| Jonathon Edward Armstrong | Brookstone Capital Management LLC other | Center Street Advisors, Inc. no RAUM | Other | Jan 30, 2015 | Feb 11, 2015 |
| Billy James Aycock | Brookstone Capital Management LLC other | Center Street Advisors, Inc. no RAUM | Other | Jan 29, 2015 | Jan 29, 2015 |
| Todd J. Sears | Brookstone Capital Management LLC other | J.P. Morgan Securities LLC wirehouse | Other | Dec 31, 2014 | Jan 26, 2015 |
| Kevin Brooks Kugley | Brookstone Capital Management LLC other | Searchlight Investments, LLC unclassified | Other | Dec 1, 2014 | Mar 5, 2015 (94 d) |
| Caroline Grace Rakness | Brookstone Capital Management LLC other | Searchlight Investments, LLC unclassified | Other | Dec 1, 2014 | Mar 5, 2015 (94 d) |
| Johnny Chu-Hyon Pak | Brookstone Capital Management LLC other | Searchlight Investments, LLC unclassified | Other | Dec 1, 2014 | Mar 5, 2015 (94 d) |
| Jeffrey David Juniper | Brookstone Capital Management LLC other | Brookstone Wealth Advisors, LLC other | Other | Nov 5, 2014 | Nov 12, 2014 |
| Joseph Martin Latour | Brookstone Capital Management LLC other | Latour Asset Management LLC state registered | Other | Aug 19, 2014 | Sep 10, 2014 |
| Paula Carole Pass | Brookstone Capital Management LLC other | Wells Fargo Advisors wirehouse | Other | Jul 7, 2014 | Jul 8, 2014 |
| Michael Paul Mall | Brookstone Capital Management LLC other | Virtue Capital Management, LLC other | Other | Jul 3, 2014 | Jul 10, 2014 |
| Steven Lind Bowlds | Brookstone Capital Management LLC other | Horter Investment Management, LLC other | Other | May 27, 2014 | Jun 4, 2014 |
| Robert Lynn Hall | Brookstone Capital Management LLC other | Global Financial Private Capital, Inc. other | Other | Mar 26, 2014 | Nov 18, 2013 |
| Michael Jerry Snasel | Brookstone Capital Management LLC other | Horter Investment Management, LLC other | Other | Mar 24, 2014 | May 12, 2014 (49 d) |
| Philip Charles Gallant | Brookstone Capital Management LLC other | Optimus Wealth Management Group, Inc. state registered | Other | Mar 17, 2014 | Mar 26, 2013 |
| Wayburn Allen Costellow | Brookstone Capital Management LLC other | On Investment Management Co other | Other | Mar 4, 2014 | May 7, 2014 (64 d) |
| Brian Christopher Deluca | Brookstone Capital Management LLC other | Cetera Investment Advisers LLC other | Other | Feb 27, 2014 | Feb 19, 2014 |
| Richard Travis Terlau | Brookstone Capital Management LLC other | Investment Answers state registered | Other | Jan 27, 2014 | Sep 26, 2013 |
| Sterling Carmen Hirsch | Brookstone Capital Management LLC other | First Allied Advisory Services, Inc. other | Other | Nov 15, 2013 | Nov 18, 2013 |
| Matthew John Rettich | Brookstone Capital Management LLC other | Virtue Capital Management, LLC other | Other | Nov 4, 2013 | Nov 8, 2013 |
| Jeremy Matthew Rettich | Brookstone Capital Management LLC other | Virtue Capital Management, LLC other | Other | Oct 30, 2013 | Oct 30, 2013 |
| James David Webb | Brookstone Capital Management LLC other | Virtue Capital Management, LLC other | Other | Oct 29, 2013 | Oct 30, 2013 |
| Michael Ray Wallin | Brookstone Capital Management LLC other | Virtue Capital Management, LLC other | Other | Oct 28, 2013 | Oct 30, 2013 |
| Andrew Paul Atchison | Brookstone Capital Management LLC other | Securities America Advisors, Inc. other | Other | Oct 25, 2013 | Oct 29, 2013 |
| Seth Barnes Stewart | Brookstone Capital Management LLC other | Brookstone Financial state registered | Other | Oct 3, 2013 | Oct 4, 2013 |
| Dennis Gerald Stokley | Brookstone Capital Management LLC other | Omnistar Financial Group, Inc. other | Other | Apr 8, 2013 | Apr 8, 2013 |
| Jennifer Lynne Landon | Brookstone Capital Management LLC other | Allegis Investment Advisors, LLC other | Other | Jan 23, 2013 | Nov 12, 2015 (1023 d) |
| Jeffrey Pierce Atchison | Brookstone Capital Management LLC other | Sageguard Financial Group, LLC other | Other | Jan 23, 2013 | Jan 11, 2013 |
| Barbara Jean Swiatek | Brookstone Capital Management LLC other | Coppell Advisory Solutions LLC other | Other | Dec 21, 2012 | Jan 14, 2013 |
| David Aaron Campbell | Brookstone Capital Management LLC other | Global Financial Private Capital, Inc. other | Other | Dec 7, 2012 | Dec 7, 2012 |
| Daniel Ray Kerr | Brookstone Capital Management LLC other | Sageguard Financial Group, LLC other | Other | Nov 21, 2012 | Dec 11, 2012 |
| Justin Thomas Pierce | Brookstone Capital Management LLC other | Nova Financial Services other | Other | Nov 21, 2012 | Dec 4, 2012 |
| David Leon Cowee | Brookstone Capital Management LLC other | Sageguard Financial Group, LLC other | Other | Nov 9, 2012 | Oct 25, 2012 |
| Myles Patrick O'Reilly | Brookstone Capital Management LLC other | Horter Investment Management, LLC other | Other | Jul 16, 2012 | Jul 20, 2012 |
| Peter Craig Mendell | Brookstone Capital Management LLC other | Global Financial Private Capital, Inc. other | Other | Jun 25, 2012 | Jun 26, 2012 |
| Darwin Douglas Johnson | Brookstone Capital Management LLC other | Sageguard Financial Group, LLC other | Other | May 17, 2012 | Feb 10, 2012 |
| Carlton Scott Phillips | Brookstone Capital Management LLC other | Integrity Alliance, LLC other | Other | Apr 13, 2012 | Sep 3, 2012 (143 d) |
| Joseph Edward Elsasser | Brookstone Capital Management LLC other | Sequent Planning, LLC independent RIA | Other | Feb 4, 2012 | Feb 6, 2012 |
| Erik C Bloomfeldt | Brookstone Capital Management LLC other | Onyx Wealth Advisors, Inc. other | Other | Jan 9, 2012 | Jan 3, 2012 |
| Jeffrey Allen Barnard | Brookstone Capital Management LLC other | Alphastar Capital Management other | Other | Jan 5, 2012 | Jan 23, 2012 |
| Robin Ann Cash | Brookstone Capital Management LLC other | Park Avenue Securities LLC other | Other | Dec 7, 2011 | Oct 22, 2012 (320 d) |
| James R Holloway | Brookstone Capital Management LLC other | Global Financial Private Capital, Inc. other | Other | Oct 20, 2011 | Oct 20, 2011 |
| Steven Kent Lewis | Brookstone Capital Management LLC other | Lewis And Associates Capital Advisors, LLC state registered | Other | Oct 4, 2011 | Dec 8, 2011 (65 d) |
| David Morgan | Brookstone Capital Management LLC other | Reap In Wealth Management, LLC state registered | Other | Sep 28, 2011 | Aug 15, 2011 |
| Jeffrey Scott Schulz | Brookstone Capital Management LLC other | Integrity Advisory Solutions independent RIA | Other | Sep 16, 2011 | Aug 22, 2022 (3993 d) |
| Carol Lynn Ochoa | Brookstone Capital Management LLC other | Alphastar Capital Management other | Other | Aug 29, 2011 | Sep 1, 2011 |
| Anthony Serafino D'Amico | Brookstone Capital Management LLC other | Fidato Wealth LLC other | Other | Aug 29, 2011 | Jul 25, 2011 |
| Owen Thomas Edwards | Brookstone Capital Management LLC other | Royal Fund Management, LLC other | Other | Jun 2, 2011 | Oct 28, 2015 (1609 d) |
| George Franklin Wells | Brookstone Capital Management LLC other | Versaille Capital Advisors, LLC unclassified | Other | Jun 2, 2011 | Mar 29, 2011 |
| James Dennis Underwood | Brookstone Capital Management LLC other | American Elite Retirement unclassified | Other | Mar 7, 2011 | Apr 15, 2011 (39 d) |
| Barbara Ann Lane | Brookstone Capital Management LLC other | Pathfinder Advisory, Inc. other | Other | Feb 14, 2011 | Mar 3, 2011 |
| Michael Francis Baumann | Brookstone Capital Management LLC other | Honor Investment Group, LLC unclassified | Other | Nov 19, 2010 | Aug 20, 2010 |
| Anita Lynne Wiggins | Brookstone Capital Management LLC other | Integrated Wealth Strategies, LLC independent RIA | Other | Nov 11, 2010 | Nov 1, 2010 |
| Christopher Kendall Abts | Brookstone Capital Management LLC other | Horter Investment Management, LLC other | Other | Aug 25, 2010 | Sep 1, 2010 |
| Angelica Roxas | Brookstone Capital Management LLC other | Horter Investment Management, LLC other | Other | Apr 5, 2010 | May 4, 2015 (1855 d) |
| Wilbert Ernest Oakley | Brookstone Capital Management LLC other | Jolliffe Capital, Inc. other | Other | Feb 3, 2010 | Apr 22, 2010 (78 d) |
| Charles Ragonese | Brookstone Capital Management LLC other | Reap Financial Group, LLC independent RIA | Other | Jan 14, 2010 | Nov 23, 2009 |
| Chad Andrew Tobin | Brookstone Capital Management LLC other | Slagle Financial, LLC. independent RIA | Other | Jan 4, 2010 | May 29, 2009 |
| Radon Newton Stancil | Brookstone Capital Management LLC other | Retirement Investment unclassified | Other | Nov 7, 2009 | Nov 13, 2009 |
| Chad A Slagle | Brookstone Capital Management LLC other | Slagle Financial, LLC. independent RIA | Other | Oct 26, 2009 | May 29, 2009 |
| Garry Edward Collins | Brookstone Capital Management LLC other | Reap Financial Group, LLC independent RIA | Other | Oct 13, 2009 | Nov 6, 2009 |