DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from World Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Gerard TuckerWorld Advisory Services BD affiliatedWorld Investment Advisors, LLC otherOtherDec 3, 2025Oct 24, 2025
Anatoly KhaitWorld Advisory Services BD affiliatedWorld Investment Advisors, LLC otherOtherDec 3, 2025Nov 7, 2025
Damien R BerubeWorld Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 7, 2025Mar 10, 2025
Daniel Owen BarsnicaWorld Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 14, 2024Nov 14, 2024
Susan Chapin MaesWorld Advisory Services BD affiliatedThe Ameriflex Group BD affiliatedAffiliated broker-dealer or bank to anotherOct 11, 2024Oct 8, 2024
Frank Wilhelm KapitzaWorld Advisory Services BD affiliatedParamount Financial state registeredAffiliated broker-dealer or bank to a state-registered adviserAug 29, 2024Mar 13, 2025 (196 d)
Jonathan I KhalavskyWorld Advisory Services BD affiliatedProspera Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 12, 2024Feb 16, 2024
Jeffrey Mark JaskolWorld Advisory Services BD affiliatedThe Benchmark Group Ria Services, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserDec 31, 2023May 24, 2011
David James VezinaWorld Advisory Services BD affiliatedSequent Planning, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 16, 2023May 20, 2025 (551 d)
Patrick Joseph ParrinoWorld Advisory Services BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMar 6, 2023Nov 28, 2023 (267 d)
Leodegario Quinto CamachoWorld Advisory Services BD affiliatedCamacho Capital Planning Advisors LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserDec 31, 2022Jul 26, 2023 (207 d)
Douglas J BauerbandWorld Advisory Services BD affiliatedGradient Wealth Management BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2022Jan 13, 2023
Marion Grace CuffWorld Advisory Services BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherDec 21, 2022Dec 20, 2022
Christopher CvitanWorld Advisory Services BD affiliatedBeacon Trust independent RIAAffiliated broker-dealer or bank to independent RIADec 19, 2022May 26, 2023 (158 d)
Henrietta HemingwayWorld Advisory Services BD affiliatedPrimerica Advisors national BDAffiliated broker-dealer or bank to anotherDec 12, 2022Jul 24, 2024 (590 d)
Edward Joseph HelmWorld Advisory Services BD affiliatedPrimerica Advisors national BDAffiliated broker-dealer or bank to anotherMay 6, 2022Jul 19, 2022 (74 d)
Charles ChiuWorld Advisory Services BD affiliatedGolden Lake LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserDec 8, 2020Jan 1, 2026 (1850 d)
James BarronWorld Advisory Services BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherDec 31, 2019Jan 30, 2020
John E PattersonWorld Advisory Services BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 9, 2019Aug 8, 2019
John Edward CrowleyWorld Advisory Services BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 5, 2018Sep 6, 2023 (1736 d)
Janis Lynn Waldman-CooperWorld Advisory Services BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 17, 2018May 2, 2018
Robert William ClaytonWorld Advisory Services BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 16, 2018May 4, 2018
Anthony TomaroWorld Advisory Services BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 16, 2018May 2, 2018
Scott Robert BradyWorld Advisory Services BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 16, 2018May 2, 2018
Victoria TomaroWorld Advisory Services BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 16, 2018May 2, 2018
Christopher Lawrence ZellmanWorld Advisory Services otherH. Beck, Inc. otherOtherSep 20, 2017Sep 20, 2017
Alan Charles GottlobWorld Advisory Services otherPine Valley Private Wealth state registeredOtherSep 19, 2017Oct 18, 2017
Richard Michael CurcioWorld Advisory Services otherRaymond James Financial Services Advisors, Inc otherOtherDec 31, 2016Jul 18, 2017 (199 d)
Brian Michael MenickellaWorld Advisory Services otherLPL Financial LLC otherOtherDec 27, 2016Dec 27, 2016
Mark William SchatzelWorld Advisory Services otherLPL Financial LLC otherOtherDec 27, 2016Dec 27, 2016
Steven Edward HackerWorld Advisory Services otherLPL Financial LLC otherOtherDec 27, 2016Dec 27, 2016
Michele A HealeyWorld Advisory Services otherLPL Financial LLC otherOtherDec 27, 2016Jan 11, 2017
Anthony Dennis CellucciWorld Advisory Services otherLPL Financial LLC otherOtherDec 27, 2016Jan 12, 2017
Sean Francis MenickellaWorld Advisory Services otherLPL Financial LLC otherOtherDec 27, 2016Jan 4, 2017
Matthew JannoneWorld Advisory Services otherTd Ameritrade, Inc. no RAUMOtherDec 27, 2016Mar 16, 2017 (79 d)
Jacob RiloffWorld Advisory Services otherThe Benchmark Group Ria Services, LLC state registeredOtherDec 14, 2016Aug 20, 2013
William Mark ThomsonWorld Advisory Services otherProsperity Financial Group, Inc. independent RIAOtherNov 23, 2016Sep 20, 2018 (666 d)
Hye Joung LeeWorld Advisory Services otherPark Avenue Securities LLC otherOtherSep 1, 2016Oct 13, 2016 (42 d)
Gregory Daniel BertagnaWorld Advisory Services otherVoya Financial Advisors, Inc. otherOtherDec 31, 2015Jan 19, 2016
Craig Michael ZaleckWorld Advisory Services otherFirst Allied Advisory Services, Inc. otherOtherNov 16, 2015Nov 16, 2015
Sean Patrick LoreWorld Advisory Services otherPnc Wealth Management otherOtherMay 18, 2015May 19, 2015
Dean Michael SpearWorld Advisory Services otherThe Benchmark Group Ria Services, LLC state registeredOtherDec 31, 2014Jun 28, 2010
Ian Joseph TollefsenWorld Advisory Services otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 22, 2014Jan 8, 2015
Eric Mark MenickellaWorld Advisory Services otherVoya Financial Advisors, Inc. otherOtherSep 9, 2014Sep 19, 2014
Christopher Scott TomolonisWorld Advisory Services otherWoodstock Financial Group, Inc. otherOtherAug 18, 2014Aug 18, 2014
Carlos Gregory HeviaWorld Advisory Services otherAmeriprise Financial Services, LLC national BDOtherMar 5, 2014Mar 4, 2014
Pankaj Tulsidas DayalWorld Advisory Services otherPnr Financial Services LLC state registeredOtherDec 16, 2013Nov 25, 2025 (4362 d)
Josh Adam JalinskiWorld Advisory Services otherJ. W. Cole Advisors, Inc. otherOtherOct 30, 2013Oct 18, 2013
Scott Martin BreskyWorld Advisory Services otherConcorde Asset Management, LLC otherOtherDec 31, 2012Jan 2, 2013
Joseph John GormleyWorld Advisory Services otherGlen Eagle Advisors, LLC otherOtherDec 7, 2012Jul 2, 2013 (207 d)
Steven MorganWorld Advisory Services otherMsi Financial Services, Inc. otherOtherAug 14, 2012Aug 23, 2012
Robert Patrick GibsonWorld Advisory Services otherThe Centurion Group, LLC no RAUMOtherMay 1, 2012Apr 27, 2012
Louis Nicholas MancinelliWorld Advisory Services otherRidgeway Conger Advisory Services otherOtherOct 26, 2011Jun 26, 2012 (244 d)
Bryan Jeffrey KoslowWorld Advisory Services otherCetera Advisors LLC otherOtherJan 4, 2011Jan 3, 2011
Keith M ChasenWorld Advisory Services otherFeldstein, Steven Dba Steven Feldstein & Associates otherOtherDec 21, 2010Jan 26, 2012 (401 d)
Dominick Joseph FioreWorld Advisory Services otherNew England Securities Corporation otherOtherSep 27, 2010Oct 14, 2010
Durbin Don McdermottWorld Advisory Services otherSaxony Capital Management, LLC otherOtherDec 1, 2009Jan 19, 2010 (49 d)
Steven BernknopfWorld Advisory Services otherSaxony Capital Management, LLC otherOtherNov 13, 2009Nov 19, 2009
Michael Anthony PerilloWorld Advisory Services otherWells Fargo Advisors wirehouseOtherNov 2, 2009Nov 4, 2009
Lawrence Paige SeidenWorld Advisory Services otherSaxony Capital Management, LLC otherOtherDec 10, 2008Nov 26, 2008
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63 moves match.