DFX Intelligence
Advisor moves
Departures from Voya Financial Advisors, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,538 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Dustin Norman | Voya Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 27, 2018 | Nov 27, 2018 |
| Adam Tyler Costarella | Voya Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 27, 2018 | Nov 26, 2018 |
| Timothy E. Taranto | Voya Financial Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2018 | Nov 15, 2018 |
| Jeffrey Sean Mcgough | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2018 | Oct 30, 2018 |
| Erwin Lynn Staples | Voya Financial Advisors, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2018 | Sep 19, 2023 (1785 d) |
| Kyle Foreman | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2018 | Apr 1, 2019 (167 d) |
| Abby Rae Belvin | Voya Financial Advisors, Inc. BD affiliated | West Financial Advisors, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2018 | Oct 11, 2018 |
| Sara Ashley Laclair | Voya Financial Advisors, Inc. BD affiliated | Capital Insight Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2018 | Oct 22, 2018 |
| James David Ennis | Voya Financial Advisors, Inc. BD affiliated | Focus Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2018 | Oct 4, 2018 |
| Ellis Gerald Mitchell | Voya Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 2, 2018 | Sep 28, 2018 |
| Amanda Elise Devilbiss Fuller | Voya Financial Advisors, Inc. BD affiliated | One Wealth Map, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2018 | May 30, 2019 (245 d) |
| Bryan Charles Bradford | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2018 | Sep 19, 2018 |
| Satyaprasad Chakravarthy | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2018 | Sep 5, 2018 |
| Brendon O Moore | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2018 | Aug 31, 2018 |
| Kalyan George Raman | Voya Financial Advisors, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2018 | Aug 21, 2018 |
| Bill Stevenson Childers | Voya Financial Advisors, Inc. BD affiliated | USA Financial Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2018 | Aug 10, 2018 |
| Gregory Lee Karp | Voya Financial Advisors, Inc. BD affiliated | USA Financial Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2018 | Aug 22, 2018 |
| Bill S Childers | Voya Financial Advisors, Inc. BD affiliated | USA Financial Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2018 | Aug 15, 2018 |
| Matthew Alan Greer | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2018 | Aug 2, 2018 |
| David Joel Burson | Voya Financial Advisors, Inc. BD affiliated | Assetmark, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2018 | Jan 27, 2021 (908 d) |
| George Hall | Voya Financial Advisors, Inc. BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2018 | Nov 5, 2019 (463 d) |
| Lawrence Benton Silver | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2018 | Jul 23, 2018 |
| Barry Randal Wiskirchen | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2018 | Jul 18, 2018 |
| Jason D Hasson | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2018 | Jul 23, 2018 |
| Gabriel Paul Schneiss | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2018 | Jul 18, 2018 |
| James E Joly | Voya Financial Advisors, Inc. BD affiliated | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2018 | Jul 27, 2018 |
| Von Dorcus Cook | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2018 | Jul 13, 2018 |
| Sardar Sheraz Iftikhar | Voya Financial Advisors, Inc. BD affiliated | Arch Global Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2018 | Mar 22, 2019 (249 d) |
| Scott Satalino | Voya Financial Advisors, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2018 | Jun 13, 2024 (2169 d) |
| Donnie A. Bell | Voya Financial Advisors, Inc. BD affiliated | W&S Brokerage Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 6, 2018 | Sep 14, 2018 (70 d) |
| Theodore Alphonse Boulay | Voya Financial Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2018 | Dec 3, 2018 (153 d) |
| Graham William Jepsen | Voya Financial Advisors, Inc. BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2018 | Jun 25, 2018 |
| Daniel Ward Johnson | Voya Financial Advisors, Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2018 | Jul 2, 2018 |
| Ryan Wynn Tuff | Voya Financial Advisors, Inc. BD affiliated | Signator Investors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2018 | Jul 31, 2018 (43 d) |
| Jonathan James Uldrikis | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2018 | Sep 15, 2018 (100 d) |
| Sean Mcaneney | Voya Financial Advisors, Inc. BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2018 | May 30, 2018 |
| Steven James Hasenmueller | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2018 | May 31, 2018 |
| Bryan Dale Dearden | Voya Financial Advisors, Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2018 | Jun 4, 2018 |
| Michael Stocksick | Voya Financial Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 1, 2018 | Jun 6, 2018 |
| Gordon Burke Ward | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 25, 2018 | Sep 24, 2018 (122 d) |
| Thomas Patrick Kenney | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2018 | Sep 24, 2018 (125 d) |
| Joanna Sammy-Sasiene | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2018 | Sep 15, 2018 (116 d) |
| Alfredo Hernandez | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2018 | Sep 15, 2018 (116 d) |
| Joseph Anthony O'Boyle | Voya Financial Advisors, Inc. BD affiliated | O'Boyle Wealth Management, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 17, 2018 | May 9, 2018 |
| Denis Patrick Kelleher | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2018 | Oct 23, 2018 (160 d) |
| Jason Matthew Linder | Voya Financial Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2018 | Apr 30, 2018 |
| Albin Mauritz Linder | Voya Financial Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2018 | Apr 30, 2018 |
| Seth Albin Linder | Voya Financial Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2018 | Apr 30, 2018 |
| Timothy Keith Kadlec | Voya Financial Advisors, Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2018 | May 1, 2018 |
| Rebecca Jean Ruvolo | Voya Financial Advisors, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 30, 2018 | Jun 5, 2018 (36 d) |
| Andrew Dennis Pierce | Voya Financial Advisors, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2018 | Apr 23, 2018 |
| Arthur Jacob Winston | Voya Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 21, 2018 | Mar 23, 2018 |
| Kasi Richardson Boyles | Voya Financial Advisors, Inc. other | Osaic Fa, Inc. other | Other | Mar 19, 2018 | Mar 27, 2018 |
| Patrick Patterson | Voya Financial Advisors, Inc. other | E*Trade Capital Management, LLC independent RIA | Other | Mar 16, 2018 | Mar 27, 2018 |
| Nelvine Alfonso Ocampo | Voya Financial Advisors, Inc. other | Questar Asset Management, Inc. BD affiliated | Other | Mar 2, 2018 | Mar 1, 2018 |
| Matthew Ross Shack | Voya Financial Advisors, Inc. other | Raymond James Financial Services Advisors, Inc BD affiliated | Other | Mar 2, 2018 | Mar 23, 2018 |
| Matthew Wayne Martinson | Voya Financial Advisors, Inc. other | Efs Advisors other | Other | Feb 22, 2018 | Feb 26, 2018 |
| Layne Virgil Monroe | Voya Financial Advisors, Inc. other | Integrity Alliance, LLC independent RIA | Other | Feb 20, 2018 | Feb 22, 2018 |
| Eric Gibbs | Voya Financial Advisors, Inc. other | Strategic Advisers LLC national BD | Other | Feb 9, 2018 | Mar 8, 2018 |
| Bradford Lee Owens | Voya Financial Advisors, Inc. other | Edward Jones national BD | Other | Feb 9, 2018 | Feb 13, 2018 |