DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Corient

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kyle Andrew KrausCorient independent RIAAlphacore Capital LLC independent RIARIA to RIAMay 9, 2024May 16, 2024
Thomas Bridges DickeyCorient independent RIAApexium Financial LP independent RIARIA to RIAMay 9, 2024Apr 22, 2024
Nikolas L PiccoloCorient independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 9, 2024May 28, 2024
William Giles BeamerCorient independent RIABack Nine Financial Coaching LLC state registeredRIA to a state-registered adviserApr 24, 2024Sep 17, 2025 (511 d)
Amy Lynn PowellCorient independent RIARfg Advisory, LLC independent RIARIA to RIAMar 25, 2024Mar 1, 2024
Savion L HarrisCorient independent RIAIntegra Global Advisors LLC mixed wealthRIA to RIAMar 25, 2024Feb 25, 2025 (337 d)
Michael James NeillCorient independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankMar 12, 2024Mar 19, 2024
Lillia SmithCorient independent RIARtd Financial Advisors Inc independent RIARIA to RIAMar 12, 2024Oct 1, 2025 (568 d)
Alexander I CreviCorient independent RIAAviance Capital Partners LLC independent RIARIA to RIAMar 4, 2024Mar 28, 2024
Kimberly Christine VelascoCorient independent RIAThe Dala Group, LLC independent RIARIA to RIAFeb 1, 2024Jan 29, 2024
Amanda Kennedy SkrivanichCorient independent RIAEp Wealth Advisors independent RIARIA to RIAOct 12, 2023Nov 3, 2023
Christopher Stanley BartkowskiCorient independent RIASummit Financial Strategies Inc independent RIARIA to RIASep 6, 2023Jun 28, 2024 (296 d)
Lauren Elizabeth PaineCorient independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseAug 15, 2023Aug 2, 2023
Michael Ross AckermanCorient independent RIA55 North Private Wealth independent RIARIA to RIAAug 7, 2023Mar 4, 2024 (210 d)
Timothy Eric HermannCorient BD affiliatedAdvisors Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 19, 2023Jul 20, 2023
Corie Evan GabrielCorient BD affiliatedAdvisors Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 19, 2023Jul 20, 2023
Kory Christiaan LackeyCorient BD affiliatedCloud Capital Management independent RIAAffiliated broker-dealer or bank to independent RIAJul 7, 2023Apr 12, 2024 (280 d)
Owen GilmoreCorient BD affiliatedBeaumont Financial Partners independent RIAAffiliated broker-dealer or bank to independent RIAJul 7, 2023Jul 26, 2023
Kayla Alexandra TolunayCorient BD affiliatedStavis Wealth Transfer Solutions no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 7, 2023Nov 8, 2023 (124 d)
John William SokolowskiCorient BD affiliatedRmr Wealth Builders, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 23, 2023Jun 21, 2023
Dominick LombardiCorient BD affiliatedRmr Wealth Builders, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 23, 2023Jun 20, 2023
Dylan Robert KestersonCorient BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJun 7, 2023Jun 1, 2023
Phillip SimcoxCorient BD affiliatedHarbor Capital Advisors, Inc. asset managerOtherJun 6, 2023Aug 13, 2024 (434 d)
Elias Franchesco VeraCorient BD affiliatedMorton Wealth independent RIAAffiliated broker-dealer or bank to independent RIAMay 19, 2023Nov 11, 2024 (542 d)
Donald Winfred WilsonCorient BD affiliatedPandowealth. LLC mixed wealthAffiliated broker-dealer or bank to independent RIAApr 20, 2023Jun 3, 2024 (410 d)
Tina Marie BarrileCorient BD affiliatedThe Dala Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 17, 2023Apr 14, 2025 (728 d)
Deborah StavisCorient BD affiliatedStavis Wealth Transfer Solutions no RAUMAffiliated broker-dealer or bank to a newly registered adviserApr 10, 2023Oct 1, 2023 (174 d)
James Francis MaddenCorient BD affiliatedWealthcare Advisory Partners LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 10, 2023Dec 26, 2023 (260 d)
Levi James BrownCorient independent RIAValtrion Capital Management, LLC independent RIARIA to RIAMar 2, 2023May 4, 2023 (63 d)
Christopher Scott PiccoliCorient independent RIAThe Mather Group, LLC independent RIARIA to RIAMar 1, 2023Apr 14, 2023 (44 d)
Charles Wesley WoodCorient independent RIATeam Hewins, LLC independent RIARIA to RIAMar 1, 2023Jun 23, 2026 (1210 d)
John Benson DarbyCorient independent RIASage Mountain Advisors, LLC independent RIARIA to RIAJan 17, 2023Jan 23, 2023
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92 moves match.