 19, 2008	Oct 20, 2008 (31 d)
Paul M Cerrato	Ic Advisory Services, Inc. other	Woodstock Financial Group, Inc. other	Other	Sep 19, 2008	Sep 16, 2008
John Edward Myers	Ic Advisory Services, Inc. other	Uvest Financial Services Group, Inc. unclassified	Other	Jan 7, 2008	Jan 10, 2008
Reynaldo Santos Deguzman	Ic Advisory Services, Inc. other	Cetera Investment Advisers LLC other	Other	Dec 31, 2007	Nov 22, 2017 (3614 d)
Ralph Cannon Williams	Ic Advisory Services, Inc. other	Centaurus Financial, Inc. other	Other	Dec 14, 2007	Dec 17, 2007
Charles Edward Howell	Ic Advisory Services, Inc. other	Kovack Advisors, Inc. other	Other	Nov 7, 2007	Apr 10, 2008 (155 d)
Raymond Michael Heidel	Ic Advisory Services, Inc. other	Five Rivers Financial Advisors, LLC state registered	Other	Oct 8, 2007	Jun 30, 2008 (266 d)
Mary Kathryn Gerace Carleton	Ic Advisory Services, Inc. other	Insight Securities, Inc. other	Other	Apr 3, 2007	Oct 6, 2010 (1282 d)
Howard Raymond Solomon	Ic Advisory Services, Inc. other	Next Financial Group, Inc. other	Other	Feb 26, 2007	Feb 23, 2007
Kyle Edwin Roser	Ic Advisory Services, Inc. other	E*Trade Capital Management, LLC other	Other	Jan 19, 2007	Jan 8, 2009 (720 d)

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182 moves match.