| Stephen L Paneral | Citizens Securities, Inc. other | Essex National Securities, Inc. other | Other | Sep 24, 2010 | Oct 12, 2010 |
| Richard Carl Sexton | Citizens Securities, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Sep 3, 2010 | Aug 30, 2010 |
| Darryl Robert Bull | Citizens Securities, Inc. other | Allstate Financial Advisors, LLC no RAUM | Other | Aug 26, 2010 | Feb 18, 2015 (1637 d) |
| Amy Jo Shope | Citizens Securities, Inc. other | Huntington Financial Advisors other | Other | Aug 13, 2010 | Aug 25, 2010 |
| Patricia Marie Curran | Citizens Securities, Inc. other | Lasalle St. Investment Advisors, L.L.C. other | Other | Aug 12, 2010 | Feb 5, 2014 (1273 d) |
| Gerard George Guertin | Citizens Securities, Inc. other | LPL Financial LLC other | Other | Jul 26, 2010 | Aug 5, 2010 |
| Janet Irene Burnett | Citizens Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 1, 2010 | Apr 16, 2012 (655 d) |
| Wayne P Sellar | Citizens Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 24, 2010 | Nov 2, 2011 (496 d) |
| Jay Richard Cutrera | Citizens Securities, Inc. other | Geneos Wealth Management, Inc. other | Other | Jun 18, 2010 | Jun 14, 2010 |
| Paul Mozis | Citizens Securities, Inc. other | Cetera Investment Services LLC other | Other | Apr 30, 2010 | Dec 6, 2011 (585 d) |
| Denise Annemarie Crispino | Citizens Securities, Inc. other | Chase Investment Services Corp. other | Other | Mar 19, 2010 | Mar 30, 2010 |
| Christopher Alan Brennen | Citizens Securities, Inc. other | Hsbc Securities (USA) Inc. other | Other | Mar 19, 2010 | Mar 30, 2010 |
| Mary Ann Ernette | Citizens Securities, Inc. other | Fifth Third Securities, Inc. other | Other | Mar 3, 2010 | May 27, 2010 (85 d) |
| Jason Devlin | Citizens Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Feb 26, 2010 | Apr 15, 2010 (48 d) |
| Jason Edward Kobilka | Citizens Securities, Inc. other | Pnc Wealth Management other | Other | Feb 26, 2010 | Mar 16, 2010 |
| Pamela Jean Hollinger | Citizens Securities, Inc. other | Invest Financial Corporation other | Other | Jan 8, 2010 | Jan 13, 2010 |
| Clancy J Atkinson | Citizens Securities, Inc. other | Pnc Wealth Management other | Other | Jan 8, 2010 | Dec 7, 2011 (698 d) |
| Matthew Shreve Collier | Citizens Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 27, 2009 | Dec 10, 2009 |
| Jesse Zaragoza | Citizens Securities, Inc. other | Invest Financial Corporation other | Other | Nov 6, 2009 | Nov 30, 2009 |
| John Charles Salvaggio | Citizens Securities, Inc. other | Marblehead Capital, LLC unclassified | Other | Oct 22, 2009 | Dec 6, 2010 (410 d) |
| Jeffrey Norman Williams | Citizens Securities, Inc. other | LPL Financial LLC other | Other | Jul 31, 2009 | Jul 30, 2009 |
| Neil Corse | Citizens Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Jul 31, 2009 | Dec 23, 2019 (3797 d) |
| Edward Thomas Miller | Citizens Securities, Inc. other | Edward Jones national BD | Other | Jun 5, 2009 | Jun 5, 2009 |
| Michael Thomas Farquharson | Citizens Securities, Inc. other | LPL Financial LLC other | Other | Mar 30, 2009 | Apr 20, 2009 |
| Michael Scott Gibson | Citizens Securities, Inc. other | Msi Financial Services, Inc. other | Other | Mar 30, 2009 | Apr 1, 2009 |
| Kim Resendes George | Citizens Securities, Inc. other | Commonwealth Financial Network national BD | Other | Mar 5, 2009 | Jan 15, 2010 (316 d) |
| Todd Michael Fischer | Citizens Securities, Inc. other | Next Financial Group, Inc. other | Other | Feb 6, 2009 | Feb 4, 2009 |
| Eric Gerard Hosie | Citizens Securities, Inc. other | M&T Securities, Inc. unclassified | Other | Jan 30, 2009 | Feb 12, 2009 |
| Barrett Carter | Citizens Securities, Inc. other | Waddell & Reed other | Other | Jan 30, 2009 | Oct 9, 2009 (252 d) |
| John Kirk Waterstram | Citizens Securities, Inc. other | Pnc Wealth Management other | Other | Jan 30, 2009 | Mar 2, 2009 (31 d) |
| Timothy Joseph Forman | Citizens Securities, Inc. other | Invest Financial Corporation other | Other | Nov 7, 2008 | Feb 7, 2014 (1918 d) |
| Patrick Charles Maher | Citizens Securities, Inc. other | Voya Financial Advisors, Inc. other | Other | Sep 11, 2008 | Sep 27, 2010 (746 d) |
| Joseph E Shea | Citizens Securities, Inc. other | Morgan Stanley & Co. LLC unclassified | Other | Aug 1, 2008 | Aug 7, 2008 |
| Melenie Rena Charles | Citizens Securities, Inc. other | Banc Of America Investment Services, Inc. unclassified | Other | Jul 25, 2008 | Nov 10, 2008 (108 d) |
| Andrew James Lomanto | Citizens Securities, Inc. other | Hsbc Securities (USA) Inc. other | Other | Jul 3, 2008 | Aug 22, 2008 (50 d) |
| Stanko Pavlovic | Citizens Securities, Inc. other | Bmo Harris Financial Advisors, Inc other | Other | Jun 6, 2008 | Jun 2, 2008 |
| Brian Lannigan | Citizens Securities, Inc. other | Banc Of America Investment Services, Inc. unclassified | Other | May 9, 2008 | May 14, 2008 |
| John Kennedy Buggy | Citizens Securities, Inc. other | Pnc Wealth Management other | Other | Mar 7, 2008 | May 30, 2008 (84 d) |
| Mark Thomas Bourgeois | Citizens Securities, Inc. other | Camarda Wealth Advisory Group other | Other | Feb 8, 2008 | Feb 25, 2008 |
| Stephen Michael Mitola | Citizens Securities, Inc. other | Key Investment Services LLC BD affiliated | Other | Jan 4, 2008 | Mar 26, 2021 (4830 d) |
| Augusto Pasquale La Torre | Citizens Securities, Inc. other | Chase Investment Services Corp. other | Other | Nov 2, 2007 | Nov 2, 2007 |
| David Jason Bernstein | Citizens Securities, Inc. other | Advice And Planning Services other | Other | Sep 19, 2007 | Oct 8, 2007 |
| Jeffrey Peter Withington | Citizens Securities, Inc. other | Advice And Planning Services other | Other | Jun 8, 2007 | Apr 17, 2013 (2140 d) |
| Kelly F Sullivan | Citizens Securities, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Jun 8, 2007 | Jul 2, 2007 |
| Daniel Louis Lofrese | Citizens Securities, Inc. other | Essex National Securities, Inc. other | Other | Apr 18, 2007 | Apr 23, 2007 |
| Neil M Poulicakos | Citizens Securities, Inc. other | Td Ameritrade Investment Management, LLC other | Other | Apr 3, 2007 | Apr 11, 2007 |
| Joseph Daniel Murphy | Citizens Securities, Inc. other | Banc Of America Investment Services, Inc. unclassified | Other | Mar 28, 2007 | Jun 15, 2007 (79 d) |
| George Frank Mannella | Citizens Securities, Inc. other | Woodbury Financial Services, Inc. other | Other | Mar 2, 2007 | Mar 2, 2007 |
| Ivana Stanisic | Citizens Securities, Inc. other | Chase Investment Services Corp. other | Other | Mar 1, 2007 | Mar 22, 2007 |
| James Thomas Tait | Citizens Securities, Inc. other | Cuso Financial Services, L.P. other | Other | Feb 22, 2007 | Feb 12, 2007 |
| Eric Vincent Wasson | Citizens Securities, Inc. other | Next Financial Group, Inc. other | Other | Jan 31, 2007 | Jan 30, 2007 |
| David W Fowler | Citizens Securities, Inc. other | Next Financial Group, Inc. other | Other | Jan 31, 2007 | Jan 30, 2007 |
| Matthew P. Tihanovich | Citizens Securities, Inc. other | Chase Investment Services Corp. other | Other | Jan 16, 2007 | Jan 25, 2007 |
| Tammy Lee Lavertue | Citizens Securities, Inc. other | LPL Financial LLC other | Other | Jan 16, 2007 | Jan 4, 2007 |
| Palmerino Pasquale Santaniello | Citizens Securities, Inc. other | Sterne Agee Investment Advisor Services, Inc. other | Other | Dec 11, 2006 | May 7, 2007 (147 d) |
| Patrick Mullins | Citizens Securities, Inc. other | Banc Of America Investment Services, Inc. unclassified | Other | Dec 5, 2006 | Dec 10, 2008 (736 d) |
| Ryan Edwin Woodman | Citizens Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 16, 2006 | Nov 27, 2006 |
| Barry Kaiman | Citizens Securities, Inc. other | LPL Financial LLC other | Other | Oct 30, 2006 | Nov 9, 2006 |
| Patrick Thomas Lebeau | Citizens Securities, Inc. other | Banc Of America Investment Services, Inc. unclassified | Other | Oct 19, 2006 | Nov 2, 2006 |
| Francesco Paul Vitale | Citizens Securities, Inc. other | Chase Investment Services Corp. other | Other | Oct 19, 2006 | Feb 9, 2007 (113 d) |