DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Oppenheimer & Co. Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nicole Marie DawesOppenheimer & Co. Inc. otherIndependent Financial Partners otherOtherJul 15, 2011Jul 19, 2011
Collin Barrett DawesOppenheimer & Co. Inc. otherIndependent Financial Partners otherOtherJul 11, 2011Jul 19, 2011
Michael Patrick DowdOppenheimer & Co. Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 1, 2011Jun 24, 2011
Monda Degan HannaOppenheimer & Co. Inc. otherUBS Financial Services Inc. wirehouseOtherJun 16, 2011Jun 17, 2011
Latonia Gail MckinleyOppenheimer & Co. Inc. otherWells Fargo Advisors wirehouseOtherJun 13, 2011Jul 11, 2011
Ray Allen SchoonoverOppenheimer & Co. Inc. otherBrokersxpress LLC otherOtherJun 8, 2011Jun 1, 2011
Benjamin PosenOppenheimer & Co. Inc. otherOppenheimer Asset Management otherOtherMay 19, 2011Apr 15, 2003
Tyler DritzOppenheimer & Co. Inc. otherLindbrook Capital, LLC otherOtherMay 19, 2011May 13, 2011
David Sanford JamesOppenheimer & Co. Inc. otherOppenheimer Asset Management otherOtherMay 17, 2011Apr 15, 2003
Kimberly Rae NelsonOppenheimer & Co. Inc. otherUBS Financial Services Inc. wirehouseOtherMay 17, 2011May 13, 2011
Lisa ReichOppenheimer & Co. Inc. otherOsaic Wealth, Inc. otherOtherMay 10, 2011May 6, 2011
Joseph CammayoOppenheimer & Co. Inc. otherMorgan Stanley wirehouseOtherMay 10, 2011Jul 29, 2011 (80 d)
Tanya Dee GilliamOppenheimer & Co. Inc. otherHilltop Securities Inc. otherOtherMay 5, 2011Sep 7, 2011 (125 d)
Vincent WooOppenheimer & Co. Inc. otherRBC Capital Markets, LLC national BDOtherApr 15, 2011Apr 4, 2011
Dana Lynn McdonaldOppenheimer & Co. Inc. otherRBC Capital Markets, LLC national BDOtherApr 15, 2011Apr 5, 2011
Roobina YahyaOppenheimer & Co. Inc. otherRBC Capital Markets, LLC national BDOtherApr 15, 2011Apr 5, 2011
Matthew Stephen HoffmanOppenheimer & Co. Inc. otherJ.P. Morgan Securities LLC wirehouseOtherApr 5, 2011Mar 24, 2011
Tony HsuOppenheimer & Co. Inc. otherAlethea Capital Management, LLC independent RIAOtherMar 17, 2011Mar 13, 2025 (5110 d)
Dorothy StantonOppenheimer & Co. Inc. otherMorgan Stanley wirehouseOtherMar 7, 2011Apr 20, 2011 (44 d)
Robert Alexander MartinezOppenheimer & Co. Inc. otherRaymond James & Associates, Inc. national BDOtherMar 1, 2011Feb 18, 2011
Robert Foster KransbergerOppenheimer & Co. Inc. otherOppenheimer Asset Management otherOtherMar 1, 2011Apr 15, 2003
Steven Mark ErenfrydOppenheimer & Co. Inc. otherMorgan Stanley wirehouseOtherMar 1, 2011Jun 22, 2021 (3766 d)
Michael Paddington NorrisOppenheimer & Co. Inc. otherUBS Financial Services Inc. wirehouseOtherMar 1, 2011Oct 29, 2020 (3530 d)
Matthew Steven GaerOppenheimer & Co. Inc. otherAmeriprise Financial Services, LLC national BDOtherJan 19, 2011Jan 24, 2011
Jeffrey Scott VanderweeleOppenheimer & Co. Inc. otherRaymond James & Associates, Inc. national BDOtherJan 11, 2011Jan 20, 2011
Melissa J StewartOppenheimer & Co. Inc. otherRaymond James & Associates, Inc. national BDOtherJan 7, 2011Jan 20, 2011
Liza Momongan BlundellOppenheimer & Co. Inc. otherDeutsche Bank Securities Inc. otherOtherDec 1, 2010Dec 13, 2010
James D CogswellOppenheimer & Co. Inc. otherStillwater Investments state registeredOtherNov 15, 2010Nov 15, 2010
Larry AndreanoOppenheimer & Co. Inc. otherRoyal Advisors, LLC otherOtherNov 4, 2010Dec 10, 2010 (36 d)
Susan L. TunellOppenheimer & Co. Inc. otherUBS Financial Services Inc. wirehouseOtherNov 2, 2010Nov 2, 2010
Salvatore Philip BaioOppenheimer & Co. Inc. otherBarclays Capital Inc. otherOtherNov 2, 2010Oct 26, 2010
Allen Huggins JohnsonOppenheimer & Co. Inc. otherAprio Wealth Management, LLC otherOtherOct 13, 2010Oct 12, 2010
Kim Marie MartinOppenheimer & Co. Inc. otherAprio Wealth Management, LLC otherOtherOct 13, 2010Aug 16, 2012 (673 d)
Robert E PearyOppenheimer & Co. Inc. otherSagepoint Financial, Inc. otherOtherOct 12, 2010Oct 4, 2010
Jennifer L HushionOppenheimer & Co. Inc. otherJl Hushion Financial Planning unclassifiedOtherOct 1, 2010Apr 1, 2013 (913 d)
Sean Arundel LewisOppenheimer & Co. Inc. otherMorgan Stanley wirehouseOtherSep 17, 2010Sep 16, 2010
Michael Joseph DellaportaOppenheimer & Co. Inc. otherAmeriprise Financial Services, LLC national BDOtherSep 17, 2010Sep 15, 2010
Christopher Robert PrindleOppenheimer & Co. Inc. otherJ.P. Morgan Securities LLC wirehouseOtherAug 18, 2010Jul 21, 2023 (4720 d)
Carla Marie WeidmanOppenheimer & Co. Inc. otherMorgan Stanley wirehouseOtherAug 2, 2010Sep 9, 2010 (38 d)
Carol Elizabeth MarksOppenheimer & Co. Inc. otherMorgan Stanley wirehouseOtherAug 2, 2010Aug 3, 2010
Michael Scott FrantzOppenheimer & Co. Inc. otherMorgan Stanley wirehouseOtherAug 2, 2010Sep 3, 2010 (32 d)
Francis J AielloOppenheimer & Co. Inc. otherNfp Advisor Services, LLC otherOtherJul 30, 2010Aug 6, 2010
Amit Raz StavinskyOppenheimer & Co. Inc. otherTamar Securities, LLC otherOtherJul 1, 2010Jun 11, 2010
Neer D HodorovOppenheimer & Co. Inc. otherValley Financial Management, Inc. BD affiliatedOtherJul 1, 2010Jul 2, 2010
Andrew Leigh SmithOppenheimer & Co. Inc. otherWells Fargo Advisors wirehouseOtherJul 1, 2010Jun 18, 2010
Ali Sotoodeh RadOppenheimer & Co. Inc. otherFinancial West Group otherOtherJun 18, 2010Jun 1, 2010
William Wallace ChamberlainOppenheimer & Co. Inc. otherRBC Capital Markets, LLC national BDOtherJun 4, 2010Aug 12, 2010 (69 d)
Mary Evette CavaleriOppenheimer & Co. Inc. otherFortitude Advisory Group L.L.C. otherOtherJun 2, 2010Oct 25, 2010 (145 d)
Stephen Daniel RobinsonOppenheimer & Co. Inc. otherWfg Advisors, LP otherOtherMay 18, 2010May 14, 2010
Christina P ClarkOppenheimer & Co. Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 18, 2010Jul 28, 2010 (71 d)
Emily Pace AllenOppenheimer & Co. Inc. otherFsc Securities Corporation otherOtherMay 13, 2010Jun 8, 2010
Amy Dunkelberger SturtevantOppenheimer & Co. Inc. otherRBC Capital Markets, LLC national BDOtherMay 5, 2010May 7, 2010
Anthony Joseph MarinoOppenheimer & Co. Inc. otherLPL Financial LLC otherOtherMay 5, 2010Apr 30, 2010
Arturo Jesus Rodriguez DiazOppenheimer & Co. Inc. otherRehmann Wealth otherOtherApr 20, 2010Aug 2, 2010 (104 d)
Gerard Joseph LongoOppenheimer & Co. Inc. otherOakmont Capital Management, LLC otherOtherApr 20, 2010Apr 22, 2010
Jose Eduardo Torres MartinezOppenheimer & Co. Inc. otherRehmann Wealth otherOtherApr 20, 2010Jul 9, 2010 (80 d)
Antonio Salvador BauzaOppenheimer & Co. Inc. otherRehmann Wealth otherOtherApr 20, 2010Jul 8, 2010 (79 d)
David Braxton GayOppenheimer & Co. Inc. otherStifel, Nicolaus & Company, Incorporated national BDOtherApr 16, 2010Apr 14, 2010
Jason Michael GoldsteinOppenheimer & Co. Inc. otherRaymond James & Associates, Inc. national BDOtherMar 31, 2010Oct 15, 2014 (1659 d)
Jennifer BraceyOppenheimer & Co. Inc. otherStifel, Nicolaus & Company, Incorporated national BDOtherMar 31, 2010Apr 28, 2010
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1,085 moves match.