DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Truist Advisory Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kimberly SmithTruist Advisory Services, Inc. BD affiliatedCary Street Partners BD affiliatedAffiliated broker-dealer or bank to anotherApr 26, 2023Apr 26, 2023
Terry Clifton LewisTruist Advisory Services, Inc. BD affiliatedU.S. Bancorp Investments, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 20, 2023Jul 21, 2023 (92 d)
Michael Willis KingTruist Advisory Services, Inc. BD affiliatedAspiriant, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 14, 2023Aug 11, 2023 (119 d)
Patrick HoffmanTruist Advisory Services, Inc. BD affiliatedEquitable Advisors, LLC national BDAffiliated broker-dealer or bank to anotherApr 5, 2023Mar 22, 2023
Jack BellTruist Advisory Services, Inc. BD affiliatedAdvisory Services Network independent RIAAffiliated broker-dealer or bank to independent RIAApr 5, 2023Jun 12, 2023 (68 d)
Hong Anh McgillTruist Advisory Services, Inc. BD affiliatedSuntrust Investment Services, Inc. otherOtherMar 31, 2023Nov 15, 2016
Harrison Wilkes EvansTruist Advisory Services, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseMar 30, 2023May 31, 2023 (62 d)
Edward Thomas KenneyTruist Advisory Services, Inc. BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 28, 2023May 15, 2023 (48 d)
Jason Thomas PepeTruist Advisory Services, Inc. BD affiliatedStifel, Nicolaus & Company, Incorporated national BDAffiliated broker-dealer or bank to anotherMar 28, 2023Apr 20, 2023
Nicholas DursoTruist Advisory Services, Inc. BD affiliatedRBC Capital Markets, LLC national BDAffiliated broker-dealer or bank to anotherMar 27, 2023Mar 23, 2023
Veruschka HalliganTruist Advisory Services, Inc. BD affiliatedRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAMar 24, 2023May 16, 2023 (53 d)
Erick J MontealegreTruist Advisory Services, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseMar 14, 2023Sep 15, 2023 (185 d)
Mark Randall BarrettTruist Advisory Services, Inc. BD affiliatedJanney Montgomery Scott LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 6, 2023Mar 30, 2023
Adolph WeilTruist Advisory Services, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseFeb 24, 2023Feb 24, 2023
Sarah Meade WoodTruist Advisory Services, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseFeb 24, 2023Feb 24, 2023
Andrew Richard EspositoTruist Advisory Services, Inc. BD affiliatedPrincipal Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 9, 2023Mar 15, 2023 (34 d)
Terry Charles PrinceTruist Advisory Services, Inc. BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherFeb 2, 2023Jan 30, 2023
James Bryan ChandlerTruist Advisory Services, Inc. BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherFeb 2, 2023Jan 30, 2023
Hannibal Camillo TrapuzzanoTruist Advisory Services, Inc. BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherFeb 2, 2023Jan 31, 2023
Charles Falconer MccallumTruist Advisory Services, Inc. BD affiliatedBb&T Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 31, 2023Dec 10, 2019
Deneen Marie MorgiaTruist Advisory Services, Inc. BD affiliatedLevel Four Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJan 25, 2023Feb 14, 2023
Madison Pendleton WoottonTruist Advisory Services, Inc. BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherJan 24, 2023Jan 17, 2023
Erin Abigail SuttonTruist Advisory Services, Inc. BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherJan 24, 2023Jan 17, 2023
Rachel Ann Calvert SowersTruist Advisory Services, Inc. BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherJan 24, 2023Jan 18, 2023
Rushil KherajTruist Advisory Services, Inc. BD affiliatedBalentine independent RIAAffiliated broker-dealer or bank to independent RIAJan 24, 2023Apr 1, 2025 (798 d)
Michael Todd WoodTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAJan 23, 2023Jan 18, 2023
Michael T WoodTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAJan 23, 2023Jan 18, 2023
Venus JusticeTruist Advisory Services, Inc. BD affiliatedFirst Citizens Investor Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 19, 2023Jan 30, 2023
Tiffany Anne NessmithTruist Advisory Services, Inc. BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 18, 2023Jan 20, 2023
Matthew JacksonTruist Advisory Services, Inc. BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 18, 2023Jan 19, 2023
Adam Michael CallenderTruist Advisory Services, Inc. BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 18, 2023Jan 19, 2023
Tanya Elizabeth BattleTruist Advisory Services, Inc. BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 9, 2023Feb 9, 2023 (31 d)
Supriyo BoseTruist Advisory Services, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJan 9, 2023Jan 20, 2023
Candice Rose HollandTruist Advisory Services, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJan 5, 2023Dec 8, 2022
Michael Joseph ManuelTruist Advisory Services, Inc. BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 4, 2023Mar 9, 2023 (64 d)
Maria Cristina VelasquezTruist Advisory Services, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJan 2, 2023Feb 2, 2023 (31 d)
Tara Ashley MacedoTruist Advisory Services, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJan 2, 2023Jan 11, 2023
Joseph CaporussoTruist Advisory Services, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseDec 19, 2022Mar 3, 2023 (74 d)
Robert Thomas RoseTruist Advisory Services, Inc. BD affiliatedJanney Montgomery Scott LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 13, 2022Dec 6, 2022
Katie R MorganTruist Advisory Services, Inc. BD affiliatedJanney Montgomery Scott LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 13, 2022Dec 6, 2022
Byron L BarnesTruist Advisory Services, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseDec 13, 2022Dec 6, 2022
John Elliott RileyTruist Advisory Services, Inc. BD affiliatedJanney Montgomery Scott LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 13, 2022Dec 6, 2022
Monique WilliamsTruist Advisory Services, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseDec 13, 2022Jan 6, 2023
Kathryn Mary BunnTruist Advisory Services, Inc. BD affiliatedJanney Montgomery Scott LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 6, 2022Dec 6, 2022
Erin Edward BojarczukTruist Advisory Services, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseDec 5, 2022Oct 19, 2022
Richard Scott TeshTruist Advisory Services, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseDec 2, 2022Mar 10, 2023 (98 d)
Darrell Devin NoltonTruist Advisory Services, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseDec 2, 2022Dec 1, 2022
Diane Parke ParmeleTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIADec 1, 2022Dec 1, 2022
Hilary Lynn KosloskeTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIADec 1, 2022Dec 1, 2022
Richard Peter ClassTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIADec 1, 2022Dec 1, 2022
Kimberly Braden Van PeltTruist Advisory Services, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseNov 18, 2022Jan 5, 2023 (48 d)
Christopher HartnettTruist Advisory Services, Inc. BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherNov 18, 2022May 30, 2023 (193 d)
Joseph PecarroTruist Advisory Services, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseNov 7, 2022Jan 17, 2023 (71 d)
Alaa KhashanTruist Advisory Services, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseNov 4, 2022Sep 12, 2022
Mark Alexander MartorellTruist Advisory Services, Inc. BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 1, 2022Mar 9, 2023 (128 d)
Qutevia Wilette WeaverTruist Advisory Services, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseOct 26, 2022Jan 27, 2023 (93 d)
Michael Castillo CamposTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAOct 24, 2022Oct 24, 2022
Roger M WallachTruist Advisory Services, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseOct 21, 2022Oct 21, 2022
Seth Bolton KurtzTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAOct 20, 2022Oct 19, 2022
Gary Raye KurtzTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAOct 19, 2022Oct 20, 2022
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1,377 moves match.