DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Ae Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jimmy Elton SloanAe Wealth Management, LLC BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 14, 2021May 18, 2021
Sam Michael BeckworthAe Wealth Management, LLC BD affiliatedSecure Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 12, 2021Oct 31, 2024 (1268 d)
Joseph Francis MacmunnAe Wealth Management, LLC BD affiliatedLifepro Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAMay 4, 2021May 13, 2021
Jonathan ThomasAe Wealth Management, LLC BD affiliatedSpc BD affiliatedAffiliated broker-dealer or bank to anotherMay 4, 2021May 4, 2021
Jeffrey Nelson DanielsAe Wealth Management, LLC BD affiliatedEmpower Advisory Group, LLC otherOtherMay 4, 2021Jun 16, 2021 (43 d)
Caleb K CollierAe Wealth Management, LLC BD affiliatedMaripau Wealth Management LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserApr 27, 2021Apr 29, 2021
Jonah Miles CollierAe Wealth Management, LLC BD affiliatedMaripau Wealth Management LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserApr 27, 2021Apr 29, 2021
Thomas Glenn StrickerAe Wealth Management, LLC BD affiliatedMaripau Wealth Management LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserApr 27, 2021Apr 29, 2021
Benjamin Scott CollierAe Wealth Management, LLC BD affiliatedMaripau Wealth Management LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserApr 27, 2021Apr 29, 2021
Brian Joseph LindbergAe Wealth Management, LLC BD affiliatedFitzwilliams Wealth Management Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 27, 2021Jun 1, 2021 (35 d)
Jeffery W. LeathersAe Wealth Management, LLC BD affiliatedCitigroup Global Markets Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 13, 2021May 23, 2022 (405 d)
Jason David DerosaAe Wealth Management, LLC BD affiliatedVertis Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2021Jul 17, 2020
Brianna L CheesmondAe Wealth Management, LLC BD affiliatedVertis Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2021Jul 17, 2020
Sarah Jeanette SaumAe Wealth Management, LLC BD affiliatedVertis Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2021Jul 17, 2020
Joshua John StoreyAe Wealth Management, LLC BD affiliatedVertis Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2021Nov 4, 2020
Blake Alexander AppellAe Wealth Management, LLC BD affiliatedHenrickson Nauta Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2021Sep 11, 2020
Paul Alexander HueyAe Wealth Management, LLC independent RIADelta Capital Management, Inc. state registeredRIA to a state-registered adviserMar 15, 2021Jul 13, 2021 (120 d)
Todd Anthony SchickAe Wealth Management, LLC independent RIAMadison Avenue Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 4, 2021Sep 16, 2020
Joseph Cain LeonardAe Wealth Management, LLC independent RIALeonard Wealth Management, LLC state registeredRIA to a state-registered adviserFeb 16, 2021Feb 18, 2021
Nicklaus Edwin WhitakerAe Wealth Management, LLC independent RIATriad Wealth Management, LLC no RAUMRIA to a newly registered adviserFeb 11, 2021Jul 2, 2021 (141 d)
Melinda Kay BellAe Wealth Management, LLC independent RIAGradient Advisors, LLC independent RIARIA to RIAFeb 11, 2021Feb 9, 2021
Keith Edward LockwoodAe Wealth Management, LLC independent RIAB.A. Schrock Wealth Management independent RIARIA to RIAFeb 2, 2021Oct 9, 2019
Benjamin Arthur SchrockAe Wealth Management, LLC independent RIAB.A. Schrock Wealth Management independent RIARIA to RIAFeb 2, 2021Oct 9, 2019
Colleen GoodwillieAe Wealth Management, LLC independent RIAB.A. Schrock Wealth Management independent RIARIA to RIAFeb 2, 2021Oct 9, 2019
Simon John RogersAe Wealth Management, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJan 19, 2021Jan 20, 2021
Gianni Pjeter PerkovicAe Wealth Management, LLC independent RIARetirement Systems LLC state registeredRIA to a state-registered adviserJan 15, 2021Mar 25, 2022 (434 d)
Harrison Taylor HodgesAe Wealth Management, LLC independent RIAAdvisory Services Network independent RIARIA to RIAJan 13, 2021Feb 4, 2021
Justin Hamilton HodgesAe Wealth Management, LLC independent RIAAdvisory Services Network independent RIARIA to RIAJan 13, 2021Feb 4, 2021
Mark David HarperAe Wealth Management, LLC independent RIATriad Wealth Management, LLC no RAUMRIA to a newly registered adviserJan 11, 2021Jun 8, 2021 (148 d)
Christopher R DavisAe Wealth Management, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseDec 24, 2020Jan 19, 2021
Nichole BoydAe Wealth Management, LLC independent RIAPersonal Capital Advisors Corporation independent RIARIA to RIADec 18, 2020Aug 23, 2022 (613 d)
Gary William RonanAe Wealth Management, LLC independent RIAProsperity Capital Advisors independent RIARIA to RIADec 17, 2020Dec 14, 2020
Anthony Perry DesantisAe Wealth Management, LLC independent RIAKinetic Investment Management, Inc. independent RIARIA to RIADec 9, 2020Dec 9, 2020
Mindie Nicole MolinaAe Wealth Management, LLC independent RIAAegis Wealth Management, Inc. no RAUMOtherNov 16, 2020Feb 18, 2020
Nannette Leigh SaboAe Wealth Management, LLC independent RIATexas Financial Advisory independent RIARIA to RIANov 9, 2020Oct 23, 2020
Michael George BattagliaAe Wealth Management, LLC independent RIALegacy Advisory Services unclassifiedOtherNov 6, 2020Nov 30, 2020
Leonard Paul ColeAe Wealth Management, LLC independent RIATeam Wealth & Tax Advisors independent RIARIA to RIAOct 29, 2020Jul 10, 2020
Jeffry Stephen ColeAe Wealth Management, LLC independent RIATeam Wealth & Tax Advisors independent RIARIA to RIAOct 29, 2020Jul 10, 2020
Jeffry Stephen ColeAe Wealth Management, LLC independent RIATeam Wealth & Tax Advisors independent RIARIA to RIAOct 29, 2020Jul 10, 2020
Dustin Paul WattsAe Wealth Management, LLC independent RIATeam Wealth & Tax Advisors independent RIARIA to RIAOct 29, 2020Jul 10, 2020
Sandra Kay BrownAe Wealth Management, LLC independent RIAGradient Advisors, LLC independent RIARIA to RIAOct 23, 2020Oct 21, 2020
Jeffrey Neal KnoedlAe Wealth Management, LLC independent RIAGradient Advisors, LLC independent RIARIA to RIAOct 21, 2020Sep 16, 2020
Larry Gene MccabeAe Wealth Management, LLC independent RIABrookstone Wealth Advisors, LLC independent RIARIA to RIAOct 21, 2020Oct 13, 2020
Jeremy ShafferAe Wealth Management, LLC independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankOct 21, 2020Jun 8, 2023 (960 d)
Michael Lewis VanderhoffAe Wealth Management, LLC independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 20, 2020Oct 27, 2020
Andrew Scott McnairAe Wealth Management, LLC independent RIASwan Capital independent RIARIA to RIAOct 14, 2020Dec 6, 2019
Derek Quinn OverstreetAe Wealth Management, LLC independent RIANew Millennium Group independent RIARIA to RIAOct 14, 2020Apr 2, 2019
Jonathan Philip Thomas PaceAe Wealth Management, LLC independent RIACapital Management Services, Inc. independent RIARIA to RIASep 8, 2020Apr 20, 2020
Charles SheridanAe Wealth Management, LLC independent RIAVerity Asset Management independent RIARIA to RIASep 4, 2020Aug 31, 2020
Maria Teresa HernandezAe Wealth Management, LLC independent RIAKey Investment Services LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 21, 2020Aug 23, 2021 (367 d)
Dustin Guy MartinAe Wealth Management, LLC independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankAug 10, 2020Aug 3, 2020
David Robert TopperAe Wealth Management, LLC independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankAug 10, 2020Aug 3, 2020
Katie Jo SwaseyAe Wealth Management, LLC independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankAug 10, 2020Aug 3, 2020
Jason Townsend LambertAe Wealth Management, LLC independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankAug 10, 2020Aug 3, 2020
Jacob Alexander SerfasAe Wealth Management, LLC independent RIAAlphastar Capital Management independent RIARIA to RIAJul 31, 2020Nov 6, 2020 (98 d)
Dennis Ryan OverstreetAe Wealth Management, LLC independent RIALake Point Wealth Management, LLC independent RIARIA to RIAJul 17, 2020Jul 6, 2018
Troy Michael DipreAe Wealth Management, LLC independent RIAAlphastar Capital Management independent RIARIA to RIAJul 2, 2020Jun 29, 2020
John Mark CreekmurAe Wealth Management, LLC independent RIACreekmur Asset Management, LLC no RAUMRIA to a newly registered adviserJun 30, 2020Jan 24, 2020
Andrew Doyle CreekmurAe Wealth Management, LLC independent RIACreekmur Asset Management, LLC no RAUMRIA to a newly registered adviserJun 30, 2020Feb 3, 2020
James Herold AndersonAe Wealth Management, LLC independent RIACreekmur Asset Management, LLC no RAUMRIA to a newly registered adviserJun 30, 2020Feb 3, 2020
Page 8 of 10PreviousNext
546 moves match.