DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Peak American Investment Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Crystal Latorial Roseman | Peak American Investment Advisors, Inc. independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2026 | Jun 29, 2026 (117 d) |
| Jarrod Brock | Peak American Investment Advisors, Inc. independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Feb 12, 2026 | Apr 22, 2026 (69 d) |
| Hayden Lee Vanover | Peak American Investment Advisors, Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Nov 18, 2025 | Feb 12, 2026 (86 d) |
| Braiden Simpson | Peak American Investment Advisors, Inc. independent RIA | Csenge Advisory Group, LLC independent RIA | RIA to RIA | Jul 22, 2025 | Oct 28, 2025 (98 d) |
| Trevor Lee Scott | Peak American Investment Advisors, Inc. independent RIA | Csenge Advisory Group, LLC independent RIA | RIA to RIA | Jul 18, 2025 | Oct 30, 2025 (104 d) |
| Joseph Anthony Nappi | Peak American Investment Advisors, Inc. independent RIA | Csenge Advisory Group, LLC independent RIA | RIA to RIA | Jul 17, 2025 | Oct 29, 2025 (104 d) |
| Shane Allen O'Brien | Peak American Investment Advisors, Inc. independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 17, 2025 | Aug 25, 2026 (495 d) |
| Jared Ari Levy | Peak American Investment Advisors, Inc. independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jan 17, 2025 | Mar 20, 2025 (62 d) |
| John Allen Pilkinton | Peak American Investment Advisors, Inc. independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 13, 2024 | Jul 9, 2025 (238 d) |
| Matthew Clement Hepburn | Peak American Investment Advisors, Inc. independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Jul 19, 2024 | Jul 19, 2024 |
| Stephen Gerald Schwesinger | Peak American Investment Advisors, Inc. independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Aug 7, 2023 | Apr 12, 2023 |
| Paden Ashlyn Demuth | Peak American Investment Advisors, Inc. independent RIA | Dhl Wealth Management LLC state registered | RIA to a state-registered adviser | Nov 18, 2022 | Apr 19, 2023 (152 d) |
| Aaron John Hutchinson | Peak American Investment Advisors, Inc. independent RIA | Dhl Wealth Management LLC state registered | RIA to a state-registered adviser | Oct 11, 2022 | Apr 21, 2023 (192 d) |
| Anthony Julian Lara | Peak American Investment Advisors, Inc. independent RIA | Dhl Wealth Management LLC state registered | RIA to a state-registered adviser | Oct 11, 2022 | Apr 21, 2023 (192 d) |
| Michael Stern | Peak American Investment Advisors, Inc. independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 27, 2022 | May 17, 2024 (598 d) |
| Garrett Newman | Peak American Investment Advisors, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 12, 2021 | Apr 20, 2021 |
| Tam Thi Le | Peak American Investment Advisors, Inc. independent RIA | Primerica Advisors national BD | RIA to affiliated broker-dealer or bank | Nov 13, 2020 | Mar 2, 2021 (109 d) |
| Placido John Rodriguez | Peak American Investment Advisors, Inc. independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Sep 21, 2020 | Feb 26, 2021 (158 d) |
| Steven David Chafin | Peak American Investment Advisors, Inc. independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2020 | Jun 4, 2021 (318 d) |
| Jimmy Fish | Peak American Investment Advisors, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 14, 2020 | Jan 16, 2020 |
| Stuart Shaun Choy | Peak American Investment Advisors, Inc. independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Jun 19, 2019 | Jul 8, 2019 |
| Russell Edward Harris | Peak American Investment Advisors, Inc. independent RIA | Brookstone Capital Management LLC independent RIA | RIA to RIA | Mar 25, 2019 | Sep 6, 2019 (165 d) |
| Jeremy Wayne Rabalais | Peak American Investment Advisors, Inc. independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Sep 14, 2018 | Jun 11, 2019 (270 d) |
| Neil P Lynch | Peak American Investment Advisors, Inc. independent RIA | Fisher Investments independent RIA | RIA to RIA | Sep 27, 2017 | Aug 17, 2021 (1420 d) |
| Vernon Albert Hargrave | Peak American Investment Advisors, Inc. independent RIA | Tucker Asset Management LLC other | Other | Mar 31, 2017 | Apr 6, 2017 |
| Todd Joseph Rabalais | Peak American Investment Advisors, Inc. independent RIA | Columbia Advisory Partners, LLC independent RIA | RIA to RIA | Jul 24, 2015 | Jul 18, 2016 (360 d) |
| Teresa Dawn Clements | Peak American Investment Advisors, Inc. independent RIA | Invest Financial Corporation other | Other | Nov 15, 2012 | Jan 24, 2014 (435 d) |
| Russell Jeanis | Peak American Investment Advisors, Inc. independent RIA | Strategic Advisers LLC national BD | RIA to affiliated broker-dealer or bank | Aug 18, 2011 | Oct 20, 2011 (63 d) |
| David Hickson | Peak American Investment Advisors, Inc. independent RIA | Msi Financial Services, Inc. other | Other | Jul 6, 2011 | Aug 29, 2011 (54 d) |
| Maynard L Miller | Peak American Investment Advisors, Inc. independent RIA | MML Investors Services, LLC other | Other | Feb 8, 2010 | Jul 27, 2010 (169 d) |
| Carl Elgus Howe | Peak American Investment Advisors, Inc. independent RIA | Val-Trust Capital Partners, LLC unclassified | Other | Mar 4, 2009 | Oct 15, 2009 (225 d) |
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31 moves match.