| Arthur Michael Connor | Hornor, Townsend & Kent, LLC other | Commonwealth Financial Network national BD | Other | Aug 2, 2007 | Aug 1, 2007 |
| David Nathan Navarro | Hornor, Townsend & Kent, LLC other | Commonwealth Financial Network national BD | Other | Aug 1, 2007 | Aug 1, 2007 |
| James Walter Lohse | Hornor, Townsend & Kent, LLC other | Commonwealth Financial Network national BD | Other | Aug 1, 2007 | Aug 1, 2007 |
| John Anthony Ferrante | Hornor, Townsend & Kent, LLC other | Commonwealth Financial Network national BD | Other | Aug 1, 2007 | Aug 1, 2007 |
| James Jay Person | Hornor, Townsend & Kent, LLC other | Equitable Advisors, LLC national BD | Other | Aug 1, 2007 | Aug 1, 2007 |
| Phil L Jacobson | Hornor, Townsend & Kent, LLC other | Equitable Advisors, LLC national BD | Other | Aug 1, 2007 | Aug 2, 2007 |
| Jae Won Ha | Hornor, Townsend & Kent, LLC other | Commonwealth Financial Network national BD | Other | Aug 1, 2007 | Aug 1, 2007 |
| Andrew Michael Lohse | Hornor, Townsend & Kent, LLC other | Commonwealth Financial Network national BD | Other | Aug 1, 2007 | Aug 1, 2007 |
| Michael Francis Egan | Hornor, Townsend & Kent, LLC other | 4thought Financial Group Inc. other | Other | Jul 5, 2007 | May 7, 2013 (2133 d) |
| Alex Jungsuk Lee | Hornor, Townsend & Kent, LLC other | Voya Financial Advisors, Inc. other | Other | Jun 4, 2007 | Jun 8, 2007 |
| David W Freisner | Hornor, Townsend & Kent, LLC other | Principal Securities, Inc. other | Other | May 31, 2007 | Jul 25, 2007 (55 d) |
| Michael Craig Waldow | Hornor, Townsend & Kent, LLC other | Fsc Securities Corporation other | Other | Apr 26, 2007 | Apr 25, 2007 |
| David Rockey | Hornor, Townsend & Kent, LLC other | First Allied Advisory Services, Inc. BD affiliated | Other | Apr 20, 2007 | Aug 6, 2018 (4126 d) |
| James Harris Johnson | Hornor, Townsend & Kent, LLC other | Sound Advisory Services Inc. state registered | Other | Apr 5, 2007 | Apr 28, 2025 (6598 d) |
| Todd Elliott Smith | Hornor, Townsend & Kent, LLC other | Next Financial Group, Inc. other | Other | Apr 3, 2007 | Apr 24, 2007 |
| Eric Christopher Jackson | Hornor, Townsend & Kent, LLC other | Securian Financial Services, Inc. other | Other | Mar 21, 2007 | Mar 29, 2007 |
| Maile Sue Foster | Hornor, Townsend & Kent, LLC other | Securian Financial Services, Inc. other | Other | Mar 13, 2007 | Mar 15, 2007 |
| Reno J. Reser | Hornor, Townsend & Kent, LLC other | Securian Financial Services, Inc. other | Other | Mar 13, 2007 | Mar 15, 2007 |
| Joel David Malick | Hornor, Townsend & Kent, LLC other | Securian Financial Services, Inc. other | Other | Mar 13, 2007 | Mar 15, 2007 |
| Lisa Anne Broome | Hornor, Townsend & Kent, LLC other | Sage Financial Group Inc. other | Other | Mar 6, 2007 | Aug 13, 2008 (526 d) |
| John Wayne Ferguson | Hornor, Townsend & Kent, LLC other | Securian Financial Services, Inc. other | Other | Feb 28, 2007 | Mar 1, 2007 |
| Peter John Succoso | Hornor, Townsend & Kent, LLC other | Woodbury Financial Services, Inc. other | Other | Feb 28, 2007 | Feb 21, 2007 |
| John Vincent Skurkey | Hornor, Townsend & Kent, LLC other | H. Beck, Inc. other | Other | Feb 28, 2007 | Feb 14, 2007 |
| Robert Lansing Book | Hornor, Townsend & Kent, LLC other | Securian Financial Services, Inc. other | Other | Feb 28, 2007 | Mar 7, 2007 |
| Timothy S. Watson | Hornor, Townsend & Kent, LLC other | Securian Financial Services, Inc. other | Other | Feb 28, 2007 | Mar 2, 2007 |
| Lawrence Carl Schalles | Hornor, Townsend & Kent, LLC other | Voya Financial Advisors, Inc. other | Other | Feb 8, 2007 | Feb 6, 2007 |
| Matthew Cohrt | Hornor, Townsend & Kent, LLC other | Strategic Advisers LLC national BD | Other | Feb 6, 2007 | Jun 30, 2008 (510 d) |
| Ryan Jennestad Lovell | Hornor, Townsend & Kent, LLC other | Wamu Investments, Inc. unclassified | Other | Feb 1, 2007 | May 25, 2007 (113 d) |
| Robert R Sweeney | Hornor, Townsend & Kent, LLC other | Park Avenue Securities LLC other | Other | Jan 25, 2007 | Jul 20, 2016 (3464 d) |
| Michael A Affigne | Hornor, Townsend & Kent, LLC other | Chase Investment Services Corp. other | Other | Jan 19, 2007 | Feb 5, 2007 |
| Gary Martin Townshend | Hornor, Townsend & Kent, LLC other | LPL Financial LLC other | Other | Jan 3, 2007 | Apr 16, 2010 (1199 d) |
| Justin Everett Martello | Hornor, Townsend & Kent, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Dec 15, 2006 | Jan 4, 2007 |
| Robert Emmet Lydon | Hornor, Townsend & Kent, LLC other | Spc other | Other | Dec 6, 2006 | Dec 4, 2006 |
| James Thomas Bova | Hornor, Townsend & Kent, LLC other | Equitable Advisors, LLC national BD | Other | Nov 21, 2006 | May 16, 2007 (176 d) |
| Corey Franco | Hornor, Townsend & Kent, LLC other | First Montauk Securities Corp. unclassified | Other | Nov 20, 2006 | Nov 28, 2006 |
| Salvatore Mondello | Hornor, Townsend & Kent, LLC other | Osaic Fa, Inc. other | Other | Nov 9, 2006 | Nov 8, 2006 |
| William Daniel Morrison | Hornor, Townsend & Kent, LLC other | Mutual Service Corporation unclassified | Other | Oct 30, 2006 | Oct 31, 2006 |
| Keith D. Manning | Hornor, Townsend & Kent, LLC other | Td Ameritrade, Inc. no RAUM | Other | Oct 10, 2006 | Dec 14, 2006 (65 d) |
| Michael Raspallo | Hornor, Townsend & Kent, LLC other | Usi Securities, Inc. no RAUM | Other | Sep 11, 2006 | Sep 15, 2006 |
| Jessica Rhae Gerdes | Hornor, Townsend & Kent, LLC other | New England Securities Corporation other | Other | Sep 5, 2006 | Jul 3, 2007 (301 d) |
| A Charles Krempa | Hornor, Townsend & Kent, LLC other | Ic Advisory Services, Inc. other | Other | Sep 1, 2006 | Sep 1, 2006 |
| William Thomas Krempa | Hornor, Townsend & Kent, LLC other | Ic Advisory Services, Inc. other | Other | Sep 1, 2006 | Sep 1, 2006 |
| James Raymond Carroll | Hornor, Townsend & Kent, LLC other | Geneos Wealth Management, Inc. other | Other | Aug 31, 2006 | Jan 5, 2007 (127 d) |
| Adam Christian Guenther | Hornor, Townsend & Kent, LLC other | Pacific West Financial Consultants Inc other | Other | Aug 24, 2006 | Sep 11, 2006 |
| Ryan Ocken | Hornor, Townsend & Kent, LLC other | Park Avenue Securities LLC other | Other | Jul 18, 2006 | Apr 13, 2007 (269 d) |
| John Paul Simmons | Hornor, Townsend & Kent, LLC other | Neuberger Berman Bd LLC other | Other | Jun 20, 2006 | Jun 22, 2006 |
| Robert Kaltman Descherer | Hornor, Townsend & Kent, LLC other | New England Securities Corporation other | Other | Jun 20, 2006 | Jul 17, 2006 |
| Brian Anthony Kellett | Hornor, Townsend & Kent, LLC other | Cetera Investment Services LLC other | Other | May 19, 2006 | May 17, 2006 |
| Clayton Bernard Ulman | Hornor, Townsend & Kent, LLC other | LPL Financial LLC other | Other | May 17, 2006 | May 12, 2006 |
| Gregory Davis | Hornor, Townsend & Kent, LLC other | Nfp Advisor Services, LLC other | Other | May 11, 2006 | May 27, 2014 (2938 d) |
| William Joseph Mauro | Hornor, Townsend & Kent, LLC other | Voya Financial Advisors, Inc. other | Other | May 5, 2006 | May 4, 2006 |
| Steven Lee Weber | Hornor, Townsend & Kent, LLC other | Stonebridge Financial Solutions, Inc state registered | Other | Apr 26, 2006 | Jun 20, 2006 (55 d) |
| Andre Michael Markusfeld | Hornor, Townsend & Kent, LLC other | Stonebridge Financial Solutions, Inc state registered | Other | Apr 26, 2006 | Jun 20, 2006 (55 d) |
| Tod Reed Arbutina | Hornor, Townsend & Kent, LLC other | LPL Financial LLC other | Other | Apr 26, 2006 | Apr 24, 2006 |
| John E Banko | Hornor, Townsend & Kent, LLC other | Stonebridge Financial Solutions, Inc state registered | Other | Apr 26, 2006 | Jun 20, 2006 (55 d) |
| David Charles Baker | Hornor, Townsend & Kent, LLC other | Lnw other | Other | Feb 15, 2006 | Mar 3, 2008 (747 d) |
| Alexandra Fitts Lambert | Hornor, Townsend & Kent, LLC other | Cuso Financial Services, L.P. other | Other | Feb 13, 2006 | Jun 26, 2006 (133 d) |
| William Bryan Beck | Hornor, Townsend & Kent, LLC other | Financial Resource Alliance unclassified | Other | Feb 3, 2006 | May 6, 2003 |
| David Keel | Hornor, Townsend & Kent, LLC other | Financial Resource Alliance unclassified | Other | Jan 31, 2006 | Jul 19, 2006 (169 d) |
| William Roy Handwerker | Hornor, Townsend & Kent, LLC other | Osaic Fa, Inc. other | Other | Jan 19, 2006 | May 29, 2008 (861 d) |