DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Fmsi Advisers

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gary Domville RobertsonFmsi Advisers otherNwf Advisory Services Inc otherOtherJul 31, 2015Jul 3, 2015
Kevin Charles CollignonFmsi Advisers otherOsaic Wealth, Inc. otherOtherJul 31, 2015Mar 25, 2015
Sheryl Diane RadosFmsi Advisers otherNwf Advisory Services Inc otherOtherJul 31, 2015Jul 3, 2015
William Steele SymonsFmsi Advisers otherOsaic Wealth, Inc. otherOtherJul 31, 2015Mar 9, 2015
Kimberly Kay DolemanFmsi Advisers otherAllegis Investment Advisors, LLC otherOtherJul 31, 2015Jul 28, 2015
Mark Daniel LablanceFmsi Advisers otherM1 Capital Management LLC otherOtherJun 5, 2015Jun 4, 2015
Sean Patrick CraigFmsi Advisers otherOsaic Wealth, Inc. otherOtherMay 12, 2015Jun 30, 2015 (49 d)
David John NevinskiFmsi Advisers otherOsaic Wealth, Inc. otherOtherApr 16, 2015Jul 28, 2015 (103 d)
James DessjukFmsi Advisers otherIc Advisory Services, Inc. otherOtherApr 16, 2015Apr 29, 2015
Jigar Pradeep DoshiFmsi Advisers otherIndependent Financial Group, LLC otherOtherApr 16, 2015Jul 10, 2015 (85 d)
Deepen Arvind ModiFmsi Advisers otherIndependent Financial Group, LLC otherOtherFeb 23, 2015Feb 23, 2015
Matthew Brian LevensFmsi Advisers otherCalton & Associates, Inc. otherOtherFeb 23, 2015Feb 20, 2015
Kendra GrayFmsi Advisers otherLPL Financial LLC otherOtherNov 6, 2014Nov 12, 2014
Joshua B. NoelFmsi Advisers otherJ.P. Morgan Securities LLC wirehouseOtherOct 23, 2014Nov 4, 2014
Jeffrey Eric DoedenFmsi Advisers otherWfg Advisors, LP otherOtherOct 22, 2014Oct 21, 2014
Thomas Edwards GrimmFmsi Advisers otherLaidlaw Wealth Management LLC independent RIAOtherSep 24, 2013Oct 1, 2013
Brad Richard MetzFmsi Advisers otherArk Advisors LLC independent RIAOtherMay 29, 2013May 30, 2013
Patrick Andrew VanceFmsi Advisers otherArk Advisors LLC independent RIAOtherMay 29, 2013May 30, 2013
Justin Karl BolmgrenFmsi Advisers otherBolmgren Retireplan, Inc. unclassifiedOtherApr 2, 2013Apr 2, 2013
James Michael TuoheyFmsi Advisers otherSandlapper Wealth Management, LLC no RAUMOtherSep 25, 2012Oct 30, 2012 (35 d)
Kimberly B SparksFmsi Advisers otherSandlapper Wealth Management, LLC no RAUMOtherJul 9, 2012Aug 3, 2012
Chenguttuvan SurendranFmsi Advisers otherWells Fargo Advisors wirehouseOtherJul 9, 2012Jul 10, 2012
Lawrence E SienkiewiczFmsi Advisers otherHsbc Securities (USA) Inc. otherOtherJun 11, 2012Jun 19, 2012
Joshua Lawrence FeldmanFmsi Advisers otherAegis Capital Corp. otherOtherDec 16, 2011Dec 2, 2011
David Lawrence KanenFmsi Advisers otherWfg Advisors, LP otherOtherMar 21, 2011Mar 16, 2011
Michael Vincent MililloFmsi Advisers otherWoodstock Financial Group, Inc. otherOtherFeb 23, 2011Feb 16, 2011
Robert Michael KiffFmsi Advisers otherPark Avenue Securities LLC otherOtherJun 10, 2010Jun 6, 2013 (1092 d)
George TorounidisFmsi Advisers otherChase Investment Services Corp. otherOtherApr 21, 2010Apr 29, 2010
Marcus John HernandezFmsi Advisers otherEvolve Investment Advisors unclassifiedOtherDec 21, 2009Mar 10, 2010 (79 d)
Robert Frank BlameuserFmsi Advisers otherBlameuser Asset Management state registeredOtherOct 28, 2009Oct 28, 2009
Bradley Darryl TicheFmsi Advisers otherCambridge Investment Research Advisors, Inc. otherOtherAug 11, 2009Aug 10, 2009
Roger Lee GainerFmsi Advisers otherHeckman Financial & Insurance Services, Inc. independent RIAOtherMar 20, 2009Apr 28, 2025 (5883 d)
David Brandon CottrellFmsi Advisers otherBrokersxpress LLC otherOtherOct 29, 2008Sep 30, 2008
Jennifer Marie TarnoffFmsi Advisers otherBrokersxpress LLC otherOtherApr 29, 2008Apr 28, 2008
Lamont Percell ParkerFmsi Advisers otherBrookstone Investment Advisory Services otherOtherApr 2, 2007Apr 2, 2007
Jason William WorleyFmsi Advisers otherEquitable Advisors, LLC national BDOtherApr 10, 2006May 19, 2006 (39 d)
Robert Allen KristofFmsi Advisers otherCasey Wealth Management, Inc. state registeredOtherNov 2, 2005Mar 6, 2006 (124 d)
Zaphrey Llwellyn WilliamsFmsi Advisers otherLeo Wealth, LLC independent RIAOtherJun 4, 2004Oct 11, 2021 (6338 d)
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38 moves match.