Departures from E*Trade Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Randolph Allen Finneman	E*Trade Capital Management, LLC other	Td Ameritrade Investment Management, LLC other	Other	Sep 6, 2011	Sep 6, 2011
Joshua Tyler Lowry	E*Trade Capital Management, LLC other	Td Ameritrade, Inc. no RAUM	Other	Sep 2, 2011	Sep 7, 2011
James Ballor	E*Trade Capital Management, LLC other	Strategic Advisers LLC national BD	Other	Aug 9, 2011	Feb 17, 2012 (192 d)
Geremy Lee Zezini	E*Trade Capital Management, LLC other	Charles Schwab & Co., Inc. national BD	Other	Jul 27, 2011	Sep 13, 2011 (48 d)
Kyle Edwin Roser	E*Trade Capital Management, LLC other	Charles Schwab & Co., Inc. national BD	Other	Jul 27, 2011	May 20, 2013 (663 d)
Robert Leighton Lewis	E*Trade Capital Management, LLC other	Raymond James Financial Services Advisors, Inc other	Other	Jul 15, 2011	Sep 12, 2011 (59 d)
Tyson Kendrick Bryant	E*Trade Capital Management, LLC other	Raymond James & Associates, Inc. national BD	Other	Jul 13, 2011	Jul 28, 2011
Brian Wesley Kofoed	E*Trade Capital Management, LLC other	Strategic Advisers LLC national BD	Other	Jun 30, 2011	Jul 8, 2011
Jared Hobert Brock	E*Trade Capital Management, LLC other	Chase Investment Services Corp. other	Other	Jun 20, 2011	Nov 17, 2011 (150 d)
Howard Aaron Rudolph	E*Trade Capital Management, LLC other	Suntrust Investment Services, Inc. other	Other	Jun 6, 2011	Jun 1, 2011
Steven Scott Gray	E*Trade Capital Management, LLC other	Td Ameritrade, Inc. no RAUM	Other	Mar 2, 2011	Jun 14, 2011 (104 d)
Laren Ann Campbell	E*Trade Capital Management, LLC other	J.P. Morgan Institutional Investments other	Other	Feb 16, 2011	Mar 8, 2011
John Cragin Mccord	E*Trade Capital Management, LLC other	Cardinal Point Wealth Management, LLC other	Other	Jan 21, 2011	Feb 9, 2011
Ronald John Price	E*Trade Capital Management, LLC other	Td Ameritrade, Inc. no RAUM	Other	Jan 3, 2011	Jan 5, 2011
Christopher Erik Anderson	E*Trade Capital Management, LLC other	Morgan Stanley wirehouse	Other	Dec 22, 2010	Sep 27, 2019 (3201 d)
Daniel John Ward	E*Trade Capital Management, LLC other	Strategic Advisers LLC national BD	Other	Dec 10, 2010	Jun 25, 2013 (928 d)
Danielle Asako Delgado-Ellison	E*Trade Capital Management, LLC other	Raymond James & Associates, Inc. national BD	Other	Nov 22, 2010	Jan 5, 2011 (44 d)
Li-Wei Chang	E*Trade Capital Management, LLC other	Kam Advisors other	Other	Oct 28, 2010	Mar 20, 2013 (874 d)
Matthew Jordan Van Name	E*Trade Capital Management, LLC other	Securities America Advisors, Inc. other	Other	Aug 16, 2010	Sep 1, 2010
Kenneth Brian Kann	E*Trade Capital Management, LLC other	Windsor Capital Management, LLC other	Other	Aug 12, 2010	Aug 19, 2010
Miranda Eron Mccoy	E*Trade Capital Management, LLC other	Cambridge Investment Research Advisors, Inc. other	Other	Aug 9, 2010	Apr 27, 2011 (261 d)
Stephen Elcock	E*Trade Capital Management, LLC other	Scottrade Investment Management other	Other	Jun 7, 2010	Jun 29, 2017 (2579 d)
Marlon Lamar Johnson	E*Trade Capital Management, LLC other	Wells Fargo Advisors wirehouse	Other	Jun 7, 2010	Aug 31, 2010 (85 d)
Helmut Garcia	E*Trade Capital Management, LLC other	RBC Securities, Inc. other	Other	May 21, 2010	Jan 13, 2011 (237 d)
Robert Thomas Christian	E*Trade Capital Management, LLC other	Chase Investment Services Corp. other	Other	May 4, 2010	Jun 2, 2010
Jeffrey Yves Laborde	E*Trade Capital Management, LLC other	Raymond James & Associates, Inc. national BD	Other	Apr 28, 2010	Apr 20, 2010
James Robert Moulton	E*Trade Capital Management, LLC other	Chase Investment Services Corp. other	Other	Apr 9, 2010	Apr 7, 2010
Neill V Smith	E*Trade Capital Management, LLC other	Osaic Fa, Inc. other	Other	Apr 7, 2010	Jul 21, 2010 (105 d)
Perry S. Meyers	E*Trade Capital Management, LLC other	Chase Investment Services Corp. other	Other	Apr 1, 2010	Apr 12, 2010
Travis Robert Hensley	E*Trade Capital Management, LLC other	Charles Schwab & Co., Inc. national BD	Other	Mar 12, 2010	Apr 8, 2010
Christopher Erlewine	E*Trade Capital Management, LLC other	Bb&T Investment Services, Inc. no RAUM	Other	Mar 12, 2010	May 19, 2010 (68 d)
David Lee Edmisten	E*Trade Capital Management, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Mar 12, 2010	Oct 11, 2011 (578 d)
Willeen Frankie Linsicombe	E*Trade Capital Management, LLC other	Morgan Stanley wirehouse	Other	Mar 5, 2010	Feb 19, 2010
Stephen Raymond	E*Trade Capital Management, LLC other	Bolton Global Asset Management other	Other	Mar 3, 2010	Mar 19, 2010
Nathan R Royall	E*Trade Capital Management, LLC other	Strategic Advisers LLC national BD	Other	Mar 2, 2010	Aug 27, 2010 (178 d)
Andrew Hamsher	E*Trade Capital Management, LLC other	Wells Fargo Advisors wirehouse	Other	Feb 16, 2010	Mar 15, 2010
Ronald Joseph Puccinelli	E*Trade Capital Management, LLC other	Ameriprise Financial Services, LLC national BD	Other	Feb 16, 2010	May 4, 2011 (442 d)
Chad Ashton Kasper	E*Trade Capital Management, LLC other	Financial Engines Advisor Center, LLC other	Other	Jan 29, 2010	Oct 10, 2016 (2446 d)
Crystal Lynn Dykstra	E*Trade Capital Management, LLC other	Charles Schwab & Co., Inc. national BD	Other	Jan 15, 2010	Feb 8, 2010
James Howard Dockens	E*Trade Capital Management, LLC other	Berthel Fisher & Company Financial Services, Inc. other	Other	Jan 8, 2010	Jan 7, 2010
Jonathon Merickel	E*Trade Capital Management, LLC other	Chase Investment Services Corp. other	Other	Jan 8, 2010	Feb 2, 2010
Steve Christopher Charonis	E*Trade Capital Management, LLC other	LPL Financial LLC BD affiliated	Other	Dec 15, 2009	Jan 1, 2025 (5496 d)
James Franklin Liddington	E*Trade Capital Management, LLC other	Northwestern Mutual Investment Services,LLC other	Other	Nov 24, 2009	Jul 6, 2015 (2050 d)
James Michael Richard	E*Trade Capital Management, LLC other	Jesup & Lamont Securities Corp unclassified	Other	Nov 10, 2009	Nov 6, 2009
Carlos Kennedy	E*Trade Capital Management, LLC other	Bancwest Investment Services, Inc. (Bwis) BD affiliated	Other	Oct 14, 2009	Jan 30, 2019 (3395 d)
Arnold Gregory Adkins	E*Trade Capital Management, LLC other	Centaurus Financial, Inc. other	Other	Oct 1, 2009	Sep 2, 2011 (701 d)
Eric Billingslea	E*Trade Capital Management, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 23, 2009	Jan 13, 2010 (112 d)
Brian J Howe	E*Trade Capital Management, LLC other	Morgan Stanley wirehouse	Other	Sep 4, 2009	Sep 18, 2009
Dennis Lee Bell	E*Trade Capital Management, LLC other	Chase Investment Services Corp. other	Other	Aug 11, 2009	Sep 22, 2009 (42 d)
William John Focia	E*Trade Capital Management, LLC other	Osaic Fa, Inc. other	Other	Jun 30, 2009	Jul 2, 2009
Jonathan Peter Fritsche	E*Trade Capital Management, LLC other	Schwab Wealth Advisory, Inc. BD affiliated	Other	Jun 19, 2009	Feb 20, 2020 (3898 d)
Gary Alan Gould	E*Trade Capital Management, LLC other	Schwab Wealth Advisory, Inc. other	Other	May 19, 2009	Feb 21, 2012 (1008 d)
Joshua H Kimbrough	E*Trade Capital Management, LLC other	J P Turner & Company Capital Management, LLC other	Other	May 15, 2009	May 8, 2009
Jason Chi-Jui Chiu	E*Trade Capital Management, LLC other	Wells Fargo Investments, LLC unclassified	Other	May 6, 2009	Jul 21, 2009 (76 d)
Norman Matthew Yee	E*Trade Capital Management, LLC other	Wescom Financial Services, LLC independent RIA	Other	Feb 27, 2009	Aug 3, 2010 (522 d)
Curt Benjamin Radetich	E*Trade Capital Management, LLC other	Td Ameritrade, Inc. no RAUM	Other	Feb 9, 2009	Apr 27, 2009 (77 d)
Donald A Boyd	E*Trade Capital Management, LLC other	Td Ameritrade Investment Management, LLC other	Other	Jan 5, 2009	Jun 9, 2009 (155 d)
James Garnet Jones	E*Trade Capital Management, LLC other	Td Ameritrade, Inc. no RAUM	Other	Dec 5, 2008	Dec 12, 2008
Todd S Crane	E*Trade Capital Management, LLC other	Td Ameritrade, Inc. no RAUM	Other	Oct 21, 2008	Jan 12, 2010 (448 d)
Geir Fjugstad	E*Trade Capital Management, LLC other	Credit Suisse Securities (USA) LLC other	Other	Oct 17, 2008	Oct 1, 2008

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801 moves match.