DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Concourse Financial Group Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Terry James George | Concourse Financial Group Advisors BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2022 | Jan 31, 2022 |
| Brent J Ramsey | Concourse Financial Group Advisors BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2022 | Feb 2, 2022 |
| Stephen Lugo Young | Concourse Financial Group Advisors BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2022 | Feb 14, 2022 |
| Daniel Alan Courson | Concourse Financial Group Advisors BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2022 | Feb 9, 2022 |
| Daniel Scott Laforest | Concourse Financial Group Advisors BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2022 | Feb 17, 2022 |
| Austen Andrew-Phillip Jacks | Concourse Financial Group Advisors BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2022 | Feb 9, 2022 |
| Mitchell William Allen | Concourse Financial Group Advisors BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2022 | Feb 2, 2022 |
| Timothy Taylor Paschall | Concourse Financial Group Advisors BD affiliated | Wms Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2022 | Jan 30, 2022 |
| Charles Winfield Allen | Concourse Financial Group Advisors BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2022 | Feb 3, 2022 |
| Robert Byron Williams | Concourse Financial Group Advisors BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2022 | Feb 23, 2022 |
| Michael R Cowart | Concourse Financial Group Advisors BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2022 | Jan 7, 2022 |
| Jerry W Mcdonald | Concourse Financial Group Advisors BD affiliated | Truewealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 3, 2022 | Jan 31, 2022 |
| Thomas James Archer | Concourse Financial Group Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Jan 4, 2022 |
| Carrie Stockton Westfall | Concourse Financial Group Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Jan 3, 2022 |
| Miguel Angel Castaneda | Concourse Financial Group Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Jan 6, 2022 |
| Noah Daniel Fenz | Concourse Financial Group Advisors BD affiliated | Investors Portfolio Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | Jul 29, 2025 (1306 d) |
| Aaron Steven Paul | Concourse Financial Group Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2021 | Nov 19, 2021 |
| James Stephen Jackson | Concourse Financial Group Advisors BD affiliated | Hb Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2021 | Apr 22, 2024 (858 d) |
| Geoffrey H Hoatson | Concourse Financial Group Advisors BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2021 | Dec 7, 2021 |
| Jacob Randall Godfrey | Concourse Financial Group Advisors BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2021 | Feb 16, 2022 (71 d) |
| Alexander Chance Jones | Concourse Financial Group Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 7, 2021 | Dec 1, 2021 |
| Skylar Lauren Brown | Concourse Financial Group Advisors BD affiliated | Great American Advisors, Inc. other | Other | Nov 16, 2021 | Nov 19, 2021 |
| Stephen Michael Youhn | Concourse Financial Group Advisors BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2021 | Aug 2, 2022 (295 d) |
| Robert Mattmuller Grant | Concourse Financial Group Advisors BD affiliated | Truewealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2021 | Sep 3, 2021 |
| Jenna J Burt | Concourse Financial Group Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 3, 2021 | Dec 14, 2021 (102 d) |
| Cosmin Elijah Majors | Concourse Financial Group Advisors BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2021 | Aug 3, 2021 |
| Neil Jay Davis | Concourse Financial Group Advisors BD affiliated | Dynamic Asset Management Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 19, 2021 | May 23, 2012 |
| Lauren Ann Brown | Concourse Financial Group Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2021 | Jul 23, 2021 |
| Blake Lepage Bottle | Concourse Financial Group Advisors BD affiliated | Wisdom Wealth Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2021 | May 29, 2014 |
| Freddy Joe Williamson | Concourse Financial Group Advisors BD affiliated | Truewealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2021 | Mar 4, 2021 |
| Gary Lynn Ely | Concourse Financial Group Advisors BD affiliated | Truewealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2021 | Mar 5, 2021 |
| Kenneth Wayne Askew | Concourse Financial Group Advisors BD affiliated | Truewealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2021 | Mar 4, 2021 |
| Blake Street Bolden | Concourse Financial Group Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2021 | Feb 1, 2021 |
| Ronald Dewey Paulk | Concourse Financial Group Advisors BD affiliated | Truewealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 4, 2021 | Jan 6, 2021 |
| Brian Heath Paulk | Concourse Financial Group Advisors BD affiliated | Truewealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 4, 2021 | Jan 5, 2021 |
| Daniel Gerard Devine | Concourse Financial Group Advisors BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Dec 20, 2022 (719 d) |
| Tessa Morgan Elrod | Concourse Financial Group Advisors BD affiliated | Next Step Financial Transitions state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2020 | Jan 9, 2021 |
| Dagmara Katarzyna Frankowska | Concourse Financial Group Advisors BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2020 | Dec 14, 2020 |
| Ryan Mcclure Newton | Concourse Financial Group Advisors BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2020 | Oct 1, 2020 |
| Robert Adam Burgess | Concourse Financial Group Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 19, 2020 | Sep 25, 2020 |
| Adam Randolph Lampe | Concourse Financial Group Advisors BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2020 | Sep 3, 2020 |
| Flaxon Lance Elrod | Concourse Financial Group Advisors BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2020 | Sep 4, 2020 |
| Stephen Edward Myers | Concourse Financial Group Advisors BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2020 | Nov 3, 2021 (495 d) |
| Dylan Timothy Warfield | Concourse Financial Group Advisors BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2020 | Jun 10, 2020 |
| Kirk Samuel Weldy | Concourse Financial Group Advisors BD affiliated | F3logic, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2020 | Apr 27, 2020 |
| Anna Kate Carroll | Concourse Financial Group Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2020 | Jun 15, 2020 (48 d) |
| Jefferson Carl Campbell | Concourse Financial Group Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2020 | Apr 24, 2020 |
| Gregory Morris Beardslee | Concourse Financial Group Advisors BD affiliated | Delta Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2020 | Jan 27, 2021 (285 d) |
| James Hunter Flack | Concourse Financial Group Advisors BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2020 | Apr 16, 2020 |
| Brian Frederick Rhodes | Concourse Financial Group Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2020 | Sep 12, 2025 (1990 d) |
| Eric James Hoebbel | Concourse Financial Group Advisors BD affiliated | Delta Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2020 | Jan 27, 2021 (313 d) |
| Jason Bures | Concourse Financial Group Advisors BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2020 | Aug 25, 2020 (158 d) |
| Matthew Bernard Haushalter | Concourse Financial Group Advisors BD affiliated | Delta Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2020 | Dec 16, 2022 (1001 d) |
| Randy Gene Pickering | Concourse Financial Group Advisors BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2020 | Mar 19, 2020 |
| Szablis M Klee | Concourse Financial Group Advisors BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 10, 2020 | Jan 16, 2020 |
| Perry Lee Diede | Concourse Financial Group Advisors BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2020 | Jan 16, 2020 |
| Jeffrey Thomas Zarling | Concourse Financial Group Advisors BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2020 | Jan 16, 2020 |
| Alexandra Michelle Stanton | Concourse Financial Group Advisors BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2020 | Jan 16, 2020 |
| Michael John Matuska | Concourse Financial Group Advisors BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2020 | Jan 16, 2020 |
| Robert Ernest Coode | Concourse Financial Group Advisors BD affiliated | Marcum Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2020 | Feb 7, 2020 |
617 moves match.