DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Newport Group Consulting, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Taji JacobNewport Group Consulting, LLC institutionalHauser Retirement Solutions 2 LLC institutionalOtherDec 26, 2024Jan 21, 2025
George SpivakNewport Group Consulting, LLC institutionalEdward Jones national BDOtherSep 3, 2024Sep 2, 2025 (364 d)
John M DahleNewport Group Consulting, LLC institutionalMorgan Stanley wirehouseOtherJul 2, 2024Aug 6, 2024 (35 d)
Grant Robert SandbergNewport Group Consulting, LLC institutionalStrategic Wealth Investment Group, LLC independent RIAOtherMay 13, 2024May 22, 2024
Jamie Lynn TischnerNewport Group Consulting, LLC institutionalCetera Investment Advisers LLC BD affiliatedOtherMar 20, 2023Jun 16, 2023 (88 d)
Adam Ross BushNewport Group Consulting, LLC institutionalVestwell Advisors LLC institutionalOtherJan 24, 2023Mar 22, 2024 (423 d)
Marvin Russell WoodallNewport Group Consulting, LLC institutionalLevel Four Advisory Services BD affiliatedOtherJan 4, 2023Feb 10, 2023 (37 d)
Torian JohnsonNewport Group Consulting, LLC institutionalCsenge Advisory Group, LLC independent RIAOtherDec 20, 2022Aug 8, 2023 (231 d)
David Marcus BaumNewport Group Consulting, LLC institutionalCapacuity LLC otherOtherAug 8, 2022Oct 21, 2022 (74 d)
Jorge Ricardo FrigulsNewport Group Consulting, LLC institutionalMariner Institutional, LLC institutionalOtherJul 25, 2022Jul 10, 2024 (716 d)
Samuel Hand RobertNewport Group Consulting, LLC institutionalValmark Advisers, Inc. BD affiliatedOtherJan 24, 2022Feb 4, 2022
Mark Stephen NicholasNewport Group Consulting, LLC institutionalTransform Retirement state registeredOtherNov 2, 2021Jan 1, 2025 (1156 d)
Rosalyn Kristina BrownNewport Group Consulting, LLC institutionalPnc Capital Advisors LLC otherOtherJul 15, 2021Jan 10, 2022 (179 d)
Philip Bradford KiddNewport Group Consulting, LLC institutionalCapacuity LLC otherOtherJun 30, 2020Nov 12, 2020 (135 d)
Barbara Vaughan RedstoneNewport Group Consulting, LLC institutionalAmeritas Advisory Services independent RIAOtherJun 24, 2020Jul 30, 2020 (36 d)
Gregory HodgesNewport Group Consulting, LLC institutionalAlight Financial Advisors, LLC independent RIAOtherSep 9, 2019Mar 26, 2021 (564 d)
Tomas Erik JanssonNewport Group Consulting, LLC institutionalJ.P. Morgan Private Wealth Advisors LLC BD affiliatedOtherJul 24, 2019Aug 26, 2019 (33 d)
Huy LeNewport Group Consulting, LLC institutionalEdward Jones national BDOtherMay 21, 2019Sep 3, 2019 (105 d)
Jeffrey Alan GeorgeNewport Group Consulting, LLC institutionalBarr Financial Services, LLC independent RIAOtherApr 1, 2019Apr 23, 2019
Margaret Henderson PierceNewport Group Consulting, LLC institutionalKestra Advisory Services, LLC BD affiliatedOtherMar 5, 2019Jun 12, 2019 (99 d)
Francis RandallNewport Group Consulting, LLC institutionalPrincipal Securities, Inc. BD affiliatedOtherDec 5, 2018Jul 1, 2020 (574 d)
Raymond Russell MckenneyNewport Group Consulting, LLC institutionalMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 25, 2018Oct 8, 2018
Natalie Marie GentryNewport Group Consulting, LLC institutionalStancorp Investment Advisers, Inc. otherOtherApr 9, 2018Jun 1, 2018 (53 d)
Lisa Allenbach PettisNewport Group Consulting, LLC otherEquitable Advisors, LLC national BDOtherJul 5, 2017May 16, 2019 (680 d)
Gray Acker IngleNewport Group Consulting, LLC otherMitchell, Mcleod, Pugh & Williams, Inc. independent RIAOtherApr 5, 2017Nov 11, 2024 (2777 d)
John Edward RiceNewport Group Consulting, LLC otherNbt Capital Management, Inc. independent RIAOtherFeb 1, 2016Jan 12, 2018 (711 d)
Scott Russell HerzNewport Group Consulting, LLC otherCommonwealth Financial Network national BDOtherNov 6, 2013Jul 11, 2016 (978 d)
Susan M WrightNewport Group Consulting, LLC otherRetirement Funding Advisors, LLC unclassifiedOtherSep 19, 2013Oct 8, 2014 (384 d)
Thomas Joseph JohnsonNewport Group Consulting, LLC otherNfp Advisor Services, LLC otherOtherNov 3, 2010Mar 8, 2011 (125 d)
Page 1 of 1
29 moves match.