Departures from Osaic Wealth, Inc.

2,282 moves

Advisor	From	To	Type	Left	Registered
James Wesley Monteverde	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Mar 12, 2021	Mar 10, 2021
Simon Y Chung	Osaic Wealth, Inc. BD affiliated	Alpha Cubed Investments, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Mar 9, 2021	Mar 23, 2021
Kimberlee Laura Clark	Osaic Wealth, Inc. BD affiliated	Raymond James Financial Services Advisors, Inc BD affiliated	Affiliated broker-dealer or bank to another	Mar 2, 2021	Jan 10, 2025 (1410 d)
Milissa Marie Brennan	Osaic Wealth, Inc. BD affiliated	UBS Financial Services Inc. wirehouse	Affiliated broker-dealer or bank to wirehouse	Feb 19, 2021	Aug 30, 2021 (192 d)
Thomas George Lockmund	Osaic Wealth, Inc. BD affiliated	Silver Oak Securities, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Feb 12, 2021	Mar 13, 2021
Anne Elizabeth Lane	Osaic Wealth, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Feb 9, 2021	Feb 1, 2021
Jason G Koch	Osaic Wealth, Inc. BD affiliated	Independent Financial Group, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Feb 3, 2021	Feb 1, 2021
Daniel Joseph Giovinazzo	Osaic Wealth, Inc. BD affiliated	Fisher Investments independent RIA	Affiliated broker-dealer or bank to independent RIA	Feb 1, 2021	Mar 18, 2021 (45 d)
Michael James Vaules	Osaic Wealth, Inc. BD affiliated	F3logic, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Jan 27, 2021	Feb 1, 2021
William J Barnett	Osaic Wealth, Inc. BD affiliated	J.P. Morgan Securities LLC wirehouse	Affiliated broker-dealer or bank to wirehouse	Jan 27, 2021	Feb 1, 2021
Jenny May Hood	Osaic Wealth, Inc. BD affiliated	St. Clair Financial independent RIA	Affiliated broker-dealer or bank to independent RIA	Jan 25, 2021	Mar 10, 2021 (44 d)
Eddy R Montalvo	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Jan 13, 2021	Jan 21, 2021
Briana Michelle Bowker	Osaic Wealth, Inc. BD affiliated	Signature Investment Advisors, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Jan 13, 2021	Jan 13, 2021
Shannon Kelly Klug	Osaic Wealth, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Jan 7, 2021	Jan 4, 2021
Marc Jay Lowenberg	Osaic Wealth, Inc. BD affiliated	MML Investors Services, LLC BD affiliated	Affiliated broker-dealer or bank to another	Jan 7, 2021	Jan 7, 2021
Henry Jay Guzzo	Osaic Wealth, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Jan 7, 2021	Jan 4, 2021
Christopher Thomas Reid	Osaic Wealth, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Jan 7, 2021	Jan 5, 2021
James A Clark	Osaic Wealth, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Jan 7, 2021	Jan 4, 2021
Jill Syracuse	Osaic Wealth, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Jan 7, 2021	Jan 7, 2021
Francis Mahoney	Osaic Wealth, Inc. BD affiliated	MML Investors Services, LLC BD affiliated	Affiliated broker-dealer or bank to another	Jan 7, 2021	Jan 7, 2021
David Nelson Drysdale	Osaic Wealth, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Jan 7, 2021	Jan 4, 2021
Flaxon Lance Elrod	Osaic Wealth, Inc. BD affiliated	Next Step Financial Transitions state registered	Affiliated broker-dealer or bank to a state-registered adviser	Jan 7, 2021	Jan 5, 2021
Antonio Desano	Osaic Wealth, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Jan 7, 2021	Jan 4, 2021
Jeffrey Marko	Osaic Wealth, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Jan 7, 2021	Jan 4, 2021
Mikaila Mccarthy	Osaic Wealth, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Jan 7, 2021	Jan 4, 2021
Scott Vanderlinden	Osaic Wealth, Inc. BD affiliated	Chelsea Advisory Services, Inc independent RIA	Affiliated broker-dealer or bank to independent RIA	Dec 31, 2020	Jan 4, 2021
David Michael Evans	Osaic Wealth, Inc. BD affiliated	Optima Capital LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Dec 4, 2020	Dec 7, 2020
Steven Keddington Davis	Osaic Wealth, Inc. BD affiliated	Wells Fargo Advisors wirehouse	Affiliated broker-dealer or bank to wirehouse	Dec 2, 2020	Jun 18, 2021 (198 d)
Joseph Thomas Nola	Osaic Wealth, Inc. BD affiliated	Lincoln Investment BD affiliated	Affiliated broker-dealer or bank to another	Dec 2, 2020	Apr 23, 2021 (142 d)
Charles Ralph Salerno	Osaic Wealth, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Nov 23, 2020	Nov 18, 2020
William P Hallmann	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Nov 17, 2020	Nov 17, 2020
Kevin Daniel Barletta	Osaic Wealth, Inc. BD affiliated	International Assets Investment Management, LLC BD affiliated	Affiliated broker-dealer or bank to another	Nov 13, 2020	Nov 17, 2021 (369 d)
Gregory Earl Shadow	Osaic Wealth, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Nov 10, 2020	Nov 6, 2020
Mark Alan Lamb	Osaic Wealth, Inc. BD affiliated	Vector Financial Solutions, Inc. state registered	Affiliated broker-dealer or bank to a state-registered adviser	Nov 4, 2020	Jan 2, 2026 (1885 d)
Christopher John Peplinski	Osaic Wealth, Inc. BD affiliated	Tlg Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Nov 4, 2020	Aug 24, 2021 (293 d)
Matthew Smallidge	Osaic Wealth, Inc. BD affiliated	J.P. Morgan Securities LLC wirehouse	Affiliated broker-dealer or bank to wirehouse	Nov 4, 2020	Jan 6, 2021 (63 d)
George Delos Snyder	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Nov 3, 2020	Nov 11, 2020
Annette Josephine Mctaggart	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Nov 3, 2020	Nov 12, 2020
William Calvert Bates	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Oct 28, 2020	Oct 26, 2020
Charles Paul Craves	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Oct 28, 2020	Oct 26, 2020
Neil E Bitzer	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Oct 28, 2020	Oct 26, 2020
Jeffrey Brian Burns	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Oct 28, 2020	Oct 26, 2020
David Richard Vanderhovel	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Oct 28, 2020	Oct 26, 2020
Brent Allen Wichlacz	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Oct 28, 2020	Oct 26, 2020
Leif Eric Peterson	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Oct 28, 2020	Oct 19, 2020
Carolyn Irene Friend	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Oct 28, 2020	Oct 26, 2020
Matthew David Nelson	Osaic Wealth, Inc. BD affiliated	Savvy independent RIA	Affiliated broker-dealer or bank to independent RIA	Oct 26, 2020	Jun 17, 2025 (1695 d)
Arielle M Peterson Duranczyk	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Oct 21, 2020	Oct 19, 2020
Tucker Arne Fahlen	Osaic Wealth, Inc. BD affiliated	Waddell & Reed BD affiliated	Affiliated broker-dealer or bank to another	Oct 19, 2020	Oct 14, 2020
Damon Jeffrey Varady	Osaic Wealth, Inc. BD affiliated	Seia independent RIA	Affiliated broker-dealer or bank to independent RIA	Oct 16, 2020	Oct 20, 2020
Daniel S Fisher	Osaic Wealth, Inc. BD affiliated	Raymond James & Associates, Inc. national BD	Affiliated broker-dealer or bank to another	Oct 14, 2020	Nov 5, 2020
William Edward Stewart	Osaic Wealth, Inc. BD affiliated	Rehmann Wealth other	Other	Oct 7, 2020	Apr 26, 2010
Jordan Blair Fuller	Osaic Wealth, Inc. BD affiliated	Wells Fargo Advisors wirehouse	Affiliated broker-dealer or bank to wirehouse	Oct 6, 2020	Oct 5, 2020
Douglas Robert Schulte	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Oct 5, 2020	Sep 30, 2020
Joyce E Brady	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Oct 5, 2020	Oct 2, 2020
Ryan William Peters	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Oct 2, 2020	Sep 29, 2020
Mark Matsumura	Osaic Wealth, Inc. BD affiliated	Cetera Investment Advisers LLC BD affiliated	Affiliated broker-dealer or bank to another	Sep 22, 2020	Sep 10, 2020
Eric Michael Grafnitz	Osaic Wealth, Inc. BD affiliated	Wealth Enhancement Advisory Services, LLC BD affiliated	Affiliated broker-dealer or bank to another	Sep 18, 2020	Sep 30, 2021 (377 d)
Ashley Rose Mcneal	Osaic Wealth, Inc. BD affiliated	Colliers Securities LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Sep 11, 2020	Sep 2, 2020
Alan Philip Niemann	Osaic Wealth, Inc. BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Sep 9, 2020	Aug 31, 2020

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