DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Investors Capital Advisory

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Timothy Boyle MurphyInvestors Capital Advisory otherIntegrated Wealth Concepts LLC otherOtherOct 18, 2016Feb 7, 2017 (112 d)
Barton LiroInvestors Capital Advisory otherFirst Allied Asset Management, Inc. otherOtherOct 18, 2016Mar 9, 2015
Kenneth K NdunguInvestors Capital Advisory otherMorgan Stanley wirehouseOtherOct 18, 2016Dec 9, 2021 (1878 d)
Christopher Thomas McdonoughInvestors Capital Advisory otherSantander Securities otherOtherOct 18, 2016Jan 4, 2017 (78 d)
Gary Russell AikenInvestors Capital Advisory otherThe Capital Advisory Group Advisory Services, LLC otherOtherOct 3, 2016Oct 21, 2008
Gerard George FigariInvestors Capital Advisory otherLoyd Capital Performance Partners, Inc. unclassifiedOtherOct 3, 2016May 24, 2012
Richard Patrick BiagiottiInvestors Capital Advisory otherPersonal Financial Management Plus, Inc. unclassifiedOtherOct 3, 2016Jan 20, 2005
Lisa Sloan KarlinInvestors Capital Advisory otherMagis Financial Partners otherOtherOct 3, 2016Feb 12, 2014
Richard W RogersInvestors Capital Advisory otherAbbey Capital LLC unclassifiedOtherOct 3, 2016Oct 21, 2009
Jonathan Edward RogersInvestors Capital Advisory otherAbbey Capital LLC unclassifiedOtherOct 3, 2016Oct 21, 2009
Marianne Rice ReevesInvestors Capital Advisory otherOne Wealth Map, LLC no RAUMOtherOct 3, 2016Aug 25, 2015
Kathryn Carleen PaghInvestors Capital Advisory otherNewaukum Wealth Management, LLC unclassifiedOtherOct 3, 2016Jan 7, 2015
Carl Frederick HansonInvestors Capital Advisory otherStroudwater Wealth Management unclassifiedOtherOct 3, 2016Nov 19, 2019 (1142 d)
Christopher Arthur MarkosInvestors Capital Advisory otherChoice Wealth Advisors LLC no RAUMOtherOct 3, 2016Aug 22, 2018 (688 d)
Glenn Richard WhalenInvestors Capital Advisory otherChoice Wealth Advisors LLC no RAUMOtherOct 3, 2016Aug 22, 2018 (688 d)
Matthew James LibbyInvestors Capital Advisory otherChoice Wealth Advisors LLC no RAUMOtherOct 3, 2016Aug 22, 2018 (688 d)
Samuel D. QuoosInvestors Capital Advisory otherCommonwealth Financial Network national BDOtherOct 1, 2016Nov 15, 2016 (45 d)
Stephen George HarlowInvestors Capital Advisory otherUSA Financial Securities LLC otherOtherSep 19, 2016Sep 16, 2016
Robert Scott GinsbergInvestors Capital Advisory otherWoodbury Financial Services, Inc. otherOtherSep 19, 2016Sep 20, 2016
Ryan Samuel NaserInvestors Capital Advisory otherWoodbury Financial Services, Inc. otherOtherSep 19, 2016Sep 21, 2016
David Joseph GallantInvestors Capital Advisory otherAmerican Portfolios Advisors, Inc otherOtherSep 15, 2016Sep 21, 2016
Robert Louis TedoldiInvestors Capital Advisory otherOsaic Fs, Inc. otherOtherSep 14, 2016Oct 7, 2016
Amardeep Singh GrewalInvestors Capital Advisory otherIc Advisory Services, Inc. otherOtherSep 14, 2016Sep 15, 2016
Christopher Jason CowanInvestors Capital Advisory otherCapital Investment Advisory Services, LLC otherOtherSep 14, 2016Sep 27, 2016
Antonio Pedro GomesInvestors Capital Advisory otherAdvanced Wealth Management independent RIAOtherSep 14, 2016Jun 18, 2025 (3199 d)
Marianne Katherine BrouilletteInvestors Capital Advisory otherCapital Investment Advisory Services, LLC otherOtherSep 14, 2016Nov 21, 2016 (68 d)
Kevin HebsonInvestors Capital Advisory otherKevin Hebson & Company state registeredOtherSep 14, 2016Aug 12, 2016
Stephen John DonnellyInvestors Capital Advisory otherQuestar Asset Management, Inc. otherOtherSep 13, 2016Sep 12, 2016
Mark Andrew KovacsInvestors Capital Advisory otherCambridge Investment Research Advisors, Inc. otherOtherSep 13, 2016Sep 9, 2016
Michael Stephen WallmanInvestors Capital Advisory otherH. Beck, Inc. otherOtherSep 13, 2016Sep 15, 2016
Ronald Lee NalvenInvestors Capital Advisory otherModern Capital Advisors, LLC otherOtherSep 7, 2016Jan 19, 2017 (134 d)
Paul Thomas LysanInvestors Capital Advisory otherCentaurus Financial, Inc. otherOtherSep 6, 2016Sep 13, 2016
Anthony Frederick HobsonInvestors Capital Advisory otherMoney Concepts Advisory Service otherOtherSep 6, 2016Oct 24, 2016 (48 d)
David Christopher SmithInvestors Capital Advisory otherKms Financial Services, Inc otherOtherSep 1, 2016Nov 8, 2016 (68 d)
Jeffrey Michael DavisInvestors Capital Advisory otherSagepoint Financial, Inc. otherOtherAug 30, 2016May 2, 2017 (245 d)
Christian GinolfiInvestors Capital Advisory otherEastern Point Advisors Inc. unclassifiedOtherAug 30, 2016Oct 31, 2007
Frank Christian GermanoInvestors Capital Advisory otherOsaic Fs, Inc. otherOtherAug 15, 2016Aug 12, 2016
Jeffrey Scott EnglerInvestors Capital Advisory otherOsaic Fs, Inc. otherOtherAug 15, 2016Aug 12, 2016
Philip Timothy WielochInvestors Capital Advisory otherCapital Financial Services, Inc. otherOtherAug 15, 2016Aug 15, 2016
John Samuel DifedericoInvestors Capital Advisory otherOsaic Fs, Inc. otherOtherAug 15, 2016Aug 12, 2016
Celeste M MonaghanInvestors Capital Advisory otherCambridge Investment Research Advisors, Inc. otherOtherAug 12, 2016Aug 8, 2016
Frederick Allan GrayInvestors Capital Advisory otherIndependent Financial Group, LLC otherOtherAug 10, 2016Aug 8, 2016
Laurie Ann Ellis-McleodInvestors Capital Advisory otherH. Beck, Inc. otherOtherAug 5, 2016Aug 4, 2016
Richard Carmine CellaInvestors Capital Advisory otherIpswich Bay Advisors unclassifiedOtherAug 4, 2016May 4, 2009
Charles Paul KateridgeInvestors Capital Advisory otherIc Advisory Services, Inc. otherOtherAug 4, 2016Aug 3, 2016
Donald Michael KeeganInvestors Capital Advisory otherIc Advisory Services, Inc. otherOtherAug 4, 2016Aug 8, 2016
Robert R ValleeInvestors Capital Advisory otherSantander Securities otherOtherAug 3, 2016Aug 8, 2016
Wendy Lesa Gipson-FitzpatrickInvestors Capital Advisory otherLPL Financial LLC otherOtherAug 2, 2016Aug 1, 2016
Henri Louis RocheleauInvestors Capital Advisory otherVoya Financial Advisors, Inc. otherOtherAug 2, 2016Jul 12, 2016
Jane AnInvestors Capital Advisory otherVoya Financial Advisors, Inc. otherOtherAug 1, 2016Aug 3, 2016
Daniela AljawadInvestors Capital Advisory otherVoya Financial Advisors, Inc. otherOtherAug 1, 2016Aug 3, 2016
Melisa Mae LloydInvestors Capital Advisory otherJ. W. Cole Advisors, Inc. otherOtherJul 29, 2016Aug 4, 2016
David Louis MartinInvestors Capital Advisory otherGlobal Investment Advisors, LLC unclassifiedOtherJul 27, 2016Sep 29, 2016 (64 d)
Daryl MillerInvestors Capital Advisory otherCantella & Co., Inc. otherOtherJul 27, 2016Jul 27, 2016
Mark Alan ForemanInvestors Capital Advisory otherThe Capital Advisory Group Advisory Services, LLC otherOtherJul 25, 2016Jan 13, 2014
Todd Joseph MorrisInvestors Capital Advisory otherThe Capital Advisory Group Advisory Services, LLC otherOtherJul 25, 2016Jan 4, 2016
David Ervin DennistonInvestors Capital Advisory otherThe Capital Advisory Group Advisory Services, LLC otherOtherJul 25, 2016Sep 11, 2008
Roger Alan AndersonInvestors Capital Advisory otherThe Capital Advisory Group Advisory Services, LLC otherOtherJul 23, 2016Jan 13, 2014
Henry Aaron GreenbergInvestors Capital Advisory otherVoya Financial Advisors, Inc. otherOtherJul 23, 2016Jul 12, 2016
Brett Allen MachtigInvestors Capital Advisory otherThe Capital Advisory Group Advisory Services, LLC otherOtherJul 23, 2016May 31, 2006
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272 moves match.