| Charles Frederick Neal | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | Dec 31, 2009 | Jan 4, 2010 |
| James Edward Wilson | Woodbury Financial Services, Inc. other | Avantax Advisory Services other | Other | Dec 31, 2009 | Feb 18, 2010 (49 d) |
| Matt Arthur | Woodbury Financial Services, Inc. other | Huntington Financial Advisors other | Other | Dec 31, 2009 | Jan 12, 2010 |
| Lisa Ann Bellamy | Woodbury Financial Services, Inc. other | Legacy Tax And Financial Planning, LLC unclassified | Other | Dec 31, 2009 | Jul 23, 2009 |
| William Lawson Ralston | Woodbury Financial Services, Inc. other | Kpp Advisory Services LLC other | Other | Dec 31, 2009 | Oct 5, 2017 (2835 d) |
| Lauchlin Vernon Hines | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | Dec 31, 2009 | Nov 6, 2008 |
| Victor M Meyerowitz | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | Dec 31, 2009 | Jan 5, 2010 |
| Steven Lee King | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | Dec 31, 2009 | Jan 5, 2010 |
| Michael David Tuazon | Woodbury Financial Services, Inc. other | Morgan Stanley wirehouse | Other | Dec 31, 2009 | May 12, 2011 (497 d) |
| Charles Edward Earle | Woodbury Financial Services, Inc. other | Legacy Tax And Financial Planning, LLC unclassified | Other | Dec 31, 2009 | Jul 23, 2009 |
| Scott Eric Beaty | Woodbury Financial Services, Inc. other | Legacy Tax And Financial Planning, LLC unclassified | Other | Dec 31, 2009 | Jul 23, 2009 |
| Cathy Irene Jackson-Gent | Woodbury Financial Services, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Dec 15, 2009 | Jan 4, 2010 |
| John Anthony Maggiacomo | Woodbury Financial Services, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Dec 11, 2009 | Jan 13, 2010 (33 d) |
| Joseph Vincent Murray | Woodbury Financial Services, Inc. other | Signator Financial Services, Inc. other | Other | Dec 9, 2009 | Nov 12, 2009 |
| Charles Kendall Debenon | Woodbury Financial Services, Inc. other | Osaic Fs, Inc. other | Other | Dec 4, 2009 | Dec 8, 2009 |
| Dustin Stuart Ma | Woodbury Financial Services, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Dec 4, 2009 | Dec 2, 2009 |
| Jeffrey W Gigax | Woodbury Financial Services, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Dec 3, 2009 | Sep 9, 2010 (280 d) |
| William Craig Splawn | Woodbury Financial Services, Inc. other | Osaic Wealth, Inc. other | Other | Dec 1, 2009 | Dec 12, 2009 |
| Stephen Ray Foster | Woodbury Financial Services, Inc. other | Osaic Wealth, Inc. other | Other | Dec 1, 2009 | Nov 25, 2009 |
| Lucinda A Salinas | Woodbury Financial Services, Inc. other | Equitable Advisors, LLC national BD | Other | Nov 30, 2009 | Jul 12, 2010 (224 d) |
| Jon Darby Pollock | Woodbury Financial Services, Inc. other | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Nov 30, 2009 | Jan 1, 2025 (5511 d) |
| Corey Michael Magliolo | Woodbury Financial Services, Inc. other | Osaic Fs, Inc. other | Other | Nov 18, 2009 | Nov 13, 2009 |
| Joseph Mario Gavazza | Woodbury Financial Services, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Nov 18, 2009 | Dec 3, 2009 |
| Ronald Lee Johnson | Woodbury Financial Services, Inc. other | Spc other | Other | Nov 17, 2009 | Mar 1, 2010 (104 d) |
| Ryan Edward Starling | Woodbury Financial Services, Inc. other | Spc other | Other | Nov 17, 2009 | Mar 1, 2010 (104 d) |
| Ike J Kutter | Woodbury Financial Services, Inc. other | Spc other | Other | Nov 17, 2009 | Mar 1, 2010 (104 d) |
| Charles Norman Peiffer | Woodbury Financial Services, Inc. other | H. Beck, Inc. other | Other | Nov 16, 2009 | Nov 16, 2009 |
| Peter Carlin Stockett | Woodbury Financial Services, Inc. other | Integrity Alliance, LLC other | Other | Nov 12, 2009 | Nov 10, 2009 |
| Carlos Arthur Rasmussen | Woodbury Financial Services, Inc. other | Signator Financial Services, Inc. other | Other | Nov 5, 2009 | Oct 13, 2009 |
| Bernard Aloysius Nienberg | Woodbury Financial Services, Inc. other | Investment Centers Of America, Inc. other | Other | Oct 30, 2009 | Nov 4, 2009 |
| Evan Finnell Cole | Woodbury Financial Services, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Oct 20, 2009 | Oct 19, 2009 |
| Roland Gregory Bergman | Woodbury Financial Services, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Oct 20, 2009 | Oct 19, 2009 |
| Steve Joseph Doman | Woodbury Financial Services, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Oct 7, 2009 | Jan 6, 2010 (91 d) |
| Shane Edward Westhoelter | Woodbury Financial Services, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Oct 6, 2009 | Oct 5, 2009 |
| Megan Elizabeth Koopman | Woodbury Financial Services, Inc. other | Next Financial Group, Inc. other | Other | Oct 1, 2009 | Oct 9, 2009 |
| Michael Gary Conaway | Woodbury Financial Services, Inc. other | Trusted Advisors Group LLC state registered | Other | Sep 30, 2009 | Dec 21, 2025 (5926 d) |
| Vincent Scott Lewis | Woodbury Financial Services, Inc. other | Mcnally Financial Services Corporation state registered | Other | Sep 30, 2009 | Nov 19, 2009 (50 d) |
| Bruce William Stroup | Woodbury Financial Services, Inc. other | Invest Financial Corporation other | Other | Sep 29, 2009 | Sep 25, 2009 |
| Michael A Piccione | Woodbury Financial Services, Inc. other | Ic Advisory Services, Inc. other | Other | Sep 29, 2009 | Sep 25, 2009 |
| James Martin Fallon | Woodbury Financial Services, Inc. other | Morgan Stanley wirehouse | Other | Sep 24, 2009 | Sep 1, 2009 |
| Jonathan A Stoft | Woodbury Financial Services, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Sep 11, 2009 | Nov 5, 2010 (420 d) |
| David Odell Burns | Woodbury Financial Services, Inc. other | Cetera Investment Advisers LLC BD affiliated | Other | Sep 8, 2009 | Jun 29, 2023 (5042 d) |
| Paul Steven Fuhrman | Woodbury Financial Services, Inc. other | Packerland Brokerage Services, Inc. other | Other | Sep 4, 2009 | Sep 1, 2009 |
| Judith Lohr Mohr | Woodbury Financial Services, Inc. other | Householder Group Financial Advisors, LLC other | Other | Sep 1, 2009 | Sep 1, 2009 |
| Michael Lawrence Walsh | Woodbury Financial Services, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Aug 31, 2009 | Aug 24, 2009 |
| Jennifer Rebecca Rocci | Woodbury Financial Services, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Aug 28, 2009 | Oct 7, 2011 (770 d) |
| Jack Carter Worrell | Woodbury Financial Services, Inc. other | Carolina Planning Group LLC state registered | Other | Aug 11, 2009 | Jan 1, 2026 (5987 d) |
| Matthew Dustin Hood | Woodbury Financial Services, Inc. other | Interactive Financial Advisors other | Other | Aug 3, 2009 | Jan 5, 2017 (2712 d) |
| Matthew Bryan Harvey | Woodbury Financial Services, Inc. other | Hightower Advisors, LLC other | Other | Jul 23, 2009 | Jul 21, 2009 |
| Gregory Jay Budge | Woodbury Financial Services, Inc. other | Edward Jones national BD | Other | Jul 23, 2009 | Aug 6, 2009 |
| Richard Dean Spivey | Woodbury Financial Services, Inc. other | United Brokerage Services Inc other | Other | Jul 17, 2009 | Feb 7, 2014 (1666 d) |
| Larry Dale Brasel | Woodbury Financial Services, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Jul 14, 2009 | Jul 13, 2009 |
| Mark Luchesa | Woodbury Financial Services, Inc. other | Cadaret Grant & Co Inc other | Other | Jul 7, 2009 | Jul 2, 2009 |
| Bradley Ray Smith | Woodbury Financial Services, Inc. other | Piedmont Investment Advisors, LLC other | Other | Jun 26, 2009 | Jun 20, 2011 (724 d) |
| Clyde Joseph Tommelleo | Woodbury Financial Services, Inc. other | LPL Financial LLC other | Other | Jun 25, 2009 | Jun 22, 2009 |
| Gerald King Emerson | Woodbury Financial Services, Inc. other | Park Avenue Securities LLC other | Other | Jun 25, 2009 | Jun 13, 2013 (1449 d) |
| Leo Drew Gies | Woodbury Financial Services, Inc. other | Chase Investment Services Corp. other | Other | Jun 23, 2009 | Jun 30, 2009 |
| Lisa Ann Evans | Woodbury Financial Services, Inc. other | Equitable Advisors, LLC national BD | Other | Jun 18, 2009 | Jul 17, 2009 |
| Mark Thomas Ealy | Woodbury Financial Services, Inc. other | Independent Financial Group, LLC other | Other | Jun 4, 2009 | Jun 3, 2009 |
| John Bruce Etrheim | Woodbury Financial Services, Inc. other | Fintegra, LLC other | Other | Jun 2, 2009 | Jun 2, 2009 |