| Michael David Shea | Mercer Global Advisors Inc. other | Transamerica Financial Advisors, LLC other | Other | Jun 5, 2015 | Oct 28, 2015 (145 d) |
| Leslie Ann Corley | Mercer Global Advisors Inc. other | Global Financial Private Capital, Inc. other | Other | Apr 20, 2015 | May 25, 2016 (401 d) |
| Christopher Gregory Russell | Mercer Global Advisors Inc. other | Mariner other | Other | Jan 22, 2015 | Feb 17, 2015 |
| John Howard Deardorff | Mercer Global Advisors Inc. other | Check Capital Management Inc other | Other | Dec 17, 2014 | Mar 2, 2015 (75 d) |
| Adam Daniel Stempel | Mercer Global Advisors Inc. other | Ariadne Wealth Management, LP no RAUM | Other | Dec 12, 2014 | Dec 9, 2014 |
| Thomas Jon Casper | Mercer Global Advisors Inc. other | Creative Planning other | Other | Nov 4, 2014 | Dec 10, 2014 (36 d) |
| Melanie A Husk | Mercer Global Advisors Inc. other | Raymond James & Associates, Inc. national BD | Other | Oct 4, 2014 | May 5, 2015 (213 d) |
| Emily Ann Christian | Mercer Global Advisors Inc. other | Valic Financial Advisors, Inc. other | Other | Aug 5, 2014 | Mar 9, 2015 (216 d) |
| Michael Brian Wachsler | Mercer Global Advisors Inc. other | Rj Capital, LLC other | Other | Jul 28, 2014 | Aug 26, 2014 |
| Gene Lewis Dongieux | Mercer Global Advisors Inc. other | Ariadne Wealth Management, LP no RAUM | Other | Jun 2, 2014 | Nov 24, 2014 (175 d) |
| Steven Richard Daniels | Mercer Global Advisors Inc. other | Laurel Wealth Advisors, Inc. other | Other | Sep 26, 2013 | Oct 22, 2013 |
| Grant Stephen Frederick | Mercer Global Advisors Inc. other | Water Oak Advisors, LLC other | Other | Sep 3, 2013 | Sep 12, 2013 |
| Natalie Young | Mercer Global Advisors Inc. other | Cuna Brokerage Services, Inc. other | Other | May 18, 2013 | Aug 6, 2013 (80 d) |
| Eric Edward Swanson | Mercer Global Advisors Inc. other | Lighthouse Financial Services Inc other | Other | Apr 29, 2013 | Jul 8, 2013 (70 d) |
| Samuel Peter Varano | Mercer Global Advisors Inc. other | United Capital Financial Advisors other | Other | Mar 18, 2013 | Sep 30, 2013 (196 d) |
| Nathan John Ricks | Mercer Global Advisors Inc. other | Dental Wealth Advisors, LLC other | Other | Feb 1, 2013 | Feb 7, 2013 |
| Paul Kevin Mannion | Mercer Global Advisors Inc. other | Walpole Financial Advisors, LLC other | Other | Feb 1, 2013 | Feb 3, 2014 (367 d) |
| Scott Howard Levin | Mercer Global Advisors Inc. other | Pnc Wealth Management other | Other | Dec 21, 2012 | Dec 9, 2013 (353 d) |
| Marion Anthony Jabczenski | Mercer Global Advisors Inc. other | Alpha Cubed Investments, LLC other | Other | Oct 29, 2012 | Nov 13, 2012 |
| Daphne C Hu | Mercer Global Advisors Inc. other | United Capital Financial Advisors other | Other | Oct 13, 2012 | May 31, 2013 (230 d) |
| Rick Gabon Du Breuil | Mercer Global Advisors Inc. other | Ariadne Wealth Management, LP no RAUM | Other | May 7, 2012 | Dec 1, 2014 (938 d) |
| Hester Rebekah Broad | Mercer Global Advisors Inc. other | Resource Consulting Group, Inc. state registered | Other | May 4, 2012 | Jun 20, 2012 (47 d) |
| Hank Brian Lobel | Mercer Global Advisors Inc. other | LPL Financial LLC other | Other | Apr 27, 2012 | Apr 26, 2012 |
| Patricia Ann Fahnoe | Mercer Global Advisors Inc. other | Mission Wealth Management, LP other | Other | Sep 9, 2011 | Sep 7, 2011 |
| Stephen Thomas Mcelroy | Mercer Global Advisors Inc. other | Huntington Financial Advisors other | Other | Sep 16, 2010 | Sep 3, 2010 |
| Benjamin Paul Forgrave | Mercer Global Advisors Inc. other | Huntington Financial Advisors other | Other | Sep 16, 2010 | Sep 1, 2010 |
| Matthew Scott Shaw | Mercer Global Advisors Inc. other | Park Avenue Securities LLC other | Other | Aug 19, 2010 | Jul 2, 2012 (683 d) |
| Amy Lynn Shappell | Mercer Global Advisors Inc. other | LPL Financial LLC other | Other | May 17, 2010 | Jul 14, 2010 (58 d) |
| Tammy Talya Billadeau | Mercer Global Advisors Inc. other | Mission Wealth Management, LP other | Other | Sep 15, 2009 | Jul 9, 2010 (297 d) |
| Troy William Wyman | Mercer Global Advisors Inc. other | Center For Financial Planning Inc other | Other | Aug 27, 2009 | Jul 2, 2010 (309 d) |
| Nicholas George Defenthaler | Mercer Global Advisors Inc. other | Cig Asset Management, Inc. other | Other | Aug 27, 2009 | Jul 1, 2013 (1404 d) |
| Chad Brian Humphrey | Mercer Global Advisors Inc. other | Valic Financial Advisors, Inc. other | Other | Aug 21, 2008 | Aug 18, 2008 |