DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from M Holdings Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Tyler Fee | M Holdings Securities, Inc. BD affiliated | True North Wealth Strategies LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 10, 2026 | Aug 14, 2026 |
| Robert Patrick Olson | M Holdings Securities, Inc. BD affiliated | M Financial Asset Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2026 | Mar 20, 2024 |
| James Coleman Davis | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2026 | May 18, 2026 |
| Thomas Joseph Fanning | M Holdings Securities, Inc. BD affiliated | Heritage Advisory LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 28, 2026 | Apr 14, 2026 |
| Michael Francis Gacek | M Holdings Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2026 | Feb 2, 2026 |
| Robert Jon Fiondella | M Holdings Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2026 | Feb 2, 2026 |
| Nolan Christopher Glenn | M Holdings Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2026 | Feb 2, 2026 |
| Robert Jon Fiondella | M Holdings Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2026 | Feb 2, 2026 |
| Michael Howard Lyman | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Jun 26, 2026 (177 d) |
| David Anderson | M Holdings Securities, Inc. BD affiliated | Human Investing mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2025 | Dec 11, 2025 |
| Adriana Ramos Courts | M Holdings Securities, Inc. BD affiliated | Retirement And Wealth At Alliant, LLC institutional | Other | Oct 10, 2025 | Dec 3, 2025 (54 d) |
| Harold Blaine Miller | M Holdings Securities, Inc. BD affiliated | Lanark Financial, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2025 | Oct 6, 2025 |
| Neimi Mousa | M Holdings Securities, Inc. BD affiliated | Griphook Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 4, 2025 | Mar 26, 2026 (203 d) |
| Hollie Lynn Frazier | M Holdings Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2025 | Sep 18, 2025 |
| Mark Jones | M Holdings Securities, Inc. BD affiliated | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2025 | Aug 18, 2025 |
| Richard Gustafson | M Holdings Securities, Inc. BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2025 | Nov 8, 2023 |
| William Michael Conroy | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 11, 2025 |
| Thomas Christopher Rapp | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 11, 2025 |
| Ronald Julian Greenberg | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 11, 2025 |
| Joseph Peter Bartolomeo | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 13, 2025 |
| Dennis John Mojares | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 11, 2025 |
| Debbi Kim Wertheim | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 11, 2025 |
| Patrick Short Maguire | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 11, 2025 |
| Jonathan Byron Crozier | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 11, 2025 |
| Cole Smithers Koeniger | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 11, 2025 |
| Adam David Sendzischew | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 13, 2025 |
| Jeffrey George Newman | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 11, 2025 |
| Kyle Michelle Leaderman | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 13, 2025 |
| Ryan Wynn Miscik | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 11, 2025 |
| Jordan Lee Crowley | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 11, 2025 |
| Jacob Samuel Greenberg | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 11, 2025 |
| Ryan Matthew Pergola | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 11, 2025 |
| Thomas Keith Brown | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 11, 2025 |
| Michael Matthew Pfenninger | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 11, 2025 |
| Jack Graffam Grondin | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 11, 2025 |
| Brian Robert Rapp | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 11, 2025 |
| Dante Joseph Zicarelli | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 11, 2025 |
| Maxwell Kopelman | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 11, 2025 |
| Robert Marshall Jones | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 11, 2025 |
| Justin Adam Gelman | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2025 | Jan 5, 2026 (150 d) |
| Jonathan Paul Horick | M Holdings Securities, Inc. BD affiliated | Strategic Asset Management LLC. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2025 | Jul 7, 2025 |
| Douglas Leonard Whitten | M Holdings Securities, Inc. BD affiliated | Leconte Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Jul 22, 2025 |
| David Stephen Clark | M Holdings Securities, Inc. BD affiliated | Wick Capital Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Jul 2, 2025 |
| Reynaldo Ortiz | M Holdings Securities, Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2025 | Oct 14, 2025 (119 d) |
| Charles Cook Schroeder | M Holdings Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2025 | Jun 13, 2025 |
| Michael G. Brodowicz | M Holdings Securities, Inc. BD affiliated | Golden Reserve Retirement, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2025 | Apr 20, 2025 |
| Kimberly S Williams | M Holdings Securities, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Apr 11, 2025 | Jul 15, 2025 (95 d) |
| Krishna Devendra Gaglani | M Holdings Securities, Inc. BD affiliated | Twin Peaks Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2025 | Jan 20, 2026 (294 d) |
| Heidi Margaret Pederson | M Holdings Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Sep 25, 2025 (213 d) |
| Catherine Gill | M Holdings Securities, Inc. BD affiliated | Phillips And Company Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2025 | Feb 13, 2025 |
| John Reagan | M Holdings Securities, Inc. BD affiliated | Moneta Group Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Mar 3, 2026 (427 d) |
| Adam Nabil Rehim | M Holdings Securities, Inc. BD affiliated | World Investment Advisors, LLC other | Other | Dec 12, 2024 | May 22, 2025 (161 d) |
| David Allen Maisel | M Holdings Securities, Inc. BD affiliated | Orca Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2024 | Mar 19, 2026 (486 d) |
| Richard Joshua Whitelock | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2024 | Sep 6, 2024 |
| Samuel W. Tillotson | M Holdings Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 26, 2024 | Sep 19, 2024 |
| Thomas William Hazelhoff | M Holdings Securities, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2024 | Feb 7, 2025 (165 d) |
| Nathaniel Tjoa | M Holdings Securities, Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2024 | Aug 27, 2024 |
| Richard Alan Hultquist | M Holdings Securities, Inc. BD affiliated | Assuredpartners Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2024 | Apr 2, 2024 |
| Brittney Stephens | M Holdings Securities, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 29, 2024 | May 8, 2024 |
| Erik Bjorvik | M Holdings Securities, Inc. BD affiliated | Lri Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2024 | Jun 11, 2024 (60 d) |
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306 moves match.