DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Western Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Grace Jennifer Zupsic | Western Wealth Management LLC independent RIA | &Partners independent RIA | RIA to RIA | Jul 15, 2026 | Jul 20, 2026 |
| Jonathan David White | Western Wealth Management LLC independent RIA | White Hawk Wealth Management no RAUM | RIA to a newly registered adviser | Jun 22, 2026 | May 14, 2026 |
| Cameron Robert Dye | Western Wealth Management LLC independent RIA | White Hawk Wealth Management no RAUM | RIA to a newly registered adviser | Jun 22, 2026 | May 13, 2026 |
| Kirk Cameron Jones | Western Wealth Management LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 20, 2026 | Jul 15, 2026 (56 d) |
| Martin Tory Streetman | Western Wealth Management LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 2, 2026 | Oct 22, 2024 |
| Mahone Taylor Tarrall | Western Wealth Management LLC independent RIA | Varra Financial independent RIA | RIA to RIA | Feb 4, 2026 | Feb 23, 2026 |
| Jackson M Catanzaro | Western Wealth Management LLC independent RIA | Stratos Wealth Partners, Ltd BD affiliated | RIA to affiliated broker-dealer or bank | Dec 7, 2025 | Dec 9, 2025 |
| Robert Lee Holland | Western Wealth Management LLC independent RIA | The Ameriflex Group BD affiliated | RIA to affiliated broker-dealer or bank | Jul 11, 2025 | Nov 13, 2024 |
| Keith J Kozubal | Western Wealth Management LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | May 6, 2025 | Apr 28, 2025 |
| Max Potosme | Western Wealth Management LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 30, 2024 | Jan 11, 2024 |
| Raymond Scott Vanderwal | Western Wealth Management LLC independent RIA | Gps Wealth Strategies Group, LLC independent RIA | RIA to RIA | Sep 9, 2024 | Sep 9, 2024 |
| John Joseph Anderson | Western Wealth Management LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Feb 26, 2024 | May 28, 2024 (92 d) |
| Alexandra M Wardell | Western Wealth Management LLC independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Feb 19, 2024 | Feb 22, 2023 |
| Lauren Smith | Western Wealth Management LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2023 | Feb 15, 2024 (73 d) |
| Anthony Cheang | Western Wealth Management LLC independent RIA | Buck Wealth Strategies, LLC independent RIA | RIA to RIA | Apr 5, 2023 | Mar 27, 2023 |
| Edward Scott Smith | Western Wealth Management LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 23, 2022 | Nov 23, 2022 |
| Michelle Rene Francis | Western Wealth Management LLC independent RIA | Life Story Financial state registered | RIA to a state-registered adviser | May 31, 2022 | May 27, 2022 |
| Kim Denise Campbell | Western Wealth Management LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 19, 2021 | Nov 18, 2021 |
| Shelley Anne Reeves | Western Wealth Management LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 21, 2021 | Oct 19, 2021 |
| Wendy Sue Halingstad | Western Wealth Management LLC independent RIA | Meridian Wealth Management LLC independent RIA | RIA to RIA | Jun 21, 2021 | Apr 8, 2021 |
| Darla Dustin Douglas | Western Wealth Management LLC independent RIA | Gps Wealth Strategies Group, LLC independent RIA | RIA to RIA | Jan 11, 2021 | Jan 28, 2021 |
| Barbara Barrio Beckner | Western Wealth Management LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Oct 21, 2020 | Oct 16, 2020 |
| Cari Anne Smith | Western Wealth Management LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 5, 2020 | Oct 5, 2020 |
| Daniel A Oschmann | Western Wealth Management LLC independent RIA | Next Financial Group, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 7, 2020 | Aug 18, 2020 |
| Ronald Dwayne Beckner | Western Wealth Management LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Sep 6, 2019 | Mar 6, 2023 (1277 d) |
| Chris R. Albertson | Western Wealth Management LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jul 23, 2019 | Jul 22, 2024 (1826 d) |
| John Matthew Pierce | Western Wealth Management LLC independent RIA | Summit Financial Group Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 30, 2019 | Apr 29, 2019 |
| Doris Gasca Silva | Western Wealth Management LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 25, 2019 | Mar 25, 2019 |
| William James Fleming | Western Wealth Management LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Mar 15, 2019 | Mar 20, 2019 |
| Theodore James Swenson | Western Wealth Management LLC independent RIA | Cwm, LLC independent RIA | RIA to RIA | Oct 30, 2018 | Oct 24, 2018 |
| Adam James Makkai | Western Wealth Management LLC independent RIA | Northwest Asset Management independent RIA | RIA to RIA | Jun 26, 2018 | Jun 12, 2018 |
| Gary Stewart Bedford | Western Wealth Management LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 25, 2018 | Apr 24, 2018 |
| Joe Percy Medrano | Western Wealth Management LLC independent RIA | 5280 Capital state registered | RIA to a state-registered adviser | Jan 12, 2018 | Jan 2, 2020 (720 d) |
| Michael Fulton Sheen Holliger | Western Wealth Management LLC independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Jan 5, 2018 | Jan 1, 2025 (2553 d) |
| Cain Benjamin Kobert | Western Wealth Management LLC independent RIA | Independent Financial Partners other | Other | Nov 27, 2017 | Nov 30, 2017 |
| Darla Dustin Douglas | Western Wealth Management LLC independent RIA | Independent Financial Partners other | Other | Nov 27, 2017 | Dec 1, 2017 |
| Elizabeth Lee Wilson | Western Wealth Management LLC other | Monarch Advisory Group unclassified | Other | Jul 19, 2017 | Aug 24, 2017 (36 d) |
| Matthew D Hoffner | Western Wealth Management LLC other | Monarch Advisory Group unclassified | Other | Jul 19, 2017 | Aug 24, 2017 (36 d) |
| Adam L Wade | Western Wealth Management LLC other | Nova Financial Services other | Other | Feb 9, 2017 | Feb 1, 2017 |
| David Christian Frum | Western Wealth Management LLC other | Denver Wealth Management, Inc. independent RIA | Other | Dec 27, 2016 | Dec 27, 2016 |
| Mark Anzo Tonelli | Western Wealth Management LLC other | Independent Financial Partners other | Other | Oct 11, 2016 | Oct 26, 2016 |
| Daniel Mccurdy | Western Wealth Management LLC other | LPL Financial LLC other | Other | Sep 20, 2016 | Sep 19, 2016 |
Page 1 of 1
42 moves match.