DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Truist Advisory Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bradley C Orr | Truist Advisory Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 2, 2025 | Jul 24, 2025 (83 d) |
| Angel Emilio Figueroa | Truist Advisory Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2025 | May 20, 2026 (386 d) |
| Christopher Lamont Brown | Truist Advisory Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 24, 2025 | Apr 25, 2025 |
| Welford Stuart Farmer | Truist Advisory Services, Inc. BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2025 | Apr 16, 2025 |
| Brandan Elizabeth Williams | Truist Advisory Services, Inc. BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2025 | Apr 16, 2025 |
| Joseph Lynch Farmer | Truist Advisory Services, Inc. BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2025 | Apr 17, 2025 |
| Jeffrey M Law | Truist Advisory Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 1, 2025 | May 12, 2025 (41 d) |
| Sandra Adame-Hernandez | Truist Advisory Services, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2025 | Mar 26, 2025 |
| Jesse L Masear | Truist Advisory Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 26, 2025 | May 16, 2025 (51 d) |
| Spencer Nathaniel Blair | Truist Advisory Services, Inc. BD affiliated | Focus Partners Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2025 | Mar 28, 2025 |
| Zachary Loren Zigmond | Truist Advisory Services, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2025 | Aug 29, 2025 (158 d) |
| Liane Nichole Crouse | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 24, 2025 | Apr 4, 2025 |
| Reginald Johnson | Truist Advisory Services, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2025 | Apr 30, 2025 (41 d) |
| Luis Alberto Miletti | Truist Advisory Services, Inc. BD affiliated | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2025 | Apr 8, 2025 |
| Nathan Lowe | Truist Advisory Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 18, 2025 | Mar 25, 2025 |
| Holly Danielle Butler | Truist Advisory Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2025 | May 2, 2025 (46 d) |
| Alain Guerra Diaz | Truist Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 17, 2025 | Mar 17, 2025 |
| Steven Edwin Espinosa | Truist Advisory Services, Inc. BD affiliated | Efg Private Wealth Management (Americas) Corp. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2025 | Jul 16, 2025 (121 d) |
| Eduardo Flores-Vega | Truist Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 14, 2025 | Mar 13, 2025 |
| Alexander Cepero | Truist Advisory Services, Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2025 | Apr 8, 2025 |
| Cole Alexander Hedge | Truist Advisory Services, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 12, 2025 | Apr 4, 2025 |
| Kelly Jo Crockett | Truist Advisory Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2025 | Mar 10, 2025 |
| Sean Patrick Murphy | Truist Advisory Services, Inc. BD affiliated | Pine Valley Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2025 | May 1, 2025 (52 d) |
| Anthony John Marshall | Truist Advisory Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2025 | Mar 7, 2025 |
| Mark Anthony Passalacqua | Truist Advisory Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2025 | Mar 10, 2025 |
| Sabrina Bennett Southworth | Truist Advisory Services, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2025 | Jan 30, 2026 (326 d) |
| James David Conrod | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2025 | Mar 31, 2025 |
| Glen Anthony Duggan | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2025 | Mar 6, 2025 |
| Charles Randall Faires | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2025 | Mar 6, 2025 |
| Martha L Weeks | Truist Advisory Services, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2025 | May 29, 2025 (85 d) |
| Alexander Paul Kendall | Truist Advisory Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Feb 28, 2025 |
| Kristina Adelaide Palangi | Truist Advisory Services, Inc. BD affiliated | Davenport & Company LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Feb 26, 2025 |
| David Johnson Dortch | Truist Advisory Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2025 | Mar 31, 2025 (41 d) |
| Brian Diaz | Truist Advisory Services, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 14, 2025 | Jul 30, 2025 (166 d) |
| Jacob Anthony Gammon | Truist Advisory Services, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Mar 27, 2025 (44 d) |
| Amy Kaler Webster | Truist Advisory Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2025 | Apr 21, 2025 (74 d) |
| Gbar Grimes | Truist Advisory Services, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2025 | Apr 3, 2025 (56 d) |
| Carrie White Williams | Truist Advisory Services, Inc. BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 3, 2025 | Feb 4, 2025 |
| Caitlin Somerset Borland | Truist Advisory Services, Inc. BD affiliated | Aria Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 29, 2025 | Jan 22, 2025 |
| James Kelvin Stroupe | Truist Advisory Services, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2025 | Jul 21, 2025 (178 d) |
| Felix Reinaldo Delgado | Truist Advisory Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 24, 2025 | Jan 17, 2025 |
| Paula Christine Gunter | Truist Advisory Services, Inc. BD affiliated | Aria Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 22, 2025 | Jan 23, 2025 |
| Jason Bartley Davis | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 21, 2025 | Jan 16, 2025 |
| Elizabeth Kimberly Nye | Truist Advisory Services, Inc. BD affiliated | Davenport & Company LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2025 | Jan 17, 2025 |
| William Frederick Sowers | Truist Advisory Services, Inc. BD affiliated | Davenport & Company LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2025 | Jan 17, 2025 |
| Carissa Jackson | Truist Advisory Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 16, 2024 | Feb 12, 2025 (58 d) |
| Katherine Heather Horner | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Dec 16, 2024 |
| Christopher S Freddo | Truist Advisory Services, Inc. BD affiliated | Bryn Mawr Trust Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2024 | Jan 8, 2025 (44 d) |
| Brandon Michael Mcfadden | Truist Advisory Services, Inc. BD affiliated | Bryn Mawr Trust Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2024 | Feb 12, 2025 (79 d) |
| Omar Yahir Ramos | Truist Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 25, 2024 | Dec 10, 2024 |
| Marcello Zaffaroni | Truist Advisory Services, Inc. BD affiliated | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Jan 14, 2025 (56 d) |
| Juan Martin Campuzano | Truist Advisory Services, Inc. BD affiliated | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Jan 14, 2025 (56 d) |
| Andrew Jun | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 18, 2024 | Mar 6, 2025 (108 d) |
| Jacqueline Shipplett Avery | Truist Advisory Services, Inc. BD affiliated | Davenport & Company LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2024 | Nov 6, 2024 |
| Henry Roller Shipplett | Truist Advisory Services, Inc. BD affiliated | Davenport & Company LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2024 | Nov 6, 2024 |
| Daniel Edward Elliott | Truist Advisory Services, Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2024 | Nov 13, 2024 |
| Janel Colepaugh | Truist Advisory Services, Inc. BD affiliated | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2024 | Oct 6, 2025 (336 d) |
| James Edward Fisher | Truist Advisory Services, Inc. BD affiliated | Bryn Mawr Trust Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2024 | Feb 10, 2025 (101 d) |
| Christopher Bolding | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 31, 2024 | Nov 15, 2024 |
| Allison Hope Gregory | Truist Advisory Services, Inc. BD affiliated | Salomon And Ludwin independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2024 | Dec 6, 2024 (36 d) |
1,370 moves match.