DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Private Advisor Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dario KerkezPrivate Advisor Group, LLC independent RIAIht Wealth Management LLC independent RIARIA to RIAFeb 7, 2019Sep 26, 2018
Christopher BukowczykPrivate Advisor Group, LLC independent RIARoundangle Advisors LLC independent RIARIA to RIAFeb 5, 2019May 9, 2019 (93 d)
Lisa A BazzaniPrivate Advisor Group, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseDec 18, 2018Oct 18, 2018
Joseph Anthony TatuskoPrivate Advisor Group, LLC independent RIACfo Capital Management, LLC independent RIARIA to RIADec 18, 2018Nov 13, 2018
Cindy BarnesPrivate Advisor Group, LLC independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankDec 18, 2018Nov 19, 2018
Gerald Howard DenneyPrivate Advisor Group, LLC independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankNov 29, 2018Nov 29, 2018
Chenchen YinPrivate Advisor Group, LLC independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankNov 29, 2018Nov 29, 2018
Robert James EllisPrivate Advisor Group, LLC independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankNov 27, 2018Oct 15, 2018
Julie Marie BarrPrivate Advisor Group, LLC independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankNov 27, 2018Oct 15, 2018
Bethany B DemassimoPrivate Advisor Group, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseNov 26, 2018Sep 19, 2018
Tyler L Van SelowPrivate Advisor Group, LLC independent RIAMasonry Capital Management, LLC otherOtherNov 26, 2018Aug 28, 2018
Dominic Allan NadeauPrivate Advisor Group, LLC independent RIAIht Wealth Management LLC independent RIARIA to RIAOct 8, 2018Sep 26, 2018
Debra Ann NadeauPrivate Advisor Group, LLC independent RIAIht Wealth Management LLC independent RIARIA to RIAOct 8, 2018Sep 26, 2018
Michael Winston WolfPrivate Advisor Group, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseOct 4, 2018Sep 21, 2018
Christine Elizabeth OrmsbeePrivate Advisor Group, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseOct 2, 2018Aug 20, 2018
Domenica L LeitnerPrivate Advisor Group, LLC independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 10, 2018Mar 21, 2024 (2019 d)
David Samuel WatersPrivate Advisor Group, LLC independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 10, 2018Mar 21, 2024 (2019 d)
Skyler HulslanderPrivate Advisor Group, LLC independent RIABancwest Investment Services, Inc. (Bwis) BD affiliatedRIA to affiliated broker-dealer or bankAug 21, 2018Jul 2, 2018
Edward Robert MillerPrivate Advisor Group, LLC independent RIAFocus Partners Wealth, LLC independent RIARIA to RIAAug 21, 2018Jul 9, 2019 (322 d)
Tamar MogilskiPrivate Advisor Group, LLC independent RIALPL Financial LLC otherOtherJul 16, 2018Sep 10, 2012
Brian BedfordPrivate Advisor Group, LLC independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankJul 16, 2018Jul 16, 2018
Samuel ZitoPrivate Advisor Group, LLC independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankJul 16, 2018Jul 17, 2018
Robyn Ereckson HillPrivate Advisor Group, LLC independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankJun 25, 2018Jul 3, 2018
John Joseph PennaPrivate Advisor Group, LLC independent RIABlackridge Asset Management, LLC otherOtherJun 5, 2018Jan 23, 2018
Scott Alton UeckertPrivate Advisor Group, LLC independent RIAThe Mather Group, LLC independent RIARIA to RIAJun 5, 2018Apr 19, 2018
Grant Reid RaskinPrivate Advisor Group, LLC independent RIAWealthcare Advisory Partners LLC independent RIARIA to RIAMay 29, 2018May 17, 2018
Melissa Marae CrewsPrivate Advisor Group, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseMay 17, 2018Sep 13, 2018 (119 d)
Wendy Lee NemecekPrivate Advisor Group, LLC independent RIACwm, LLC independent RIARIA to RIAApr 30, 2018Apr 30, 2018
Russell Gerard NielandPrivate Advisor Group, LLC independent RIALPL Financial LLC otherOtherApr 30, 2018Aug 20, 2013
Kandace Lynette GordyPrivate Advisor Group, LLC independent RIACwm, LLC independent RIARIA to RIAApr 30, 2018May 4, 2018
Russell Grant NielandPrivate Advisor Group, LLC independent RIACetera Advisor Networks LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 30, 2018May 2, 2018
Mark William LangePrivate Advisor Group, LLC independent RIAWealthcare Advisory Partners LLC independent RIARIA to RIAApr 26, 2018Apr 27, 2018
Brian Thomas CodyPrivate Advisor Group, LLC independent RIAWealthcare Advisory Partners LLC independent RIARIA to RIAApr 26, 2018Apr 27, 2018
Wayne WorthingtonPrivate Advisor Group, LLC otherSmith Anglin Financial, LLC independent RIAOtherMar 16, 2018May 20, 2019 (430 d)
Paul William HoljesPrivate Advisor Group, LLC otherKestra Advisory Services, LLC otherOtherMar 8, 2018Mar 8, 2018
Brian David RobinsonPrivate Advisor Group, LLC otherSharpepoint, LLC no RAUMOtherJan 10, 2018Jan 12, 2018
Dolman Winston VineyardPrivate Advisor Group, LLC otherLPL Financial LLC otherOtherJan 10, 2018Jan 6, 2014
James B ReganPrivate Advisor Group, LLC otherSharpepoint, LLC no RAUMOtherJan 10, 2018Jan 12, 2018
Daniel James LarawayPrivate Advisor Group, LLC otherSharpepoint, LLC no RAUMOtherJan 10, 2018Jan 12, 2018
Jeffrey Scott KrallPrivate Advisor Group, LLC otherCetera Investment Advisers LLC otherOtherDec 18, 2017Dec 18, 2017
Jess Michael Charles YourkavitchPrivate Advisor Group, LLC otherCetera Investment Advisers LLC otherOtherDec 18, 2017Dec 18, 2017
Thomas ByrnePrivate Advisor Group, LLC otherCharles Schwab & Co., Inc. national BDOtherDec 12, 2017Dec 14, 2017
Ryan Rogan AhrensPrivate Advisor Group, LLC otherE*Trade Capital Management, LLC independent RIAOtherNov 21, 2017Oct 16, 2018 (329 d)
Maya AlyPrivate Advisor Group, LLC otherCitigroup Global Markets Inc. otherOtherNov 15, 2017Dec 13, 2017
James Joseph GibsonPrivate Advisor Group, LLC otherCetera Investment Advisers LLC BD affiliatedOtherNov 6, 2017Mar 21, 2024 (2327 d)
Anthony Thomas ReynoldsPrivate Advisor Group, LLC otherCoretegic Capital, LLC state registeredOtherOct 26, 2017Jan 9, 2018 (75 d)
Andrew A ArnoPrivate Advisor Group, LLC otherLPL Financial LLC otherOtherOct 17, 2017Nov 2, 2015
Robert Benjamin LaruePrivate Advisor Group, LLC otherPrivate Client Services, LLC otherOtherSep 18, 2017Oct 17, 2017
James Harrison OwenPrivate Advisor Group, LLC otherLPL Financial LLC otherOtherSep 15, 2017Sep 1, 2016
Mary E. WagnerPrivate Advisor Group, LLC otherSummit Group Retirement Planners, Inc. otherOtherJul 25, 2017Aug 11, 2017
Roland Robert GrecoPrivate Advisor Group, LLC otherJ. W. Cole Advisors, Inc. otherOtherJul 18, 2017Aug 23, 2017 (36 d)
Daniel R ReitzPrivate Advisor Group, LLC otherCuso Financial Services, L.P. otherOtherJun 2, 2017Jun 2, 2017
Brendan HughesPrivate Advisor Group, LLC otherPathstone independent RIAOtherMay 19, 2017May 16, 2022 (1823 d)
Traci Ann ProvostPrivate Advisor Group, LLC otherCatamount Wealth Management independent RIAOtherMay 12, 2017Jan 14, 2019 (612 d)
Robert BarleyPrivate Advisor Group, LLC otherJ. W. Cole Advisors, Inc. independent RIAOtherMay 8, 2017Apr 1, 2021 (1424 d)
Donald Joseph SavinoPrivate Advisor Group, LLC otherAmerican Portfolios Advisors, Inc otherOtherMay 8, 2017Aug 11, 2017 (95 d)
Michael David MasonPrivate Advisor Group, LLC otherJ. W. Cole Advisors, Inc. independent RIAOtherMay 8, 2017Mar 30, 2021 (1422 d)
Dean Slade BennionPrivate Advisor Group, LLC otherFinancial Advocates Investment Management otherOtherApr 10, 2017Apr 3, 2017
Louis Gerald MammanaPrivate Advisor Group, LLC otherNext Financial Group, Inc. otherOtherApr 10, 2017Apr 10, 2017
Gene Craig LevengoodPrivate Advisor Group, LLC otherGood Life Advisors, LLC otherOtherMar 28, 2017Mar 3, 2017
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375 moves match.