DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Raymond James Financial Services Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dustin Shae Haraway | Raymond James Financial Services Advisors, Inc BD affiliated | Balefire, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 24, 2024 | Jan 31, 2025 (38 d) |
| Tyler Robert Howarth | Raymond James Financial Services Advisors, Inc BD affiliated | Sagespring Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2024 | Dec 24, 2025 (370 d) |
| Jeffrey Robert Sharman | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Dec 12, 2024 |
| James Salvatore Alfieri | Raymond James Financial Services Advisors, Inc BD affiliated | Platform Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2024 | Dec 12, 2024 |
| Peter Louis Courtemanche | Raymond James Financial Services Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 12, 2024 | Dec 4, 2024 |
| Joshua Thomas Green | Raymond James Financial Services Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 12, 2024 | Dec 5, 2024 |
| Sean Patrick Roche | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2024 | Dec 11, 2024 |
| Albert Vincent Silvestri | Raymond James Financial Services Advisors, Inc BD affiliated | Platform Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2024 | Dec 13, 2024 |
| John Phillip Passey | Raymond James Financial Services Advisors, Inc BD affiliated | Good Life Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2024 | Dec 4, 2024 |
| Peter Scott Martin | Raymond James Financial Services Advisors, Inc BD affiliated | Platform Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2024 | Jan 2, 2025 |
| Kurt Thomas Jolly | Raymond James Financial Services Advisors, Inc BD affiliated | West Michigan Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2024 | Dec 2, 2024 |
| Nathanael Allen Schmidt | Raymond James Financial Services Advisors, Inc BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2024 | Jan 6, 2025 (40 d) |
| Elizabeth Ann Correll | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 25, 2024 | Nov 15, 2024 |
| Michael Alan Grassmyer | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 25, 2024 | Nov 15, 2024 |
| Robert Holt Banks | Raymond James Financial Services Advisors, Inc BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Feb 12, 2025 (85 d) |
| Walter Michael Niemczura | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Nov 15, 2024 |
| Brandi Kachouri | Raymond James Financial Services Advisors, Inc BD affiliated | Missionsquare Retirement BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2024 | Nov 4, 2025 (356 d) |
| Kenneth Juan Ray | Raymond James Financial Services Advisors, Inc BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2024 | Mar 3, 2025 (110 d) |
| Edward Boyd Stephens | Raymond James Financial Services Advisors, Inc BD affiliated | 1808 Capital Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 11, 2024 | Nov 15, 2024 |
| David Charles Anderson | Raymond James Financial Services Advisors, Inc BD affiliated | 1808 Capital Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 8, 2024 | Nov 15, 2024 |
| George Linwood Hall | Raymond James Financial Services Advisors, Inc BD affiliated | 1808 Capital Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 8, 2024 | Nov 1, 2024 |
| Stephen Lee West | Raymond James Financial Services Advisors, Inc BD affiliated | Chapel & Collins, LLC unclassified | Other | Nov 8, 2024 | Oct 19, 2010 |
| Ken Sheetz Anderson | Raymond James Financial Services Advisors, Inc BD affiliated | 1808 Capital Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 8, 2024 | Nov 15, 2024 |
| Colton Joseph Turner | Raymond James Financial Services Advisors, Inc BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2024 | Nov 1, 2024 |
| William R Peeler | Raymond James Financial Services Advisors, Inc BD affiliated | 1808 Capital Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 7, 2024 | Nov 15, 2024 |
| Dennis Errol Collins | Raymond James Financial Services Advisors, Inc BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2024 | Nov 1, 2024 |
| Jodi Ann Engelstad | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2024 | Oct 30, 2024 |
| Nathan Allen Freeman | Raymond James Financial Services Advisors, Inc BD affiliated | Oldfield Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 7, 2024 | Nov 1, 2024 |
| Steven Arnold Engelstad | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2024 | Oct 30, 2024 |
| Brian Philip Alan Estep | Raymond James Financial Services Advisors, Inc BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2024 | Nov 1, 2024 |
| Taylor Ross Mcclafferty | Raymond James Financial Services Advisors, Inc BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Nov 20, 2024 |
| Anthony Joseph Saulino | Raymond James Financial Services Advisors, Inc BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Jan 31, 2025 (88 d) |
| Arthur William Brand | Raymond James Financial Services Advisors, Inc BD affiliated | Oneseven independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2024 | Nov 4, 2024 |
| H Todd Roggen | Raymond James Financial Services Advisors, Inc BD affiliated | Oneseven independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2024 | Nov 4, 2024 |
| Feixueer Luo | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2024 | Oct 30, 2024 |
| Jacob Crawford | Raymond James Financial Services Advisors, Inc BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2024 | Nov 5, 2024 |
| Kathy Barlar Ellis | Raymond James Financial Services Advisors, Inc BD affiliated | Ellis Financial Planning no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 31, 2024 | Oct 29, 2024 |
| Eric Edward Ellis | Raymond James Financial Services Advisors, Inc BD affiliated | Ellis Financial Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2024 | Feb 20, 2025 (112 d) |
| Michele Feinman Wieber | Raymond James Financial Services Advisors, Inc BD affiliated | Ellis Financial Planning no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 31, 2024 | Dec 16, 2024 (46 d) |
| Kimberly Marie Mcdaniels | Raymond James Financial Services Advisors, Inc BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2024 | Nov 4, 2024 |
| James Cole Alfonso | Raymond James Financial Services Advisors, Inc BD affiliated | Ellis Financial Planning no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 31, 2024 | Dec 16, 2024 (46 d) |
| Emily Ann Reeves | Raymond James Financial Services Advisors, Inc BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2024 | Nov 4, 2024 |
| Blaine Shira | Raymond James Financial Services Advisors, Inc BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 23, 2024 | Oct 16, 2024 |
| Jeffery Dean Haller | Raymond James Financial Services Advisors, Inc BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2024 | Oct 15, 2024 |
| Jason Miller | Raymond James Financial Services Advisors, Inc BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2024 | Dec 2, 2024 (45 d) |
| Matthew Joseph Evans | Raymond James Financial Services Advisors, Inc BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2024 | Oct 14, 2024 |
| Timothy Scott Mohns | Raymond James Financial Services Advisors, Inc BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2024 | Oct 14, 2024 |
| Stephen Robinson Hurt | Raymond James Financial Services Advisors, Inc BD affiliated | Uniting Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 15, 2024 | Oct 28, 2024 |
| Kristy Sue Harrell | Raymond James Financial Services Advisors, Inc BD affiliated | Uniting Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 15, 2024 | Jan 6, 2025 (83 d) |
| Timothy David Ludwig | Raymond James Financial Services Advisors, Inc BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2024 | Oct 14, 2024 |
| Tyson Pomeroy Hallowell | Raymond James Financial Services Advisors, Inc BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 15, 2024 | Oct 25, 2024 |
| Samuel James Haager | Raymond James Financial Services Advisors, Inc BD affiliated | S Harris Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2024 | Sep 9, 2024 |
| Scott Henry Shepherd | Raymond James Financial Services Advisors, Inc BD affiliated | Uniting Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 10, 2024 | Oct 28, 2024 |
| Karen Kathleen Mcintyre | Raymond James Financial Services Advisors, Inc BD affiliated | Uniting Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 9, 2024 | Oct 28, 2024 |
| Randall Wayne Roebuck | Raymond James Financial Services Advisors, Inc BD affiliated | Uniting Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 9, 2024 | Oct 28, 2024 |
| Randy Scott Koontz | Raymond James Financial Services Advisors, Inc BD affiliated | Uniting Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 9, 2024 | Jan 1, 2026 (449 d) |
| Aaron Joseph Jurgensmeyer | Raymond James Financial Services Advisors, Inc BD affiliated | Uniting Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 9, 2024 | Oct 28, 2024 |
| David Leonard Zaccagnino | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2024 | Jan 1, 2025 (84 d) |
| Mary Ellen Cardenas | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2024 | Sep 30, 2024 |
| Paul Homer Massey | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2024 | Oct 1, 2024 |
3,739 moves match.