DFX Intelligence
Advisor moves
Departures from RBC Capital Markets, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Paul Russo | RBC Capital Markets, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2023 | Oct 18, 2023 |
| Gabriela Rubio | RBC Capital Markets, LLC national BD | Creative Financial Designs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2023 | Jan 8, 2024 (75 d) |
| Charles C Morgan | RBC Capital Markets, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 25, 2023 | Apr 23, 2024 (181 d) |
| Brock Raymond Hively | RBC Capital Markets, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2023 | Oct 3, 2023 |
| Joshua Patrick Smeltzer | RBC Capital Markets, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2023 | Oct 3, 2023 |
| Aaron Niels Gingrich | RBC Capital Markets, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2023 | Oct 3, 2023 |
| Emily Catherine Sides | RBC Capital Markets, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2023 | Oct 3, 2023 |
| Jessica Ann Marie Hall | RBC Capital Markets, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2023 | Oct 3, 2023 |
| Cameron Goodling | RBC Capital Markets, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2023 | Oct 3, 2023 |
| Julie D Frantz | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 11, 2023 | Nov 9, 2023 |
| Jeffrey Michael Thielen | RBC Capital Markets, LLC national BD | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2023 | Sep 28, 2023 |
| Asif M Bhally | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Oct 11, 2023 | Jun 20, 2024 (253 d) |
| Shari Ann La Fleur | RBC Capital Markets, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 11, 2023 | Oct 12, 2023 |
| Richard Walter Fairchild | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 11, 2023 | Sep 29, 2023 |
| Tiffanie Lois Sojourner | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 11, 2023 | Oct 9, 2023 |
| Reanna Marie Wenham | RBC Capital Markets, LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Oct 10, 2023 |
| Blake Allen Peterson | RBC Capital Markets, LLC national BD | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Sep 28, 2023 |
| Megan Haller Keenan | RBC Capital Markets, LLC national BD | Lansing Street Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2023 | Nov 20, 2023 (54 d) |
| Mathew Jason Demikat | RBC Capital Markets, LLC national BD | Ernst & Young Investment Advisers Llp no RAUM | Other | Sep 27, 2023 | Jun 11, 2025 (623 d) |
| Andrew Ielmini | RBC Capital Markets, LLC national BD | Neuberger Berman Bd LLC no RAUM | Other | Sep 27, 2023 | Sep 25, 2023 |
| Peta Perri Sklarz | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 20, 2023 | Oct 3, 2023 |
| Terresa Elizabeth Laird | RBC Capital Markets, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2023 | Apr 7, 2025 (565 d) |
| David Lee Paxton | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 20, 2023 | Sep 11, 2023 |
| Del Arden Turner | RBC Capital Markets, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2023 | Sep 7, 2023 |
| Courtney Hershberger | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 6, 2023 | Aug 16, 2023 |
| Jason Scott Patterson | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 6, 2023 | Aug 18, 2023 |
| Ryan Patrick Wilson | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 6, 2023 | Aug 17, 2023 |
| Gabriel Aguirre | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 6, 2023 | Aug 17, 2023 |
| Maxwell Bottene | RBC Capital Markets, LLC national BD | Epiq Capital Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2023 | Aug 24, 2023 |
| Nathaniel P Conery | RBC Capital Markets, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2023 | Oct 10, 2023 (41 d) |
| Sarah Conroy Hickey | RBC Capital Markets, LLC national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2023 | Sep 12, 2023 |
| Nicole Delinda Bascombe | RBC Capital Markets, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 9, 2023 | Oct 24, 2023 (76 d) |
| Jose M Borro | RBC Capital Markets, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2023 | Sep 12, 2023 (34 d) |
| Intreabud T Tran | RBC Capital Markets, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 20, 2023 | Aug 1, 2023 |
| Nathaniel James Angelo | RBC Capital Markets, LLC national BD | Composition Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 13, 2023 | Jul 7, 2023 |
| Brianna Marie Kvam | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 13, 2023 | Jun 29, 2023 |
| Robert Edward Flannigan | RBC Capital Markets, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2023 | Jul 27, 2023 |
| Davis Paul Ward Michaud | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 13, 2023 | Jul 3, 2023 |
| Richard Matthews | RBC Capital Markets, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2023 | Aug 28, 2023 (48 d) |
| Kasey Gaines | RBC Capital Markets, LLC national BD | Psalm Capital state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 6, 2023 | Jun 16, 2023 |
| Dayna Mason | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 29, 2023 | Jul 10, 2023 |
| Polly Richardson | RBC Capital Markets, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 27, 2023 | Jun 13, 2023 |
| Blake W Mckibbin | RBC Capital Markets, LLC national BD | Parcion Private Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2023 | Jun 12, 2023 |
| Charles Rankin Evans | RBC Capital Markets, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 27, 2023 | Jun 2, 2023 |
| Charles Allen Evans | RBC Capital Markets, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 27, 2023 | Jun 2, 2023 |
| Lauren Alexa Mobley | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 16, 2023 | May 29, 2023 |
| Darik Ray Hoff | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 16, 2023 | Jun 23, 2023 |
| James Sherman King | RBC Capital Markets, LLC national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jun 8, 2023 | Jun 12, 2023 |
| Morgan Everett | RBC Capital Markets, LLC national BD | Brighton Jones LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2023 | Feb 2, 2024 (239 d) |
| Maria Giovanna Lupu | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 7, 2023 | May 26, 2023 |
| Amy Esmeralda Erazo Interiano | RBC Capital Markets, LLC national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2023 | Dec 19, 2024 (563 d) |
| Michael Zito | RBC Capital Markets, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 31, 2023 | May 19, 2023 |
| Tyler William Pratt | RBC Capital Markets, LLC national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2023 | May 18, 2023 |
| William Mcguinn | RBC Capital Markets, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 25, 2023 | May 19, 2023 |
| Brian Keenan | RBC Capital Markets, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 25, 2023 | May 19, 2023 |
| Larry Lytle | RBC Capital Markets, LLC national BD | Wiser Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 25, 2023 | May 19, 2023 |
| Zachary Evan Lytle | RBC Capital Markets, LLC national BD | Wiser Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 25, 2023 | May 19, 2023 |
| Christopher Allen Boyle | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 24, 2023 | May 5, 2023 |
| Rachael Irene Cronin | RBC Capital Markets, LLC national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2023 | May 25, 2023 |
| Adelyn Macoy Carmody | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 19, 2023 | Apr 19, 2023 |
2,418 moves match.