DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ameritas Advisory Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven M Paolini | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 16, 2021 | May 20, 2021 |
| Harold Rucker Vincent | Ameritas Advisory Services BD affiliated | Attainment Asset Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 8, 2021 | Oct 22, 2021 |
| Catherine Marie Town | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 5, 2021 | May 14, 2021 |
| Timothy Seiders | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 5, 2021 | Jun 21, 2021 |
| Brian Patrick Walsh | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 5, 2021 | May 14, 2021 |
| Kevin Patrick Nicholson | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 5, 2021 | May 14, 2021 |
| Steven Eric Jolley | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 5, 2021 | May 14, 2021 |
| Brian Walsh | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 5, 2021 | May 14, 2021 |
| John Michael Gambone | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 5, 2021 | May 14, 2021 |
| Douglas Nolan Pi | Ameritas Advisory Services BD affiliated | Esi Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2021 | Oct 13, 2021 |
| Amy Lynn Johnston | Ameritas Advisory Services BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2021 | Oct 5, 2021 |
| Eugene Owusu-Awuah | Ameritas Advisory Services BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2021 | May 25, 2023 (604 d) |
| John Butler Blalock | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 9, 2021 | Jun 15, 2021 |
| Devereaux Lee Williams | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 9, 2021 | Jun 15, 2021 |
| Juliann Jo Riley | Ameritas Advisory Services BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2021 | Aug 12, 2021 |
| David B Panko | Ameritas Advisory Services BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2021 | Aug 6, 2021 |
| Katelyn Whalen | Ameritas Advisory Services BD affiliated | Empower Advisory Group, LLC other | Other | Jul 9, 2021 | Jul 20, 2021 |
| Kristine Regina Anile | Ameritas Advisory Services BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2021 | Jun 24, 2021 |
| Dbie Anna Johnson | Ameritas Advisory Services BD affiliated | Global Retirement Partners LLC institutional | Other | Jun 15, 2021 | Feb 9, 2022 (239 d) |
| Craig Matthew Stanley | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 9, 2021 | Jun 9, 2021 |
| Lieren Mcnally Timeus | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 9, 2021 | Jun 9, 2021 |
| Mark Stephen Batzel | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 7, 2021 | Jun 2, 2021 |
| Jeffrey Michael Silverman | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 7, 2021 | Jun 2, 2021 |
| David Wayne Stockmeier | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 7, 2021 | Jun 10, 2021 |
| Ashley Dorroh Galler | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 7, 2021 | Jun 3, 2021 |
| Kevin Patrick Janus | Ameritas Advisory Services BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2021 | Jun 22, 2021 |
| John D Lane | Ameritas Advisory Services BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2021 | May 7, 2021 |
| Miguel A Delgado | Ameritas Advisory Services BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2021 | May 7, 2021 |
| Michael John Moss | Ameritas Advisory Services BD affiliated | The Ascent Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 10, 2021 | May 13, 2021 |
| Michael Nilsson Metcalf | Ameritas Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2021 | Apr 15, 2021 |
| Christopher W Laucks | Ameritas Advisory Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2021 | Jun 16, 2022 (420 d) |
| Todd William Adams | Ameritas Advisory Services BD affiliated | Ria Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2021 | Jun 26, 2026 (1901 d) |
| Harrison Quinn | Ameritas Advisory Services BD affiliated | Hdq Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 6, 2021 | Mar 17, 2021 |
| Michael Everett Diers | Ameritas Advisory Services independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 9, 2021 | Mar 1, 2021 |
| Darrell Lynn Saathoff | Ameritas Advisory Services independent RIA | Flexible Plan Investments Ltd mixed wealth | RIA to RIA | Feb 16, 2021 | Jun 22, 2021 (126 d) |
| Timothy Noe | Ameritas Advisory Services independent RIA | Westpoint Wealth Management, LLC independent RIA | RIA to RIA | Jan 25, 2021 | Jan 22, 2021 |
| Diana Elizabeth Hunter | Ameritas Advisory Services independent RIA | Belpointe Asset Management LLC independent RIA | RIA to RIA | Jan 15, 2021 | Jan 25, 2021 |
| Frank Eric Pagan | Ameritas Advisory Services independent RIA | Westbrook Investment Advisory, LLC state registered | RIA to a state-registered adviser | Dec 31, 2020 | Jan 1, 2025 (1462 d) |
| Richard Len Kinnard | Ameritas Advisory Services independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 14, 2020 | Dec 1, 2020 |
| Alex B Levy | Ameritas Advisory Services independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 14, 2020 | Jun 29, 2023 (927 d) |
| Daniel P Weisenbach | Ameritas Advisory Services independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Nov 27, 2020 | Oct 30, 2020 |
| John Bryan Setzler | Ameritas Advisory Services independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 6, 2020 | Nov 9, 2020 |
| Joni Lynne Reiling | Ameritas Advisory Services independent RIA | Signator Investors, Inc. other | Other | Oct 19, 2020 | Feb 13, 2017 |
| Ken Alan Stover | Ameritas Advisory Services independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | Sep 24, 2020 | May 20, 2022 (603 d) |
| Phimar Dale Patterson | Ameritas Advisory Services independent RIA | Pr Squared Wealth Management LLC state registered | RIA to a state-registered adviser | Aug 10, 2020 | Jul 31, 2020 |
| Royce Orlando Richardson | Ameritas Advisory Services independent RIA | Pr Squared Wealth Management LLC state registered | RIA to a state-registered adviser | Aug 5, 2020 | Jul 31, 2020 |
| James Edmond Clements | Ameritas Advisory Services independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 29, 2020 | Aug 21, 2020 |
| Kristina Chuck Sabbatini | Ameritas Advisory Services independent RIA | Lion Street Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 22, 2020 | Jul 22, 2020 |
| Joshua R. Farmer | Ameritas Advisory Services independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 16, 2020 | Aug 13, 2020 (58 d) |
| Portia Jonelle Ryan-Gerton | Ameritas Advisory Services independent RIA | Transformation Wealth Management, LLC state registered | RIA to a state-registered adviser | Jun 12, 2020 | Jun 19, 2020 |
| Karen Delise Simpson | Ameritas Advisory Services BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 17, 2020 | Apr 1, 2020 |
| Jennifer Lee Jost | Ameritas Advisory Services BD affiliated | Lifepro Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2020 | Feb 18, 2020 |
| Sean Allen Robertson | Ameritas Advisory Services BD affiliated | Brookstone Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2020 | Feb 6, 2020 |
| Damien Joseph Morales | Ameritas Advisory Services BD affiliated | B.B. Graham & Company, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2020 | Feb 3, 2020 |
| Robert William Feyche | Ameritas Advisory Services BD affiliated | Hoffman Capital Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2020 | Jan 31, 2020 |
| David Keith Riffe | Ameritas Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Feb 3, 2021 (400 d) |
| Richard Scott Debono | Ameritas Advisory Services BD affiliated | Next Financial Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2019 | Nov 1, 2019 |
| Sabrina Marie Gott Proano | Ameritas Advisory Services BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2019 | Nov 26, 2019 |
| James Ronald Gillikin | Ameritas Advisory Services BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2019 | Dec 5, 2019 |
| Virgil Cannie Hooper | Ameritas Advisory Services BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2019 | Nov 18, 2019 |
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471 moves match.