DFX Intelligence
Advisor moves
Departures from RBC Capital Markets, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,418 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas G Mueller | RBC Capital Markets, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2021 | Nov 12, 2021 |
| Christina Marie Lauderdale | RBC Capital Markets, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2021 | Oct 29, 2021 |
| Bridget Renee Lee | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2021 | Nov 1, 2021 |
| Jenna Lynn Mielke | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 12, 2021 | Oct 27, 2021 |
| Matt John Vanden Heuvel | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 10, 2021 | Nov 12, 2021 |
| Craig William Strong | RBC Capital Markets, LLC national BD | Fbl Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2021 | Nov 30, 2021 |
| Bryon W Smith | RBC Capital Markets, LLC national BD | Planned Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2021 | Dec 9, 2021 (35 d) |
| Jacob James Herd | RBC Capital Markets, LLC national BD | Quantitative Advantage, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2021 | Nov 22, 2021 |
| Caitlin E Alcon | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 3, 2021 | Feb 22, 2022 (111 d) |
| Julie Skinner | RBC Capital Markets, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 3, 2021 | Nov 16, 2021 |
| Chelsea Augusta Traub | RBC Capital Markets, LLC national BD | Seia independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2021 | Nov 29, 2021 |
| Kim L Collins | RBC Capital Markets, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 2, 2021 | Nov 12, 2021 |
| Megan Victoria Forestieri | RBC Capital Markets, LLC national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2021 | Dec 1, 2021 |
| Christopher Piers Edgcomb | RBC Capital Markets, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2021 | Oct 26, 2021 |
| Leslie Edgcomb | RBC Capital Markets, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2021 | Oct 18, 2021 |
| Alison Mills Gardner | RBC Capital Markets, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2021 | Nov 9, 2021 |
| Melinda Lee Schad | RBC Capital Markets, LLC national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Oct 19, 2021 | Oct 21, 2021 |
| Amanda L Braun | RBC Capital Markets, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 19, 2021 | Nov 15, 2021 |
| David Michael Sieben | RBC Capital Markets, LLC national BD | Sieben Wealth Planning LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2021 | Jan 4, 2022 (88 d) |
| Merritt Kay Hicks | RBC Capital Markets, LLC national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2021 | Sep 8, 2021 |
| Nicholas James Murphy | RBC Capital Markets, LLC national BD | Truclarity Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2021 | Sep 17, 2021 |
| Gary William Kiemele | RBC Capital Markets, LLC national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2021 | Sep 8, 2021 |
| Thomas Charles Pell | RBC Capital Markets, LLC national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2021 | Oct 6, 2021 |
| Tania L Gordon | RBC Capital Markets, LLC national BD | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2021 | Sep 21, 2021 |
| Howard Louis Margolis | RBC Capital Markets, LLC national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Sep 23, 2021 | Dec 3, 2021 (71 d) |
| Frank David Voli | RBC Capital Markets, LLC national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 20, 2021 | Oct 4, 2021 |
| Marygrace Guastella | RBC Capital Markets, LLC national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 16, 2021 | Sep 3, 2021 |
| Christopher Michael Andreach | RBC Capital Markets, LLC national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 16, 2021 | Sep 3, 2021 |
| Kimberly Ann Perrault | RBC Capital Markets, LLC national BD | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2021 | Sep 1, 2021 |
| Edward Lee Kuharski | RBC Capital Markets, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2021 | Aug 23, 2021 |
| Jefferey D Redford | RBC Capital Markets, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 3, 2021 | Sep 8, 2021 |
| William Philip Kuharski | RBC Capital Markets, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2021 | Aug 23, 2021 |
| Jennifer Lynn Eggleston | RBC Capital Markets, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2021 | Sep 9, 2021 |
| Katherine Ann Ludeman | RBC Capital Markets, LLC national BD | Private Advisory independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2021 | Aug 18, 2021 |
| Alison Tubbs Mandi | RBC Capital Markets, LLC national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 10, 2021 | Jul 23, 2021 |
| Jacqueline Laura Carrillo | RBC Capital Markets, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 10, 2021 | Aug 3, 2021 |
| David Duane Smith | RBC Capital Markets, LLC national BD | John Hancock Investment Management LLC asset manager | Other | Aug 10, 2021 | Aug 4, 2021 |
| Kirk T Weber | RBC Capital Markets, LLC national BD | Nationwide Securities, LLC no RAUM | Other | Aug 10, 2021 | Aug 13, 2021 |
| Chelsea Ann Seibel | RBC Capital Markets, LLC national BD | Manning & Napier Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2021 | Sep 21, 2021 (42 d) |
| Gregory Charles Sensale | RBC Capital Markets, LLC national BD | Stephens BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2021 | Aug 16, 2021 |
| Clifton Ford Moran | RBC Capital Markets, LLC national BD | Portfolio Advisory Council,L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2021 | Jul 19, 2022 (343 d) |
| David Trainor Tremblay | RBC Capital Markets, LLC national BD | Cooper Lapman Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2021 | Aug 3, 2021 |
| Dominic Anthony Bova | RBC Capital Markets, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2021 | Aug 16, 2021 |
| Melissa Kenshalo | RBC Capital Markets, LLC national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jul 29, 2021 | Jul 8, 2021 |
| Adam Tekel | RBC Capital Markets, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 29, 2021 | Jul 22, 2021 |
| Daniel Brian Maude | RBC Capital Markets, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 16, 2021 | Jul 22, 2021 |
| Julian Anthony Korber | RBC Capital Markets, LLC national BD | Org Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2021 | Jun 18, 2021 |
| Brett W Quick | RBC Capital Markets, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 7, 2021 | Jun 2, 2023 (695 d) |
| Shawn Shyama Patt | RBC Capital Markets, LLC national BD | Mag Cap mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2021 | Jun 15, 2021 |
| Forrest Michael Murphy | RBC Capital Markets, LLC national BD | Aspen Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2021 | Aug 3, 2021 (40 d) |
| Henry Podlaszewski Jr. | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 17, 2021 | Jun 16, 2021 |
| Laura Sand Cheeley | RBC Capital Markets, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2021 | Jun 18, 2021 |
| Nickolas Steven Venetos | RBC Capital Markets, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 17, 2021 | Jun 4, 2021 |
| Jessica R Wright | RBC Capital Markets, LLC national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 16, 2021 | Jun 10, 2021 |
| John Matthew Boggust | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 7, 2021 |
| Bjorn William Amundson | RBC Capital Markets, LLC national BD | Quarry Hill Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2021 | May 28, 2021 |
| Joseph T. Hahn | RBC Capital Markets, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 9, 2021 | Aug 31, 2022 (448 d) |
| Richard Alexander Fitzburgh | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2021 | May 24, 2021 |
| Richard Samuel Mcguire | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2021 | May 21, 2021 |
| Saundra Lynne Shaw | RBC Capital Markets, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Mar 8, 2023 (644 d) |