DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Woodbury Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Edward Paul Hadel | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 19, 2024 | Jan 25, 2023 |
| Glenn Copeland Williams | Woodbury Financial Services, Inc. BD affiliated | Private Client Services, LLC other | Other | Jan 19, 2024 | Jun 20, 2003 |
| James Anthony Spina | Woodbury Financial Services, Inc. BD affiliated | Gamble Jones Investment Counsel other | Other | Jan 19, 2024 | Sep 9, 2009 |
| David Michael Pabin | Woodbury Financial Services, Inc. BD affiliated | Alera Investment Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 19, 2024 | Nov 4, 2025 (655 d) |
| Adam Louis Schwartz | Woodbury Financial Services, Inc. BD affiliated | Gcd Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 19, 2024 | Dec 8, 2023 |
| Todd Thomas Rechenbach | Woodbury Financial Services, Inc. BD affiliated | Private Client Services, LLC other | Other | Jan 19, 2024 | Jul 19, 2004 |
| Judy Lynn Copenbarger | Woodbury Financial Services, Inc. BD affiliated | Money Truth Strategic Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 19, 2024 | Jul 8, 2019 |
| David Gwin Brooke | Woodbury Financial Services, Inc. BD affiliated | Private Client Services, LLC other | Other | Jan 19, 2024 | Jul 19, 2004 |
| Brooks David Vanderzee | Woodbury Financial Services, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 19, 2024 | Apr 9, 2026 (811 d) |
| Paul Charles Ragone | Woodbury Financial Services, Inc. BD affiliated | Private Client Services, LLC other | Other | Jan 19, 2024 | Aug 25, 2004 |
| Steven Edward Markel | Woodbury Financial Services, Inc. BD affiliated | Private Client Services, LLC other | Other | Jan 19, 2024 | Aug 5, 2003 |
| Mark William Hamelmann | Woodbury Financial Services, Inc. BD affiliated | Circle City Wealth Advisors LLC unclassified | Other | Jan 19, 2024 | Jul 11, 2016 |
| Timothy Allen Alessi | Woodbury Financial Services, Inc. BD affiliated | Onedigital institutional | Other | Jan 19, 2024 | Jan 6, 2026 (718 d) |
| Jaclyn Paige Mazur | Woodbury Financial Services, Inc. BD affiliated | Guide My Finances state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 19, 2024 | Oct 3, 2017 |
| Diana M Leon | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 19, 2024 | Jun 2, 2022 |
| Matthew George Shahady | Woodbury Financial Services, Inc. BD affiliated | Onedigital institutional | Other | Jan 19, 2024 | Jan 16, 2026 (728 d) |
| Andrew Paul Hadel | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 19, 2024 | Jan 25, 2023 |
| Jennifer Erdmann Logan | Woodbury Financial Services, Inc. BD affiliated | Guide My Finances state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 19, 2024 | Oct 3, 2017 |
| Benjamin Alexander Hadel | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 19, 2024 | Jan 25, 2023 |
| Amanda Whitney | Woodbury Financial Services, Inc. BD affiliated | Guide My Finances state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 19, 2024 | Aug 22, 2022 |
| Lily Fallah | Woodbury Financial Services, Inc. BD affiliated | Guide My Finances state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 19, 2024 | Jul 11, 2023 |
| Sean Francis Boylan | Woodbury Financial Services, Inc. BD affiliated | Guide My Finances state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 19, 2024 | Jan 12, 2023 |
| Joseph M Norton | Woodbury Financial Services, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2024 | Jan 6, 2024 |
| Walter Wilson Roop | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2024 | Jan 4, 2024 |
| Rafat Jadon Jadon | Woodbury Financial Services, Inc. BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Feb 7, 2024 (38 d) |
| Michael Dare | Woodbury Financial Services, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Feb 5, 2024 (36 d) |
| Andrew G Rosner | Woodbury Financial Services, Inc. BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 2, 2024 |
| Carl David Hulse | Woodbury Financial Services, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Dec 11, 2023 |
| Frank Michael Brown | Woodbury Financial Services, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Dec 11, 2023 |
| Michael Ernest Edwards | Woodbury Financial Services, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Dec 11, 2023 |
| Terry Dean Toman | Woodbury Financial Services, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Dec 12, 2023 |
| David Lesnick | Woodbury Financial Services, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Dec 11, 2023 |
| Scott Allen Hansen | Woodbury Financial Services, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Dec 11, 2023 |
| Thomas W Repass | Woodbury Financial Services, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Dec 11, 2023 |
| Katie Elizabeth Slate | Woodbury Financial Services, Inc. BD affiliated | Tvamp, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2023 | Dec 12, 2023 |
| Scott Robert Nicholson | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2023 | Dec 8, 2023 |
| Cole Robert Nicholson | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2023 | Dec 8, 2023 |
| Jeffrey Thomas Koolen | Woodbury Financial Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 6, 2023 | Dec 4, 2023 |
| Steven Ross Conkin | Woodbury Financial Services, Inc. BD affiliated | Conkin Financial Group, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 4, 2023 | Nov 27, 2023 |
| Mark Richard Dormire | Woodbury Financial Services, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2023 | Nov 27, 2023 |
| Matthew Ellis Marting | Woodbury Financial Services, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 27, 2023 |
| Benjamin James Tutschulte | Woodbury Financial Services, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 27, 2023 |
| Gary Jesse Deardorff | Woodbury Financial Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2023 | Nov 22, 2023 |
| Shelley Jessica O'Brien | Woodbury Financial Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2023 | Nov 22, 2023 |
| Scott Norman Settle | Woodbury Financial Services, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 21, 2023 | Nov 22, 2023 |
| Jacqueline Larose Villa | Woodbury Financial Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2023 | Nov 22, 2023 |
| James Philip Teller | Woodbury Financial Services, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2023 | Nov 20, 2023 |
| Barrett James Henry | Woodbury Financial Services, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 20, 2023 | Oct 27, 2023 |
| Nicholas David St George | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2023 | Nov 15, 2023 |
| Phillip Max Owens | Woodbury Financial Services, Inc. BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Nov 13, 2023 |
| James Byron Dokken | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2023 | Nov 15, 2023 |
| John Andrew Mcloughlin | Woodbury Financial Services, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Nov 7, 2023 |
| George Clifford Lewis | Woodbury Financial Services, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2023 | Oct 30, 2023 |
| Jeremy Christopher Toothman | Woodbury Financial Services, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Oct 31, 2023 |
| Lowell Franklin Fairley | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Oct 30, 2023 |
| Melissa Carole Mitchell | Woodbury Financial Services, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Oct 31, 2023 |
| Todd James Montalbo | Woodbury Financial Services, Inc. BD affiliated | First Pacific Financial, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2023 | Nov 16, 2023 |
| Matthew James Worthington | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2023 | Oct 26, 2023 |
| Michael Todd Rossman | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2023 | Oct 26, 2023 |
| Justin Gene Pestel | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2023 | Oct 12, 2023 |
Page 1 of 17Next
1,016 moves match.