DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Calamos Wealth Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nicholas KorompilasCalamos Wealth Management LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseAug 5, 2026Aug 12, 2026
Sarah J. CoatesCalamos Wealth Management LLC independent RIACorient independent RIARIA to RIAApr 24, 2026Apr 29, 2026
James MaherCalamos Wealth Management LLC independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 20, 2025Mar 2, 2026 (102 d)
Walter John MurphyCalamos Wealth Management LLC independent RIAAlphacore Capital LLC independent RIARIA to RIASep 8, 2025Sep 8, 2025
Joshua WaltersCalamos Wealth Management LLC independent RIANadler Financial Group, Inc. independent RIARIA to RIAAug 16, 2024Oct 3, 2024 (48 d)
Luis Enrique Teran RiveroCalamos Wealth Management LLC independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 29, 2024Aug 12, 2024 (75 d)
Christina CastrejonCalamos Wealth Management LLC independent RIASage Private Wealth Group, LLC independent RIARIA to RIADec 4, 2023Nov 30, 2023
Kristi K WanoCalamos Wealth Management LLC independent RIASage Private Wealth Group, LLC independent RIARIA to RIADec 4, 2023Nov 30, 2023
Lorry Herdel RobertsonCalamos Wealth Management LLC independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankOct 24, 2023Jun 28, 2024 (248 d)
Stephanie Lynn FarellaCalamos Wealth Management LLC independent RIAJefferies Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 9, 2023Oct 16, 2023
Ian Joseph RiveroCalamos Wealth Management LLC independent RIAPower Wealth Management independent RIARIA to RIAMar 7, 2023Mar 23, 2023
Joseph NaderCalamos Wealth Management LLC independent RIACitigroup Global Markets Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 28, 2022Jan 31, 2023 (95 d)
James Francis BakaCalamos Wealth Management LLC independent RIATranscend Capital Advisors, LLC independent RIARIA to RIAMar 3, 2022Sep 30, 2022 (211 d)
Edward Thomas KeatingCalamos Wealth Management LLC independent RIASage Private Wealth Group, LLC independent RIARIA to RIANov 22, 2021Jan 13, 2025 (1148 d)
Nancy AndersonCalamos Wealth Management LLC independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankMay 10, 2021Aug 4, 2021 (86 d)
Frazer Clark RiceCalamos Wealth Management LLC independent RIANext Capital Management LLC independent RIARIA to RIAMar 10, 2020Dec 1, 2022 (996 d)
Shannon Leigh Coady-RogersCalamos Wealth Management LLC independent RIACalamos Advisors LLC asset managerOtherNov 14, 2019Nov 14, 2019
Lisa Marie MursuCalamos Wealth Management LLC independent RIACalamos Advisors LLC asset managerOtherNov 13, 2019Nov 13, 2019
Michael George KassabCalamos Wealth Management LLC independent RIACalamos Advisors LLC asset managerOtherNov 1, 2019Nov 1, 2019
Kevin R CrouchCalamos Wealth Management LLC independent RIACalamos Advisors LLC asset managerOtherNov 1, 2019Nov 1, 2019
Christopher M JerinCalamos Wealth Management LLC independent RIABeacon Pointe Advisors, LLC independent RIARIA to RIAJul 9, 2019Aug 7, 2019
Mohini M MccormickCalamos Wealth Management LLC independent RIACuri Capital, LLC independent RIARIA to RIASep 25, 2018Sep 14, 2018
Mark Lawrence SagenCalamos Wealth Management LLC independent RIACuri Capital, LLC independent RIARIA to RIASep 25, 2018Sep 14, 2018
Gregory S. FarberCalamos Wealth Management LLC otherT2 Asset Management, LLC independent RIAOtherNov 16, 2017Nov 7, 2017
William Frank MelkaCalamos Wealth Management LLC otherWilliam Blair & Company L.L.C. otherOtherAug 13, 2014Aug 27, 2014
Tamara K WileyCalamos Wealth Management LLC otherRiver Street Advisors, LLC otherOtherMay 15, 2014May 28, 2014
Calvin Bradley HaysCalamos Wealth Management LLC otherCalamos Advisors LLC otherOtherFeb 8, 2013Feb 8, 2013
Paul Judson PilcherCalamos Wealth Management LLC otherNeuberger Berman Bd LLC otherOtherDec 13, 2012Mar 26, 2012
Gregory E HydeCalamos Wealth Management LLC otherCalamos Advisors LLC otherOtherDec 12, 2012Dec 17, 2012
Scott Marshall SteeleCalamos Wealth Management LLC otherCalamos Advisors LLC otherOtherDec 12, 2012Dec 17, 2012
Elizabeth Anne WatkinsCalamos Wealth Management LLC otherCalamos Advisors LLC otherOtherDec 12, 2012Dec 12, 2012
Samuel John RonlundCalamos Wealth Management LLC otherCalamos Advisors LLC otherOtherDec 12, 2012Dec 17, 2012
Lisa Marie MursuCalamos Wealth Management LLC otherCalamos Advisors LLC otherOtherDec 12, 2012Dec 17, 2012
Timothy Eric MeekCalamos Wealth Management LLC otherCalamos Advisors LLC otherOtherDec 12, 2012Dec 17, 2012
Stephen David PerlCalamos Wealth Management LLC otherCalamos Advisors LLC otherOtherDec 12, 2012Dec 17, 2012
Aaron Thomas CatesCalamos Wealth Management LLC otherCalamos Advisors LLC otherOtherDec 12, 2012Dec 17, 2012
Andrew HallCalamos Wealth Management LLC otherCalamos Advisors LLC otherOtherDec 12, 2012Dec 17, 2012
Carlos Alfonso SorianoCalamos Wealth Management LLC otherCalamos Advisors LLC otherOtherDec 12, 2012Dec 17, 2012
Cassandra NicholsCalamos Wealth Management LLC otherCalamos Advisors LLC otherOtherDec 12, 2012Dec 17, 2012
Neil Justin HynemanCalamos Wealth Management LLC otherCalamos Advisors LLC otherOtherDec 12, 2012Dec 17, 2012
Michael R PollardCalamos Wealth Management LLC otherCalamos Advisors LLC otherOtherDec 12, 2012Dec 17, 2012
Bryan Charles TennantCalamos Wealth Management LLC otherNuveen Asset Management, LLC otherOtherOct 14, 2011Oct 18, 2011
Jonathan Daniel BrackmannCalamos Wealth Management LLC otherMartin Kelly Capital Management, LLC otherOtherMar 2, 2011Aug 17, 2011 (168 d)
Robert E. LongCalamos Wealth Management LLC otherJ.P. Morgan Securities LLC wirehouseOtherJan 21, 2011Sep 9, 2011 (231 d)
Chad Alan SchroederCalamos Wealth Management LLC otherMorgan Stanley wirehouseOtherAug 18, 2010Nov 30, 2010 (104 d)
John Charles SmithCalamos Wealth Management LLC otherSitka Pacific Capital Management, LLC otherOtherJan 13, 2009May 14, 2009 (121 d)
Monica Lynn KaminskiCalamos Wealth Management LLC otherJ.P. Morgan Securities LLC wirehouseOtherJun 30, 2008Dec 4, 2008 (157 d)
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47 moves match.