DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Osaic Fa, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Donald Eugene Chambers | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2024 | Sep 10, 2024 |
| Julia L Rhea | Osaic Fa, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 10, 2024 | Sep 9, 2024 |
| Alan John Chapman | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2024 | Sep 10, 2024 |
| Johnny Lee Cavazos | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2024 | Sep 9, 2024 |
| William Heartsill Young | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2024 | Sep 10, 2024 |
| Dominic Randazzo | Osaic Fa, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 9, 2024 | Sep 9, 2024 |
| Corey Randall Bierl | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2024 | Sep 4, 2024 |
| Christian Eby Laver | Osaic Fa, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Sep 3, 2024 |
| Matthew John Schoenfeld | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Sep 4, 2024 |
| Jason Brett Cole | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2024 | Sep 4, 2024 |
| Mitchell Ira Scher | Osaic Fa, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2024 | Aug 28, 2024 |
| William Warren Crozier | Osaic Fa, Inc. BD affiliated | Westminster Financial Advisory Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2024 | Aug 27, 2024 |
| Joel Judson Jensen | Osaic Fa, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2024 | Aug 20, 2024 |
| Eric Gerard Bertz | Osaic Fa, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Aug 20, 2024 | Aug 19, 2024 |
| Robert E. Lutz | Osaic Fa, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 20, 2024 | Aug 21, 2024 |
| August Matthew Golinski | Osaic Fa, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2024 | Aug 20, 2024 |
| Stephen Dane Hardee | Osaic Fa, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Aug 20, 2024 | Jan 22, 2026 (520 d) |
| Michael Anthony Norman | Osaic Fa, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2024 | Aug 20, 2024 |
| Davis Deringer | Osaic Fa, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 19, 2024 | Aug 21, 2024 |
| Scott Michael Gomsak | Osaic Fa, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2024 | Aug 14, 2024 |
| Gavin Richard Gomsak | Osaic Fa, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2024 | Aug 14, 2024 |
| Dylan Vincent Shepherd | Osaic Fa, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 15, 2024 | Aug 16, 2024 |
| Scott David Raab | Osaic Fa, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2024 | Aug 15, 2024 |
| Ryan Martin | Osaic Fa, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 13, 2024 | Aug 12, 2024 |
| Timothy Jon Veazey | Osaic Fa, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 12, 2024 | Aug 12, 2024 |
| Albert Alexander Ruas | Osaic Fa, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2024 | Aug 22, 2025 (386 d) |
| Joseph O Reimels | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2024 | Aug 1, 2024 |
| Scott L Melnick | Osaic Fa, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2024 | Jul 24, 2024 |
| Ida May West | Osaic Fa, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2024 | Jul 15, 2024 |
| Douglas Allen Darling | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2024 | Jun 28, 2024 |
| Sarah Allison Darling | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2024 | Jun 28, 2024 |
| Marlin G. Musser | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2024 | Jun 28, 2024 |
| Caira White | Osaic Fa, Inc. BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2024 | Nov 22, 2024 (142 d) |
| Harry Richard Neidermyer | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2024 | Jul 12, 2024 |
| Jordan Lauber | Osaic Fa, Inc. BD affiliated | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2024 | Jan 12, 2026 (560 d) |
| Chad Michael Alevras | Osaic Fa, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2024 | Jun 24, 2024 |
| Christopher T Nelson | Osaic Fa, Inc. BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 18, 2024 | Jun 11, 2024 |
| Christa M Coates | Osaic Fa, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 12, 2024 | Jun 5, 2024 |
| Gary Donald Beane | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2024 | Jun 4, 2024 |
| Cassandra R Beauvais | Osaic Fa, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 5, 2024 | Jan 27, 2025 (236 d) |
| George Kevin Stepanoff | Osaic Fa, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 4, 2024 | Jun 3, 2024 |
| Collin Oshea | Osaic Fa, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 4, 2024 | Jun 3, 2024 |
| Charles Patrick Hahn | Osaic Fa, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2024 | May 29, 2024 |
| Jessica Lynn Dulle | Osaic Fa, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2024 | May 29, 2024 |
| Clinton James Seefeldt | Osaic Fa, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 22, 2024 | May 20, 2024 |
| John Dallas Mckinnon | Osaic Fa, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | May 14, 2024 | May 13, 2024 |
| Kelly Rae Zanto | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2024 | Jan 27, 2025 (259 d) |
| Patrick Hoffman | Osaic Fa, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Jan 6, 2026 (608 d) |
| Mark Anthony Ruffo | Osaic Fa, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Sep 18, 2025 (498 d) |
| Carolyn Marie Robinson | Osaic Fa, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Jan 6, 2026 (608 d) |
| Jamie Andersen | Osaic Fa, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Feb 19, 2025 (287 d) |
| Wilfred Clay Haselton | Osaic Fa, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Jan 21, 2026 (623 d) |
| Chad Quevedo Parilla | Osaic Fa, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Jan 9, 2026 (611 d) |
| Chelsea Marie Jez | Osaic Fa, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Jan 9, 2026 (611 d) |
| Janet Lynn Mooney | Osaic Fa, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Jan 5, 2026 (607 d) |
| John Christian Fink | Osaic Fa, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Jan 27, 2026 (629 d) |
| Hector Leonardo Nava-Castanon | Osaic Fa, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Dec 1, 2025 (572 d) |
| Salvatore Fusaro | Osaic Fa, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Jan 8, 2026 (610 d) |
| Paul Oscar Solorzano | Osaic Fa, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 7, 2024 | May 7, 2024 |
| Kenneth Allan Ulrich | Osaic Fa, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2024 | May 3, 2024 |
1,675 moves match.