DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Fidelity Personal And Workplace Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Feliz | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Oct 25, 2024 | Nov 7, 2024 |
| Anita Veronica Taymore | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 25, 2024 | Jan 20, 2026 (452 d) |
| Adam Doerr | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 25, 2024 | Dec 12, 2024 (48 d) |
| Carlos Hernando Escobar | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2024 | Dec 10, 2024 (46 d) |
| Megan Maughan | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 22, 2024 | Nov 27, 2024 (36 d) |
| Juan J Faget Aveledo | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 18, 2024 | Nov 8, 2024 |
| Alec Julian Aronstam | Fidelity Personal And Workplace Advisors BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 18, 2024 | Jan 3, 2025 (77 d) |
| Travis Joseph Ryan | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 18, 2024 | Oct 22, 2024 |
| John Stephen Hannan | Fidelity Personal And Workplace Advisors BD affiliated | Ritter Daniher Financial Advisory LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2024 | Nov 18, 2024 (31 d) |
| Bryan Phillip Urbach | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 18, 2024 | Nov 4, 2024 |
| Milan Grbic | Fidelity Personal And Workplace Advisors BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2024 | Feb 6, 2025 (111 d) |
| Cody Ball | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 16, 2024 | Nov 13, 2024 |
| Cory Mitchell | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2024 | Oct 16, 2024 |
| Sydney Ann Conner | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Oct 15, 2024 | Oct 31, 2024 |
| Cody R Skarning | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 14, 2024 | Oct 11, 2024 |
| Ryan Farrell | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 14, 2024 | Oct 16, 2024 |
| Aaron Simon | Fidelity Personal And Workplace Advisors BD affiliated | Ernst & Young Investment Advisers Llp no RAUM | Other | Oct 14, 2024 | Jun 6, 2025 (235 d) |
| Robert Alexander Palumbo | Fidelity Personal And Workplace Advisors BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Jan 7, 2025 (88 d) |
| Brandon Bartels | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 9, 2024 | Oct 29, 2024 |
| Liam Ehlers | Fidelity Personal And Workplace Advisors BD affiliated | Missionsquare Retirement institutional | Other | Oct 8, 2024 | Nov 4, 2024 |
| Anna M Barone | Fidelity Personal And Workplace Advisors BD affiliated | Universal Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 7, 2024 | Apr 24, 2026 (564 d) |
| Esmeralda Cortes Ruiz | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 7, 2024 | Oct 29, 2024 |
| Grant Jennings | Fidelity Personal And Workplace Advisors BD affiliated | Whitaker-Myers Wealth Managers, Ltd. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2024 | Oct 17, 2024 |
| Zachary Mecham | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 5, 2024 | Oct 23, 2024 |
| Marc J Wein | Fidelity Personal And Workplace Advisors BD affiliated | Beacon Global Advisor Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2024 | Nov 20, 2024 (46 d) |
| Michael Wolf | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 4, 2024 | Feb 23, 2026 (507 d) |
| Patrick Henry Phimmasone | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 4, 2024 | Oct 23, 2024 |
| Brandon Shemonia | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 4, 2024 | Aug 6, 2025 (306 d) |
| Keegan William Clark | Fidelity Personal And Workplace Advisors BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Mar 19, 2025 (166 d) |
| Renee Wallace | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 4, 2024 | Oct 22, 2024 |
| Colton Tye Bouher | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 4, 2024 | Nov 18, 2024 (45 d) |
| Nordia Hue | Fidelity Personal And Workplace Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2024 | Sep 27, 2024 |
| Chauncey M Carter | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 2, 2024 | Oct 25, 2024 |
| Ajay Bharat Shingala | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 2, 2024 | Nov 19, 2024 (48 d) |
| Merwiey Farhat | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 2, 2024 | Jul 10, 2025 (281 d) |
| William Winstead Witter | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 1, 2024 | Nov 21, 2025 (416 d) |
| Nicholas Kenneth Olson | Fidelity Personal And Workplace Advisors BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 1, 2024 | Mar 31, 2025 (181 d) |
| Imran Olamide Akinteye | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2024 | Oct 17, 2024 |
| John Rizer | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 28, 2024 | Sep 30, 2024 |
| Qin Zhao | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 27, 2024 | Oct 24, 2024 |
| Siobhan Kirby Morse | Fidelity Personal And Workplace Advisors BD affiliated | Capital Group Private Client Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2024 | Oct 25, 2024 |
| Terence Triantafillidis | Fidelity Personal And Workplace Advisors BD affiliated | The Salvetti Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2024 | May 2, 2025 (217 d) |
| Joshua Randolph Peterson | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2024 | Aug 21, 2026 (695 d) |
| Paul Michael Bandurski | Fidelity Personal And Workplace Advisors BD affiliated | Symmetry Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2024 | Nov 29, 2024 (66 d) |
| Jason K Carducci | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 24, 2024 | Sep 19, 2024 |
| Paul Jackson Pannell | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2024 | Jul 28, 2025 (307 d) |
| Jose Ismael Medina | Fidelity Personal And Workplace Advisors BD affiliated | J I Medina Investments, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 23, 2024 | Nov 12, 2024 (50 d) |
| Ana Mason | Fidelity Personal And Workplace Advisors BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Sep 23, 2024 | Nov 11, 2024 (49 d) |
| Guillermo Camacho | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 23, 2024 | Sep 25, 2024 |
| Parker Martinez | Fidelity Personal And Workplace Advisors BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Sep 23, 2024 | Aug 10, 2026 (686 d) |
| Jamie Michelle Langlow | Fidelity Personal And Workplace Advisors BD affiliated | Truewealth Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2024 | Aug 20, 2025 (331 d) |
| Jacob M Mason | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 20, 2024 | Oct 21, 2024 (31 d) |
| Jeffery Phillip Cossar | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2024 | Aug 28, 2025 (344 d) |
| Daniel David Le | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 18, 2024 | Oct 31, 2024 (43 d) |
| Sarah Desmond | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 18, 2024 | Sep 17, 2024 |
| Brian Woolston | Fidelity Personal And Workplace Advisors BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2024 | Oct 15, 2024 |
| Daniela Larrotta Bonilla | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 18, 2024 | Oct 22, 2024 (34 d) |
| Jarod Matlock | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 18, 2024 | Oct 17, 2024 |
| Anne Morgan Barbera | Fidelity Personal And Workplace Advisors BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Sep 18, 2024 | Sep 25, 2024 |
| Marvin Hardiman | Fidelity Personal And Workplace Advisors BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2024 | Jan 7, 2026 (478 d) |
2,541 moves match.