DFX Intelligence
Advisor moves
Departures from Fidelity Personal And Workplace AdvisorsWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,542 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Luigi R. Auriemma | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 2, 2023 | Aug 16, 2023 |
| Austin T Kline | Fidelity Personal And Workplace Advisors BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2023 | Dec 15, 2023 (135 d) |
| Melissa Nazareno Margallo | Fidelity Personal And Workplace Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Aug 1, 2023 |
| Merissa C. Mccuen | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 1, 2023 | Aug 22, 2023 |
| Derek Ezra Tanuvasa | Fidelity Personal And Workplace Advisors BD affiliated | Soltis Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2023 | Aug 15, 2023 |
| Eric Goplin | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 1, 2023 | Nov 25, 2024 (482 d) |
| Brenda J. Donohue | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 31, 2023 | Aug 10, 2023 |
| Fay Fatma Elling | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 31, 2023 | Aug 1, 2023 |
| Nicholas James Eppler | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Sep 1, 2023 (32 d) |
| Dominic Ross | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Oct 31, 2023 (92 d) |
| Alice Huang | Fidelity Personal And Workplace Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2023 | Sep 7, 2023 (41 d) |
| Craig Poluszek | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 28, 2023 | Oct 4, 2023 (68 d) |
| Samia Tony Elias | Fidelity Personal And Workplace Advisors BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2023 | Nov 16, 2023 (111 d) |
| Lydia Paige Smith | Fidelity Personal And Workplace Advisors BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2023 | Aug 21, 2023 |
| Zachary Alexander Nelson | Fidelity Personal And Workplace Advisors BD affiliated | Newfront Retirement Services, Inc. institutional | Other | Jul 26, 2023 | Jul 26, 2023 |
| Caleb Mccranie | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 26, 2023 | Aug 15, 2023 |
| Lenet Rivas | Fidelity Personal And Workplace Advisors BD affiliated | Cresset Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2023 | Aug 24, 2023 |
| Nekesa V Schutte | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 26, 2023 | Jun 24, 2025 (699 d) |
| Matthew L Davies | Fidelity Personal And Workplace Advisors BD affiliated | Edelman Financial Engines mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 25, 2023 | Aug 24, 2023 |
| Phellipe Santos | Fidelity Personal And Workplace Advisors BD affiliated | Grant Private Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 25, 2023 | Mar 8, 2024 (227 d) |
| Derek Joseph Hamant | Fidelity Personal And Workplace Advisors BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2023 | Dec 6, 2024 (500 d) |
| Robert Chen | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 21, 2023 | Nov 29, 2023 (131 d) |
| Ines Delia Collazo | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 21, 2023 | May 13, 2025 (662 d) |
| Peter Joseph Virgilio | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 21, 2023 | Aug 7, 2023 |
| Jonathan Shier | Fidelity Personal And Workplace Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2023 | Feb 9, 2024 (203 d) |
| Kamar Plunkett | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 20, 2023 | Jul 24, 2023 |
| Jeannette Harris | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 20, 2023 | Aug 16, 2023 |
| Kevin Grant Brown | Fidelity Personal And Workplace Advisors BD affiliated | Simplicity Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2023 | Sep 7, 2023 (49 d) |
| Garegin Hambardzumyan | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 20, 2023 | Mar 7, 2025 (596 d) |
| Jackson Weaver | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 20, 2023 | Apr 18, 2024 (273 d) |
| Richard James Haeufle | Fidelity Personal And Workplace Advisors BD affiliated | Horter Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2023 | Aug 2, 2023 |
| Wesley J Cope | Fidelity Personal And Workplace Advisors BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 17, 2023 | Jul 27, 2023 |
| William Joseph Cooper | Fidelity Personal And Workplace Advisors BD affiliated | Accurate Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2023 | Sep 29, 2023 (77 d) |
| Kristi-Anna Celeste Abdoo | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 14, 2023 | Aug 4, 2023 |
| Gabriel Trey Devoto | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2023 | Apr 29, 2025 (656 d) |
| Stephen Yeager | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 13, 2023 | Aug 17, 2026 (1131 d) |
| Peter Gove Kelly | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 12, 2023 | Jul 10, 2023 |
| Reed Padgett | Fidelity Personal And Workplace Advisors BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 12, 2023 | Jul 10, 2023 |
| Carter Andrew Burns | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2023 | Aug 16, 2023 (35 d) |
| Dylan Lee Bowman | Fidelity Personal And Workplace Advisors BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2023 | Jul 2, 2024 (356 d) |
| Christopher Adam Allen Perry | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2023 | Jul 25, 2023 |
| Matthew Costigan | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 11, 2023 | Jul 10, 2023 |
| Marcia Ann-Marie Seaton | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2023 | Jul 30, 2026 (1116 d) |
| Dhaval Patel | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 7, 2023 | Apr 25, 2024 (293 d) |
| Sohrab Abbas Zarasvand | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 6, 2023 | Jul 12, 2023 |
| Spencer Edward Cure | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 6, 2023 | Mar 28, 2024 (266 d) |
| Jenifer Koch | Fidelity Personal And Workplace Advisors BD affiliated | Allegheny Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2023 | Jul 26, 2023 |
| Marisa Gutierrez | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 6, 2023 | Aug 28, 2023 (53 d) |
| David Mawhinney | Fidelity Personal And Workplace Advisors BD affiliated | Stream Financial Advice, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 6, 2023 | Nov 8, 2023 (125 d) |
| Shannon Vendrell Reed | Fidelity Personal And Workplace Advisors BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2023 | Oct 24, 2023 (110 d) |
| Joseph Charles Clifton | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 5, 2023 | Jun 23, 2025 (719 d) |
| Robert Nathan Borham | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2023 | Aug 1, 2023 |
| Benjamin Reed Beecher | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2023 | Jun 20, 2023 |
| Tai S. Park | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 27, 2023 | Oct 3, 2023 (98 d) |
| Jonathon James Kugler | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 27, 2023 | Jul 10, 2023 |
| Ian Mcdougall | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2023 | Jun 27, 2023 |
| Hogan Roberts Disbrow | Fidelity Personal And Workplace Advisors BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jun 26, 2023 | Jun 30, 2023 |
| Autumn Doolittle Zarkos | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 23, 2023 | May 31, 2023 |
| Ashford Fulmer | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 23, 2023 | Jul 12, 2023 |
| Matthew Nadim Menkhaus | Fidelity Personal And Workplace Advisors BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2023 | Jun 26, 2024 (369 d) |